AP World History Units 1-4

UNIT 1: THE GLOBAL TAPESTRY (1200-1450)

Developments in East Asia

How the Song Dynasty maintained and justified its power

  • Confucianism: Song rulers revived Confucianism, emphasizing hierarchical relationships in society and the practice of filial piety.

    • DEFINITION: A philosophy that taught human society is hierarchical by nature, society was composed of unequal relationships. (ex: father > sons, husbands > wife’s, rulers > subjects)

    • Filial piety: practice of honoring one’s ancestors and parents

    • Neo-Confucianism: influence of Buddhist and Daoist philosophical ideas

      • Note: the revival of Confucianism is a historical continuity between ancient China and the Song, also demonstrates innovation

  • Imperial bureaucracy: The Song Dynasty relied on a large bureaucracy to ensure obedience to the emperor’s rule, with positions awarded based on merit through civil service exams.

Women in the Song Dynasty

  • subordinate position in the hierarchy - forbidden to remarry if divorced

    • FOOT BINDING: women had trouble walking, made foot smaller than it started (more seen in elite societies)

Influence on neighboring states

  • Korea: Maintained a tributary relationship with China, adopting aspects of Chinese culture (elite members), including Confucian principles and a similar civil service exam system.

  • Japan: Voluntarily adopted cultural traits from China, such as the imperial bureaucracy and Buddhism.

    • used whatever they found useful in Chinese society and politics.

  • Vietnam: Also maintained a tributary relationship with China, adopting Confucianism, Buddhism, and the civil service examination system, while women had a higher status compared to China.

Role of Buddhism in Chinese Society

  • Buddhism spread to China, with different branches emerging, including Mahayana Buddhism and Theravada Buddhism.

    • Theravada: original form, restricted to monks only for a select few

    • Mahayana: Buddhist teachings were available to all, emphasized compassion, made the Buddha into an object of devotion

    • Tibetan: emphasized more mystical practices (lying prostrate, elaborate imaginings of deities)

  • Buddhism coexisted with Confucianism in Chinese society, with the Song Dynasty emphasizing more traditional Chinese ideas, but still acknowledging the significant role of Buddhism.

    • Four Noble Truths: 1) life is suffering, 2) we suffer because we crave, 3) we cease suffering when we cease craving, 4) the eightfold path leads to the cessation of suffering and craving

    • Eightfold path: principles and practices that a Buddhist must follow (moral lifestyle + practice of meditation)

Song Economy and Prosperity

  • 1) Widespread commercialization: China produced excess goods and sold them on the world market, utilizing paper money and credit practices.

  • 2) Iron and steel production: Both large-scale manufacturers and home-based artisans contributed to the production of iron and steel, used for warfare, trading, taxation, and agriculture.

  • 3) Agricultural innovations: Introduction of Champa rice, a drought-resistant and high-yield crop, led to a population BOOM and increased agricultural output.

  • 4) Transportation innovations: Expansion of the Grand Canal (travel cheaper), improvements in navigation with the magnetic compass, and advancements in shipbuilding techniques (Junk ships with rudders).

Developments in Dar-Al-Islam

aka House of Islam!

Three Major Religions

  • Judaism (originated in the Middle East)

    • Monotheistic religion practiced by the Jews

    • Influenced the development of Christianity and Islam

  • Christianity

    • Established by Jesus Christ, a Jewish Prophet

    • Followers spread the message of salvation by grace

    • Early Christians initially persecuted minority, later adopted by the Roman Empire (most significant influence of Christianity)

    • Influenced the organization of states in Europe and Africa

  • Islam

    • Founded by the Prophet Muhammad (7th century, Arabian Peninsula).

    • Taught salvation through righteous actions (almsgiving, prayer, and fasting).

    • Spread rapidly throughout the Middle East, Africa, and Europe.

    • Facilitated trade and led to the rise of prosperous Islamic states.

Rise of New Islamic Empires

  • Abbasid Caliphate (8th century): ethnically Arab + in power during Golden Age of Islam (innovations/advancements) → declined → new Islamic empires rose (made up of TURKIC people).

    • Seljuk Empire: Central Asia, pastoral people brought in by the Abbasids as a military force to expand their empire by force → Seljuk warriors claimed more political power.

