Ways of the World Chapter 5

Society and the State in China

  • Chinese society was uniquely shaped by state actions and the prestige of state officials.

  • For over 2,000 years, officials and bureaucrats represented the cultural and social elite of Chinese civilization.

  • Confucius advocated for selecting officials based on merit and morality, not birth or wealth.

  • Around 200 B.C.E., the Han dynasty required provinces to send promising men to the capital for official positions.

An Elite Class of Officials

  • The system evolved into the world's first professional civil service.

  • In 124 B.C.E., Emperor Wudi established an imperial academy to train potential officials in history, literature, art, mathematics, and Confucian teachings.

  • The academy enrolled 30,000 students who underwent written examinations to select officials.

  • The system favored the wealthy due to the cost of education and family connections, but social mobility was possible for bright commoners.

  • Po Chu-I's poem "After Passing the Examination" illustrates the fame and fortune awaiting successful students.

  • Officials were privileged, with robes, ribbons, seals, headdresses, polished speech, cultural sophistication, and political authority.

  • They experienced tension between official duties and personal inclinations towards a reflective cultural life.

Describing Social Structure

  • The social hierarchy of China during the second-wave era can be described by its elite officials and the landed aristocracy.

The Landlord Class

  • Most officials came from wealthy families, wealth meant land ownership.

  • By the first century B.C.E., population growth, taxation, and indebtedness led to a class of large landowners.

  • Land accumulation in sizable estates was a persistent theme in Chinese history, opposed by state authorities.

  • Landlords avoided paying taxes and raised military forces, challenging the emperor's authority.

  • Wang Mang launched reforms to counteract the power of large landowners, nationalizing and dividing estates.

  • His reforms included government loans to peasant families, limits on land ownership, and an end to private slavery.

  • Opposition and natural disasters led to the collapse of Wang Mang's reforms and his assassination in 23 C.E.

Central Feature

  • Large landowning families remained a central feature of Chinese society.

  • The term "scholar-gentry" reflected their education and membership in the official elite.

  • The scholar-gentry class lived luxuriously in urban and rural areas.

Peasants

  • The vast majority of China's population consisted of peasants living in small households.

  • Some peasants owned enough land to support their families, while many others barely survived.

  • Nature, the state, and landlords made the life of most peasants extremely vulnerable.

  • State authorities required taxes, labor, and conscription for military service.

  • Many desperate peasants had to sell out to large landlords or become sharecroppers.

Analyzing Class

  • Class conflicts disrupted Chinese society, such as peasant rebellions.

  • Li Shen's eighth-century poem reflects on the hardships of peasant life.

  • Periodic peasant rebellions punctuated Chinese history.

  • The Yellow Turban Rebellion, a massive peasant uprising in 184 C.E. of 360,000 armed followers, was due to floods and epidemics.

  • Featuring supernatural healings and collective trances, the Yellow Turban movement sought a golden age of equality and common ownership of property.

  • The rebellion was suppressed but contributed to the overthrow of the Han dynasty.

Great Wall

  • Yellow Turban Rebellion class antagonisms of Chinese society led to the collapse of ruling dynasties.

Merchants

  • Peasants were honored, but merchants were not well-regarded in China.

  • Merchants were viewed as unproductive, greedy, and materialistic.

  • State authorities sought to control merchants, forbidding them from wearing silk clothing, riding horses, or holding public office.

  • State monopolies limited merchant opportunities, and dynasties forced merchants to loan money to the state.

  • Merchants became wealthy and sought elite status by purchasing land or educating their sons.

  • They had relationships with state officials and landlords, who profited from business connections.

Class and Caste in India

  • India's social organization shared features with China, including birth-determined social status, little social mobility, and religious justification for inequalities.

  • Ancient Indian society, was embodied in the "caste" system with Portuguese origins meaning "race" or "purity of blood."

Analyzing the Role of Ideas

  • Cultural and religious ideas underpinned India's caste-based society. This included the notion of performing one's dharma.

Caste as Varna

  • The origins of the caste system are hazy, emerging from interactions among South Asia's varied cultures.

  • Economic and social differences contributed to the development of caste.

  • By around 500 B.C.E., Indian thinking was that everyone was born into one of four ranked classes, or varnas, for life.

  • The Brahmins (priests) were at the top, followed by the Kshatriyas (warriors and rulers), the Vaisyas (commoners who cultivated the land), and the Sudras (native peoples in subordinate positions).

  • The first three classes were “Aryan," or