Constitutional Law



  • Memorize- doesn't care what you can memorize for midterm and final. Quizzes memorization more important

  • Understand- 

  • Analyze/ explain-



The Enlightenment:


Define: 

  • Intellectual movement that stressed reason and thought and the power of individuals to solve problems. Also known as the age of reason, the mid-1700s movement brought great change to many aspects of Western civilization.

  • Starts to challenge that all divine power starts with the monarchy

  • Come up with the idea that people are born with certain rights

  • Look outside of religion and to the natural world, science.

  • Government comes from the people 

  • New beliefs about the world and who could have power

  • Hand in hand with the Scientific revolution

  • Life for everyone was really hard back then, modern comforts- life very centered around survival 

  • Founding fathers were students of the Enlightenment

    • White male property owners: like people: risk they will make oppressive policies

    • Protected slave owners etc. 

  • Affirmative freedom developed later (after civil war)

  • Either need Government to do something for you (developed later affirmative freedom), or need them to leave you alone (what founders focused on)

Needed from Gov

  • National security from outside threats 

  • Law and order (domestically)- individual identities tied to states identity of being American took time to develop

  • Public Works- post office, bridges, etc.


Influential Thinking Toward the Enlightenment:


Thinkers:

  1. John Locke

  2. Jean- Jacques Rousseau

  3. Montesquieu 

  4. Voltaire



Impact

Locke- born with natural rights. Enter into a social contract and a contract with each other to be governed. Willingly giving up some of those natural rights to be governed.

  • Colonists wanted a representative government. A say in how they were being taxed and how things would be regulated. These rights are attributed to Locke.

Rousseau- Government can only exist by the consent of the people. Voluntary departure from some rights 

Montesquieu- Separation of powers/ checks and balances

Voltaire- Freedom of religion (gov isn't allowed to establish a religion)


*By the people for the people


Takeaways: Enlightenment was a shift in thinking, focused on the individual and individual rights, moving away from monarchy. The writers and thinkers of the enlightenment were highly influential on the founders, who used those ideas to create a government system.


The Articles of Confederation:

  • 1st attempt at organizing the United States, not just 13 separate colonies

  • League of friendship: looser than “United States” lack of support for strong central government. 

Three main obstacles 

  1. Abolishing institution of slavery

  2. Fear of monarchy

  3. Fear of mob rule- tyranny 


Weaknesses:

Federal government had too little power and as a league of friendship it did not unify the states. 

Ultimately couldn’t meet the baseline plans the founders intended 

*for test understand why these are weaknesses

  • Need 9/13 states to pass laws

  • No real executive branch

    • No power, no one in charge

    • Difficult to get things done

    • Inefficient/ high bar

  • Couldn’t regulate commerce 

    • Hard to do business across states

  • Couldn’t tax

    • No money

    • Couldn’t spend

    • National Security problem

    • No money for the military- weapons, supplies, people

    • No money for infrastructure, etc. 

    • Relied on states to voluntarily contribute to national military, couldn't provide protection founders intended

  • Unanimous vote to amend

    • Very little all 13 colonies could agree on at the time

  • No national judicial system

    • Every state had their own court system 

      • Courts would favor their state citizens

    • Hard to get a fair trial for the out of state defendant

    • NY P v. NJ D

    • P wants NY state court, if enough money involved, (75k) D has right to say no and go to federal court 

    • Prejudice towards people from other states


Looking for Federal government to provide 

  1. National Security

  2. Law and Order

  3. Public Infrastructure


The Federalist Papers- John Jay, James Madison, Alexander Hamilton

10. 

51.

70.

78.


Why?