    • Mamluk Sultanate: Turkic Warriors (Mamluks) seized power in Egypt under the leadership of Saladin (needed more labor) → gave rise to another Turkic Muslim state.

    • Delhi Sultanate: Turkic Muslims established a state in South Asia.

      • NOTE: Continuity in Muslim empire: 1) military in charge of administration, 2) Implemented Sharia Law (code of laws established in the Quran).

Expansion of Islam

  • Military Expansion: Delhi Sultanate.

  • Merchant Activity (trade): Ex - North Africa ruled by Muslims who stimulated trade throughout Africa → Mali converted to Islam.

  • Muslim Missionaries (Sufis): Sufism - emphasized mystical experience, and was available to anyone (significant force for the spread of Islam worldwide).

Intellectual Innovations and Transfers

  • Mathematics (Nasser): Invented Trigonometry to better understand how planets/stars move through the sky.

  • House of Wisdom: Established in Baghdad during the Golden Age of Islam (library to study religion, scholars responsible for preserving philosophy by Plato and Aristotle).

    • Translated them into Arabic and made extensive commentaries, works would’ve been lost forever → translations went to Europe, became the basis for the Renaissance.

State Building in South & Southeast Asia

Belief Systems

  • Hinduism: Dominant in South Asia (India)

    • Polytheistic belief system → sets apart from other monotheistic religions

    • Ultimate goal = To reunite their individual souls to all pervasive world soul aka Brahman

      • Involves cycling through death and rebirth (reincarnation) to achieve

    • Provided the conditions for a unified culture in India → structured Indian society (caste system, couldn’t move up in status)

    • Ethnic religion: Bound to a particular people in a particular place → don’t spread well

  • Islam → Turkic Muslim invaders came into South Asia and set up a Muslim empire (Delhi Sultanate)

    • Since Muslims were in charge in large parts of India → religion of the elite + spread throughout Southeast Asia

  • Buddhism: Founded in India (shared several beliefs with Hinduism) = more likely to spread + its influence was dying in India by 1200

Belief Systems CHANGE

  • Hinduism (Bhakti Movement = Bhaktis)

    • Encouraged believers to worship one particular god in the Hindu pantheon of gods

    • Rejected the hierarchy of Hinduism

    • Encouraged spiritual experiences to all people

  • Islam (Sufism = Sufis)

    • More mystical, spiritual experience-based version of Islam


    • -

  • Buddhism

    • Despite it being a universalizing religion, in South Asia, it become more and more exclusive → on a decline

State building in South Asia

  • Muslim leaders had a lot of trouble imposing Islam on India (a minority religion here)

  • Resistance to Muslim rule → Rajput Kingdoms:

    • rival and warring Hindu kingdoms, some were conquered by Muslim rulers and some were independent Hindu states

  • Vijayanagara Empire (South)

    • Rulers wanted to extend the rule of the Delhi Sultanate to the South → sent emissaries

    • Emissaries were Hindus who converted to Islam → established this

State building in Southeast Asia

note: when a state is sea-based or land-based, it’s talking about whether it gets their power from the sea or the land

  • Sea-based states

    • Srivijaya Empire: Buddhist but influenced by Indian Hindu culture

      • Had control over the Strait of Malacca (main power source) → imposed taxes on ships passing by

    • Majapahit Kingdom (Java): originally a Hindu kingdom, but had strong Buddhist influences

      • Maintained power: Created a tributary system among the states in the region

  • Land-Based States

    • Sinhala Dynasties (Sri Lanka): Buddhist state

    • Khmer Empire: founded as a Hindu empire

      • Prosperous state and created a Hindu building (Angkor wat) → represented the entire Hindu universe

      • Khmer rulers converted to Buddhism and added Buddha’s all over the temple

      • note: blending of religions = syncretism

State Building in the Americas

Mesoamerican civilizations

  • note: Decentralized power (people they conquered were set up as tributary states)

  • note: centralized power = a govt where power is concentrated in a single authority

  • CONTEXT: Maya civilization (250-900 CE)

    • Built urban centers, had a good writing system, math (concept of zero)

    • State structure was a decentralized collection of city-states that were often at war with one another

