Introduction to Clinical Coding and Clinical Record Management

Definition and Role of Clinical Coding

  • Clinical coding is defined as the function of categorizing information found in health records.
  • This process involves documenting diseases and procedures using specific codes within a classification system.
  • The primary purpose is to organize medical information systematically for further use.

Introduction to Clinical Records and Legal Regulation

  • Understanding clinical records is a fundamental requirement for clinical coders.
  • Clinical records serve as a vital source of confidential personal information.
  • The handling, storage, and management of these records are strictly regulated by law to protect patient privacy.
  • Key areas of study in this module include:   - The concept and necessity of clinical records.   - Methods for storing records.   - Establishing consistency across documentation.   - Maintaining patient confidentiality.

Learning Objectives

  • Upon completion of this module, students will be able to:   - Recognize what constitutes a clinical record.   - State the specific importance and governing principles of record keeping.   - Identify various methods and locations for storing clinical records.   - Indicate the confidentiality requirements for records and identify specific instances where information can be disclosed without the patient's consent.

Characteristics and Contents of Clinical Records

  • A clinical record is a document providing a comprehensive history of a patient's medical journey at a specific hospital, including:   - Medication history.   - Test results.   - Appointment schedules.
  • For patients treated at multiple facilities, the record from an alternative hospital should ideally be incorporated into the current or most recent hospital clinical record.
  • A complete record is essential for:   - Enabling future care.   - Preventing the duplication of services or tests.
  • General Practitioner (GP) records are typically the most comprehensive because GPs monitor patient movement and care across different geographical locations.
  • Comprehensive records include:   - Letters of communication between professionals.   - Past treatments and historical diagnoses.   - Results of tests and clinical analyses.   - Any other relevant medical information.

The Importance of Clinical Records in Healthcare

  • Primary Function: Clinical records act as a reminder for doctors and nurses and serve as an official medium for recording and communication.
  • Content Specifics: They detail what medication or treatment was administered, the quantities or time periods involved, the method of administration, and the resulting outcome.
  • Secondary Uses: Records are used for the education of clinical students and are frequently utilized in medical research.
  • Quality of Care: Record keeping is viewed as an integral component of professional practice and the delivery of quality healthcare.
  • Continuity of Care: Good record keeping, whether in paper or electronic format, facilitates communication between different healthcare professionals.
  • Clinical Efficiency: In a modern environment where multiple professionals treat one patient, updated and accurate notes ensure everyone has the correct information.
  • Patient Benefits: Accurate records reduce time lost on repeated tests and help prevent inaccurate diagnoses or inappropriate prescriptions.
  • Organizational Benefits: Efficient records facilitate better decision-making, which in turn frees up hospital time for patients with the highest needs.

Principles of Good Record Keeping

  • Handwriting and Ink:   - Handwriting must be clearly legible.   - A black pen must be used for most entries.   - Exception: For notes regarding theater (surgery), pharmacy, or drug charts, "screening" should be used.
  • Authentication: All entries must be signed and must include the writer's name and job title.
  • Metadata: Every entry must include the date and the time of recording.
  • Continuity: Pages must be numbered, and each page should display the patient's name and NHS number.
  • Style and Tone: Records must be purely factual and objective.
  • Inclusions: Documents must capture:   - Medications and treatments.   - Assessments, tests, and clinical reviews.   - Future care arrangements and plans.   - Advice provided to the patient.   - Issues regarding the patient or treatment and the corresponding plan of action.
  • Alterations: Records cannot be altered or destroyed without explicit instruction from an authorized individual. If a rare change is authorized, the professional must provide their name, job title, signature, date, and time alongside the original record.
  • Accessibility: Information must be written in a language that is easy for everyone to read, not just the author. Entries must remain legible when scanned or photocopied. Misrepresentation or lying in records is strictly prohibited.

Storage Methods for Clinical Records

  • Hospitals utilize systems adapted to their specific needs, but three main methods are common:   1. Adjacent Filing System: Files are arranged side-by-side on shelves.   2. Upright Filing System: Files are kept in multi-drawer cabinets.   3. Rotating Filing Systems: These units spin and are considered effective space-saving solutions.
  • Regardless of the chosen method, the security of the storage area is paramount to ensure patient confidentiality.

General Structure of Clinical Records

  • While the NHS established a consistent structure, specific procedures still vary by hospital. Most use A4-sized folders divided into five distinct sections:   1. Identification:      - Hospital name and code number.      - Patient name, occupation, NHS number, date of birth, address, and telephone number.      - GP information, parents' religion, and next of kin details.   2. Clinical Section (Doctor's Use Only):      - History of present complaint.      - Past Clinical History (PMH).      - Family history.      - Patient Complaints Of (PCO).      - On Examination (OE).      - Differential diagnosis.      - Investigations and treatment plans.   3. Nursing Section:      - Observations recorded by nursing staff for admitted patients.      - Nursing records and vital signs: Temperature, Pulse, and Respiration (recorded as TEER in the transcript).      - Intake and output charts tracking oral fluids, transfusions, and excretion.   4. Correspondence Section:      - GP referral letters or pro-forma referrals.      - Consultant reports sent back to the GP.      - Communication with other consultants or healthcare professionals.   5. Results and Miscellaneous:      - Prescription charges and social history.      - Theater or surgical operation sheets.      - Consent forms and anesthetic forms.

Master Index

  • A master index is a system designed to reduce duplicate records for the same patient.
  • It consists of an alphabetical list of every patient who has attended that hospital.
  • It can be maintained manually on cards or stored electronically on a computer system.