  • Trying to convince delegates that the states had too many rights and the federal government too little power

  • Fear of monarchy, mob rule, too much democracy

  • Slavery

  • Geographic considerations 


Federalist No. 10

*proposed solution to problems of tyranny 

Compound Republic:

  • Representative democracy, less democratic, more representatives 

  • System designed to be less democratic, put the decision making power in the hand of qualified, trustworthy citizens 

  • Purposefully inefficient way to run a government. More steps 

  • Wanted to have a lot of checkpoints on different places where tyranny could be stopped, whether by monarchy, majority, or minority 

Madison’s Plan:

  • Executive, legislative, judicial

Factions

  • Fed

  • State

  • Local

  • Tyranny of the majority (now political parties)

  • Groups of people with different shared ideas

  • “a mortal disease”

Problem:

Solution:

#51: Alexander Hamilton or James Madison 

Problem: fear of mob rule

Solution: spread out government, separation of power 

  • Doubles down on the horizontal division of power

  • Federal level

  • State level

  • Local Level

  • Subdivided the divisions and ended up with bicameral legislature 

  • Keep one branch of government from becoming too powerful 

#70: Alexander Hamilton

  • Presidency and the judiciary

  • Energetic strong, unitary executive

  • Ability to enforce laws and act in times of crisis

  • Presidency different from a monarchy because of elections and  

#78: Alexander Hamilton

  • Judiciary- not too worried about it 

  • Just there to tell us what the constitution means and to resolve conflicts

  • Founding fathers underestimated the importance of the judiciary branch 

District courts

Circuit courts

Supreme court 


1/28: 

Federal- laws apply everywhere

State- laws apply boundaries of a state

Local- laws apply in local zones


Leg- make laws

Fed Congress: Senate and the house of representatives

State State legislatures

Local Bi-cameral (often)

County legislatures

Town/city councils

Boards

Commissions

Exec- enforce laws

Fed President

State Governors

Local Mayors

Managers

Admins

Judicial- interpret laws

Fed Federal Court

State State Court Systems

Local Local Court systems

  1. Supremacy clause- when federal government is using their enumerated powers, it is the supreme law of land

  2. Preemption- what happens when there is a conflict between state and federal law. If the federal law is constitutional, it will win and the state law is invalidated (non-enforceable). 

    1. Roe- Fundamental right (limited) supreme law of land, state laws preempted. 

    2. Dobbs-  overturn abortion, not FMR 

    3. Something is only preempted if it conflicts with a federal law

  3. Commerce clause- grants congress broad power to regulate interstate commerce and restricts states from impairing interstate commerce.

  4. Necessary and Proper clause- Right to do all things necessary and proper, what makes the constitution flexible.

  5. 10th amendment- All rights not expressly laid out in the constitution reserved for the states.


Federal State

  • Commerce - General welfare

  • treaties/ international decision - Licensing    

  • Coin money - Local police power

  • Resolve state conflicts - Emergency service


Both Neither

  • Tax - Bill of attainder (guilty no trial)

  • Borrow money - Ex post facto laws 

  • Build stuff - Titles of nobility


Possession of drugs cannot be a federal crime, but sale and transportation across state lines (commerce) therefore necessary and proper to enforce that law with local police


  • Immigration

  • Pandemic response

  • Minimum Wage

  • Healthcare


Healthcare

  • Affordable Care Act (obama care)- basement provided by the federal gov but states can give more. Medicaid is a federal program that states can add to

    • Expanded medicaid (changed levels of eligibility), 

  • Medicare (elderly) and medicaid (means tested) are joint federal state programs

  • Means tested: below a certain point of the poverty law

  • Health care interpreted to be constitutional act of the federal government but not necessarily an enumerated power 

Immigration

  • Federal law

  • Sanctuary city: immigrants who aren't federally eligible can receive benefits like Medicare. If an undocumented immigrant is arrested, the sanctuary city does not immediately report them to the dept. of homeland security. 

  • Shelter city: NY

  • ICE: Federal government cannot deputize states, states have to join by choice. 