    • Fought to create a network of tributary states among neighboring regions

    • Emphasized human sacrifice (believed the sun was a deity)

  • Aztec Empire (1345-1528)

    • CONTEXT

      • Mexica people (semi-nomadic) who migrated South and built their military prowess

      • By 1428, they consolidated a lot of power in the region → alliance with two other Mesoamerican states → established the Aztec empire

      • To secure their legitimacy as rulers → Mexica claimed heritage from older, more renowned Mesoamerican people

      • Expansion: War provided human blood for the Sun (religious motivation) + Tributary system

    • Capital City: Tenochtitlan → held a vast population → Markets were established meaning their economy was commercialized to some degree + had palaces for rulers and pyramid temples

  • Andean Civilizations

    • CONTEXT

      • the Wari (1000 CE) → included in a series of societies that were developed along the Indian mountains

    • Inca Empire (established around the 1400s)

      • Borrowed a lot from the Wari and older civilizations

      • Established the Mit’a System = required the labor of everyone for a period of time each year to work on state projects (mining or military service)

        • Made use of systems by earlier civilizations

  • North American Civilizations

    • Mississippian culture (8th/9th century CE)

      • established in the Mississippi River Valley + represented the first large-scale civilization in North America

      • society was developed around agriculture + thoroughly hierarchical

      • Known for their extensive mound-building projects → acted as burial sites for important people + hosted religious ceremonies on the top of the mountains

        • had enough people to construct these + major urban areas were surrounded by these

        • Cahokia → largest urban center of the Mississippian culture

    • Chaco + Mesa Verde societies (after the rise of Mississippian culture)

      • dry as heck → made innovative ways to store water

      • weren’t many trees to provide timber for structures → Chaco carved Sandstone blocks out of massive quarries, imported Timber from other locations, and built massive structures (largest in NA)

        • Mesa Verde solution to this → built housing complex into the sides of cliffs using sandstone!

State Building in Africa
  • extra notes

    • note: sub-saharan = sahara desert

    • African states (during this period) adopted Islam to organize their societies and facilitate trade with the larger network in Dar-al-Islam

  • State Building in Sub-Saharan Africa

    • Swahili Civilization (Africa’s east coast, 8th century)

      • collection of city-states + popular due to their location gave them access to the Indian Ocean trade

      • Muslim Merchants who came here were interested in → Gold, Ivory, Timber, and Enslaved people

        • Since they were focused on trade → goods imported from farmers and pastoralists

      • Islam was a dominant belief system → Conversion among the Swahili elite took place voluntarily was good since it connected them to Dar-al-Islam

        • Islam influenced the Swahili language (hybrid between the Bantu languages and Arabic)

    • Great Zimbabwe (South)

      • Got rich by being in the Indian Ocean Trade by controlling ports on the coast

      • Imported gold, but their economic prosperity revolved around farming and cattle herding → with extra money, the rulers built the capital city (the largest structure in Africa) and represented the seat of power for the state

  • State Building in West & East Africa

    • Hausa Kingdoms: a collection of city-states that were politically independent and gained power/wealth through trade across the TRANS-SAHARAN trade network

    • Ethiopia (christian)

      • Christian rulers built massive stone churches → communicated to their subjects who were in charge

      • (13th century) → Grew wealthy through trade (traded in the Mediterranean Sea and the Indian Ocean) + traded SALT (most valuable good)

      • Centralized power → King sat at top + class hierarchy below the king

Developments in Europe
  • Christianity in Europe

    • CONTEXT: In the Roman Empire → Constantine made Christianity the official state religion which united Romans (476 CE = Roman empire fell )

    • Byzantine Empire (eastern half of the Roman empire): kept Christianity alive in Europe

      • Eastern Orthodox Christianity → helped rulers justify and consolidate their power structure (highly centralized)

        • Roman Catholic Christianity

      • Byzantine got attacked by neighboring Islamic powers → lost a lot of territory BUT had a lot of influence still on Southwest Europe and East Mediterranean

      • 1453 → Ottoman Empire (muslim power) attacked the capital city: Constantinople and renamed it to Istanbul → END TO THE BYZANTINE EMPIRE