Pandemic

  • Federal government: stimulus checks 

  • State and local governments: mask mandates, vaccines, school closure, money. Covid specifically covid was 70, 30 states to federal due to regulations. (state of emergency is different)

Minimum Wage

  • Federal and States: 

  • Federal $7.25,

  • New York state: $15.00- can always give more rights but can never take away (federal acts as a basement)

  • NYC (Local)- $16.50 - also subject to state basement, minimum would be $15 in NY 



*Federal government sets the baseline for protection, states can always give more, but never less. 

Non- Stop:

What were they trying to accomplish?

Discourse between Burr and Hamilton?

How does this help understand the context of publishing the federalist papers?


Alexander Hamilton:

Huge Impact on the federalist papers 

51/85 Essays 


1/28:

  • Finish the federalist papers

  • Start structure: federalism


Topic: Constitution

Context: enlightenment

History: articles of confederation, federalist papers

Begin of class we are here

Structure: federalism

Specificis: articles & interpretation 


For friday: watching a documentary that goes through examples of state and federal government 


1/31

  • Finish federalism GN through documentary

  • Watch federalism documentary

Tuesday:

  •  Quiz #1

  • Finish federalism guided notes

Friday: 

  • AI, Sections 1-7

  • Start AI section 8 (commerce clause)

Quiz scope:

  • From syllabus- today’s materials



Fed checks and balances

Exec - leg: veto a bill

Exec - jud: appoint justices

Leg- exec: impeachment, override vetoes

Leg- jud: impeach justices, confirm justices 

Jud - exec: name laws unconstitutional

Jud- leg: name laws unconstitutional


PBS Documentary 

Guided Questions:

  • What are the substantive topics discussed that span multiple levels of government?

    • Marijuana: Legal In CA but still a federal crime. This presents tension between state and federal powers, particularly with examples from Emerald Triangle and “Harborside”

    • Gun Laws: The commerce clause 

  • How does this episode demonstrate the tensions inherent in federalism?

    • Marijuana legalization, gun rights, and environmental regulations. Some states push for autonomy while the federal government asserts its authority, often citing the Supremacy clause and Commerce Clause to justify intervention. 

      • Argument against Gary: stream of commerce 

  • Examples of how the federal government solved/solves local problems.

    • Hoover Dam: Government stepped in to fund and build the dam when Nevada residents could not afford to do so. Federal government can address regional infrastructure challenges

    • New Deal: Gov pumped money into public works projects to help with unemployment and to relieve stress of the great depression 

    • Brown v. Board: Civil rights. Initially Eisenhower allowed states to handle segregation, but when Arkansas refused to integrate schools he sent federal troops to enforce desegregation in Little Rock

  • In what ways does crisis impact federalism and the relationship governments?

    • The Great Depression led to FDR’s New Deal where the federal government took a stronger role in managing the economy and providing social programs, shifting the balance of power

    • The Civil Rights Movement forced the federal government to intervene against states resisting desegregation

    • Environmental issues: one states policies can negatively affect others, justifying federal intervention (KY coal burning)

  • Reflect on federal programs administered by the states.

    • Social Security, Medicaid, and educational funding originate from the federal government but are run by the states. This means policies and benefits vary depending on the state, sometimes creating inequalities

  • What examples from this episode show issues at local or urban level?

    • Local businesses like Harborside Dispensary operate legally under state law but face threats from the federal government

    • Residents argue that firearms made, sold, and used within the state should be exempt from federal regulation, challenging the commerce clause

    • Nevada has its own unique laws on gambling and prostitution, demonstrating how states can shape policy to fit local culture and economy

  • Difference between federal help and federal interference?

    • Federal help: projects like the Hoover Dam and New Deal Programs provided resources that states couldn’t afford on their own

    • Federal interference: Some see regulations- like low-flow toilets or federal marijuana laws overriding states legalization as unnecessary restrictions on state freedom. Civil Rights.

  • What is the impact of Wickard v. Filburn on federalism?