    • Kievan Rus - adopted Eastern Orthodox Christianity (before the fall of Constantinople)

      • Borrowed from Byzantine → alphabet, architectural style, using church structures to organize the state

    • Western Europe → isolated from the world (lots of Roman Catholicism in this region)

      • Church hierarchy (popes, bishops, cardinals) provided a common structure in states across Western Europe

      • Roman Catholic Church also made European Christians into a religious Fury → went to fight Muslims in distant lands (CRUSADES)

        • First Crusade → Europeans got beat up by Muslims

        • Islam and Judaism held important minority positions (EX: Iberian Peninsula, Muslims invaded and ran the place aka Muslim Rule in Europe + Jews were around Europe and participated in trade)

        • Christians were suspicious of Jews → anti-semitism (Jewish marginalization/persecution

  • Political Decentralization in the West

    • Around this period, there were no large empires in Europe!!

    • Order was organized around a system known as FEUDALISM

    • Feudalism - a system of allegiances between powerful lords, monarchs, and knights

      • Greater lords and kings gained allegiance from lesser lords/kings + Land was exchanged to keep everyone loyal

        • Land was owned and ruled independently

    • Manorialism - peasants (serfs) bound to land and worked in exchange for protection from the lord and his military forces

      • Serfs vs Slaves (serfs weren’t owned by the lord)

    • Around 1200 Europe’s political structures began to change: Monarchs in states began to gain power and centralize their states by introducing large militaries and bureaucracies → prior to this, Nobility had the most power

      • Increasing powerful monarchs → looking towards one another and competing for influence and territory → wars of conquest to determine who was the biggest power

UNIT 2: NETWORKS OF EXCHANGE

THE SILK ROADS

Definition: network of roads and trails that facilitated trade and the spread of culture and ideas (cultural diffusion) across Eurasia in and before the period 1200-1450

  • Mainly luxury items were exchanged (Chinese SILK)

The Silk Roads Expand: CAUSES

  • Innovations in Commercial practices

    • Development of money economies

      • Paper money → merchants could deposit bills in one location and withdraw the same amount in another location

    • Increasing use of credit

      • Flying Money → Merchants could secure pieces of paper in one region then go to another region to exchange the paper for coins! → increased expansion and networks

    • Rise of Banks

      • Banking houses (Europe) → bill of exchange (merchants receive the amount of money equal to the bill)

  • Innovations in Transportation

    • Caravanserai: series of guest houses on routes used for rest areas + provided safety and were centers of cultural diffusion

    • Saddles: made riding easier + held large cargos

The Silk Roads Expand: EFFECTS

  • Effect #1 - New Trading Cities: located along the routes and had a lot of wealth

    • provided places to stop and resupply

    • Kashgar: convergence of major routes → suitable for agriculture

      • With increasing demand for interregional trade → had highly profitable markets and a center for Islamic scholarship

    • Samarkand: repeat of Kashgar

  • Effect #2 - Increased demand for luxury goods: chinese silk and porcelain

    • As demand grew, the production of these goods increased

    • Production of luxury goods in distant markets had effects on populations → EX: peasants in the Yangtze River Valley spent more time producing luxury goods, they spent less time on food production → created proto-industrialization

    • Proto-Industrialization: Process where China produced more goods than their own population could consume (extra goods sold in distant markets) → with all the extra money they reinvested it into the Iron/Steel industry

  • Effect #3 - Cultural Diffusion

    • EX: Islamic merchants spread Islam + Buddhist merchants spread Buddhism

The Mongol Empire

(largest continuous land-based empire)

pastoral nomads: traveling people who moved depending on the season

  • Rise of the Mongol Empire

    • Temujin: Mongol (pastoral nomads living in the Gobi Desert) + powerful leader + united the Mongol groups and named himself Chinggis Khan (Genghis Khan)

    • After he died, his sons who succeeded him kept expanding the empire → reached its peak in 1279

    • How did they conquer so much even if they were outnumbered?