    • The 1942 Supreme court case expanded the commerce clause, allowing the federal government to regulate even small, personal economic activities if they affect the broader market

    • Farmer growing wheat for personal use was fined because, by not buying wheat, he affected interstate commerce

    • This ruling set a precedent for broad federal regulation, later influencing laws like the Affordable Care Act (Obamacare) - Individual mandate which required people to buy health insurance. If people didn't buy, it would increase the cost for others, affecting the overall healthcare market 

General Documentary Notes:

Marijuana (Emerald Triangle) CA

  • Legal in CA, federal crime

  • “Harborside”

  • Terrified workers

State Power v. Federal

  • CA: respected citizen, top tax payer

  • Federal: criminal deserving of the death penalty

Constitution turning point in history

  • Proposes indivisible union

  • Uge cultural differences

  • Barely won revolution, would lose next war unless join as a nation

Articles of confederation

  • Couldn't do much of anything 

Constitutional Convention

  • Hamilton- call continental congress

  • Deliberation: Madison came up with plan to scrap articles and create supreme national government

  • 2 senators/ representatives by population

  • Elected president

  • Federal judiciary w SCOTUS

  • Necessary and proper, supremacy clause

  • Limited federal government through enumeration

*75 years later constitution nearly collapsed

  • Impossible to solve tension between north and south 

  • Lincoln said secession was illegal/ unconstitutional  

  • Abolished slavery- fed gov proved supreme

Guns

  • Montana family owns 27 guns Montanna Buckaroo

  • Gary: if a gun is bought and sold in Montana and only used in Montana, federal government cannot regulate

*federalism gives states lots of freedom to do their own thing

Nevada

  • Vegas legalized vice

  • Hoover Dam: metaphor for federal gov improving lives

  • People living in nevada couldn’t finance or power construction of Hoover Dam

Great Depression:

  • ¼ + of the workforce jobless

  • FDR: New Deal pumped $ into economy 

  • Public Works projects

9/4/57- Eisenhower lets states deal with segregation

  • Brown v Board

  • - 9/24: provide security for black students on way to class

Federal help v. Interference:

  • Need 1.6 gallon flush- people w/o screwed

  • Just one example of many regulations that are tough to deal with 

Broad interpretation of the commerce clause

  • Wickard v. Filburn

  • Too much wheat, $160 fine

  • Argued not commerce issue (1942) because by growing his own wheat he wasn't purchasing

  • Still a commerce issue because it reduced the amount of wheat he would purchase, if everyone did this the market would fail

Affordable Care Act

Fed Giv constraining personal liberty?

Federalism: national parks, efficiency standards (gains for whole society), solve pollution and 

Competing interests for liberty

  • Burning coal in KY affects other states


2/4

  • Quiz 1

  • Finish federalism guided notes


Fri- Articles 1-7, Articles 1-8- Commerce clause (start)


Court System


Federal:


District Court (Trial ct level):


Circuit Court:





NYS:


NY Supreme Court (Trial ct level):


Appellate Division: 


Court of Appeals:


Simplified federal court system:

US Supreme Court - Original jurisdiction over some cases, mostly discretionary (certiorari/ rule of 4) can affirm, reverse, or remand back to district court

Circuit Courts - Intermediate Court of Appeals: affirm, reversed, remand (review law) discretionary and mandated.

District Courts - Administrative Courts: immigration, tax, bankruptcy, workers compensation (only court that can do fact finding)

  • Cases that involve federal question

  • Cases that involve diversity jurisdiction (civil, two private parties sue each other. Two different states, amount of compensation > $75,000)

94 District Courts (trial courts), 13 Courts of Appeals (immediate appellate courts), US Supreme Court


New York State court system:

Court of Appeals (discretionary)

Appellate Division (appeal outcome, has to hear some but not all)

New York Supreme Court (trial court, fact finding) (family, criminal, etc)


State Court System has final say in how they define NY State constitution:

  • Speedy trial, defined differently in State v Federal (right to be arraigned in 24 hours in state)


Judicial Philosophy: lens

  • Originalism: founders intent- consider what words meant at the time they were written, 

    • Can’t account for modern problems that didn’t exist at the time

  • Living constitutionalism: modern times

    • Starts with the text, but looks at the interpretation through what words and context means today- in light of tech advancements and changes 

      • Who is going to see this the same way? Many interpretations

  • Textualism: words on paper - not considering outside factors or intentions

    • Problem: 

    • “Vehicle” does that just mean cars or does it include other modes of transportation, SCOTUS considers mobile homes to be automobiles- is that apparent by just looking at the words on paper

    • Activism: exceeding their power to get the outcome they want

      • Legislating from the bench

      • Implying bad actions

      • Not going through lenses process but through own morals to advance a political agenda

      • Happens to some degree with every judge

      • *Abandon ideas of neutrality in justice system  

    • Restraint: sticking to the letter of the wall

      • “Arms”

        • Intent: Intend the outcome

        • Purpose: Act with purpose

Current Makeup of the SCOTUS:

  • Chief Justice John Roberts

  • Thomas

  • Alito

  • Kavanaugh

  • Gorsuch

  • Barrett

  • Kagan

  • Jackson

  • Sotomayor

Appointed by the president, confirmed by the senate

*Political Climate

  • Used to have moderate or swing vote

    • Kennedy- appointed by Republicans and often sided with more conservative justices, but did not always. Joined the progressive majority to approve same-sex marriage 

2/7- absent

Fri- Articles 1-7, Articles 1-8- Commerce clause (start)




2/11/25

Today: commerce clause

Friday: Taxing and Spending, necessary and proper

Article 1, Section 8- some enumerated powers of congress

  • Provide for general welfare

  • Declare war

  • Post office

  • Interstate commerce *

  • Taxes & spending

  • Coin $

  • Borrow $

  • Necessary and Proper


Regulate Commerce

  1. Among the several state 

  2. Foreign nation

  3. Native americans


Commerce?

Among the states?


  1. Commerce acts

  2. Controversy

  3. SCOTUS decides

  1. Defining controversy


United Government: Parties are the majority in all branches- split in congress makes it harder to have

Divided Government: Impact president's ability to move an agenda forward 


ERA 1:

Gibbons: 

  • Licensing ferryboats in NJ and NY

  • Conflict between states

In order to determine whether the commerce clause is involved:

  1. Define commerce

  2. Define among the several states

  3. Impact of the 10th amendment

Answers

  1. Broadest definition of commerce- anything you could think of

  2. Concerning 

  3. Expansive power to federal government, 10th amendment does not act as a cap


ERA 2:

Dicta:

*same questions, different answers (varies bc of different justices)

  • Early New Deal policies

  • Narrowing

  1. Exchange of goods (sale)

  2. 2 or more states, crossing state lines

  3. 10 can be a cap even if acting pursuant to the commerce clause


  1. Overturn

  2. Change the test (same three questions, just changing the definition of what they mean)

  • FDR wants to expand the court

  • Economic policies

  • But also deals with moral issues (vices eg. gambling)

  • Activism v restraint 

ERA 3:

Wickard v Filburn:

*Broadening definition

  1. Primary sale, user sale, transport

  2. Concerning:

  3. No 

Aggregation: even if an individual action is seemingly outside of the scope of the commerce clause, if you add it to everyone doing the same thing and it could have an impact on interstate commerce, then it can be regulated


ERA 4:

Lopez

  • guns in school zones

Raich

  • Reaffirm wickard (marijuana)

Morrison

  • VAWA- violence against women act, federal cause of action

  • No, federal government can't 


*court is not broadening the scope, 


Commerce Clause & Civil Rights

  • Segregation has negative impact on commerce 

  • Court uses power to end segregation

  • Example of something you might not see as commerce


Article 1 Sec 8 → some enumerated powers of Congress

  • Declare war

  • Post office

  • Interstate commerce

  • Taxing and spending 

  • Coin and borrow money 

  • N + P clause 

  • Providing for the general welfare


Regulate commerce

  1. Among the several states

  2. Foreign nations 

  3. Native americans 


But how do we define commerce?

It is defined when 

  1. Congress acts 

  2. a case or controversy arises 

  3. SCOTUS defines from a case or controversy 


Era #1: Gibbons v. Ogden (1824) - Regarding licensing of a ferry company from New York to New Jersey.


Defined: 

  • Commerce → everything 

  • Among the several states → “concerning” two or more states

  • Impact of the tenth amendment → No, the 10th amendment does not act as a cap if enumerated power


Era #2: The New Deal 

  • Increase in the size of the federal government, specifically to the administrative state and agency


Defined: 

  • Commerce → exchange/sale of goods 

  • Among the several states → two or more states, crossing state boundaries

  • 10th amendment can be a cap even if acting pursuant to the Commerce clause


Two ways to change the law 

  1. Overturn

  2. Change the test 


Era #3: Wickard v. Filburn (1942)

  • Not participating in a market can actually impact the market

  • Principle of aggregation- even if an individual action of itself is outside the scope of the commerce, if you add it to the aggregate and it can impact the market, then it can fall under the commerce clause

Defined:

  • Commerce  → Even individual actions can if a negative impact on interstate commerce if it is taken in the aggregate 

  • Among the several states → concerning 

  • 10th amendment is not a cap 


Era #4: 

Lopez (slight narrowing), Raich (reaffirm Wickard), Morrison (narrowing)


In between the era 3 and 4, there was an intertwinement of the Commerce Clause and Civil Rights. Congress tries to ban segregation on interstate highways and areas. SCOTUS upheld these laws  



Dicta: what is in the majority opinion that is not central to the opinion



2/14 


Commerce Clause: regulate commerce among the several states, foreign nations, and native tribes 

Economic 

  • Streams

  • Instrumentalities: things used for interstate commerce

  • Substantial effects (established in Wickard) 

    • On its own 

    • In the aggregate 

Or Non -economic?

  • Generally, non economic activity cant be regulated under the commerce clause

  • The only way is it can fall into congress’s power only if it is a larger regulatory scheme (no current examples)


Precedent:

  • Analogous 

  • Distinct 


How to brief a case:

Facts

Ph

Issue

Holding

Judgement

Reasoning


Taxing and Spending

  • Relation between federal and state government

  • South Dakota v. Dole: Conditioned the receipt of 5% of federal highway funding to a state on them raising the drinking age 21. The court ruled that the fed govt can condition money up until a point where it becomes coercive


National Federation of Independent Businesses v. Sebelius (2012)

  • Determined that required states to adopt the new Medicaid program or lose all funding was coercive 



2/25

Necessary & Proper clause

  • Technically enumerated but the definition of it left to the SC

  • Mcculloch v Maryland

    • Federal bank? (levy taxes, coin money) (implied)

    • If yes could a state tax it? - supremacy

    • Necessary = appropriate & legitimate; furthering an objective on an enumerated power


Section 9 (congress)

  • Cap on the federal government's ability to end slavery 

  • Habeas Corpus: cannot arrest people without a right to trial (exception: rebellion or public safety)

    • Suspended during WWII, Japanese internment camps.

  • Bills of attainder: Congress can’t overstep into the legislative branch; imposes a punishment on someone without a judicial trial. Prevents the passing of laws that kick a political opponent out of office

  • Ex post facto laws: about notice. Laws go into effect at the time they are signed into law and are looked at that way going forward. Can’t break laws that there is no notice of it; cant be punished for a law retroactively

    • Constructive notice

    • If they change a law 

  • Titles of nobility: Emphasises how afraid the founders were of tyranny

  • Emolument


Section 10- States

  • Bills of attainder

  • Ex post facto laws

  • Titles of nobility