      • Military organization: groups of 10k, 1k, 100, and 10 + superior weaponry and skill (larger bows that shot farther + skilled horse riders)

      • Lucky timing: sack of Baghdad

      • Reputation for brutality: killed nearly everyone except a few so they could warn the others of them → created fear so they can surrender

    • Pax Mongolica: happened after they ruled and conquered a lot

      • Chinggis Khan’s grandsons organized the empire into several khanates or military regions

      • Mongol rulers adopted a lot of the cultural norms of the people they ruled: EX - Kublai Khan ruled over China and made the Yuan Dynasty → united warring factions, many Confucian elite believed he possessed the Mandate of Heaven

        • Mandate of Heaven: Ruler who brings peace must be the rightful ruler

        • Kublai Khan established himself as a confucian style ruler

  • Mongol and Economics

    • Silk roads were never more organized and prosperous than they were under Mongol rule → Mongols were responsible for protecting everyone within the Silk Roads

    • Improved Infrastructure → built bridges and repaired roads → facilitated trade

    • Increased communication: EX - Yam system: a series of communication and relay stations spread across the empire

  • Technological & Cultural Transfers

    • Mongols had a high opinion of intellectuals and skilled artisans → didn’t kill them when they were conquering

      • Mongol policy: Send skilled people to different parts of the empire → encouraged the transfer of technology, ideas, and culture

    • Medical Knowledge: Greek/Islamic scholars to Western Europe

    • Adoption of Uyghur Script: Their language (Chinggis Khan needed to have a Mongolian language)

Mongols fell out of power as quickly as they rose to power → many under Mongol rule redoubled their efforts to install powerful, centralized leaders to create a unified culture (paved the way for the rise of the modern world)

Indian Ocean Trade Network

Definition: A network of sea routes that connected the various states throughout Afro-Eurasia through trade

Maritime = Sea-based

  • Causes of Expansion

    • #1: Collapse of the Mongol Empire: when the Mongol fell apart, so did the safety of travel along the Silk Roads → greater emphasis on maritime trade in the Indian Ocean

    • #2: Commercial Practices: money economies + ability to buy goods on credit → made trade easier and increased the use of these routes

    • #3: Transportation Technologies: Magnetic Compass (gave direction) + Astrolabe (accurate location) + Lateen sail (allowed ships to take wind in any direction), Knowledge of Monsoon Winds (blew in dif directions based on seasons) + Improvements in ship builds (Junk ships = massive ship that would carry large loads)

      • Dhows → Arab traders used these and hauled more cargo

    • #4: Spread of Islam: Islam was a belief system friendly to merchants, because Muhammad was a merchant → increased trade along sea-based routes

  • Effects of the Growth of the Indian Oc. Network

  • Effect #1: Growth of powerful trading cities

    • Swahili city-states → built mosques that displayed their wealth + location was right on the Indian Ocean Trade

    • Malacca (capital city of the sultanate of Malacca): Controlled the Strait of Malacca → got rich from the Indian Oc. Trade and expanded their power (taxed ships that passed through the Strait)

    • Gujarat (India’s west coast) - With its massive coastline and rich agricultural areas → traded cotton textile and indigo + exchanged for gold and silver (taxed ships coming and going from its ports → increased wealth)

  • Effect #2: Diasporic Communities: group of people from one place who establish a home in another place while retaining their cultural customs

    • Became a connective tissue holding the Indian Oc. Network together + increasing its scope

    • EX: Chinese merchants would arrive in ports around southeast asia and the diasporic chinese merchants living there would interact with the local merchants and the govt to facilitate trade

  • Effect #3: Cultural & Technological Transfers (STUDY)

    • Just as significant as the goods exchanged

    • Zheng He: Sent by the Ming Dynasty to go explore the Indian Oc. + enroll other states in China’s tributary system

      • First voyage: had many ships with crews that were equipped with the latest military tech (gunpowder cannons) → later adopted in many regions

Trans-Saharan Trade Network

Definition: a series of trade routes that connected North Africa and the MEditerranean world with the interior of West Africa and the rest of sub-Saharan Africa

  • Causes of Expansion

    • Transportation Technologies: CAMELS + Saddles + Caravanserais → since merchants could travel more comfortably, carry big loads, and find shelter → expanded the Trans-Saharan network

      • GOODS TRADED: Gold, Kola Nuts (source of caffeine), horses, SALT!!

      • Each region specialized in creating and growing various goods → made the demand to trade with each other → created the expansion of networks

  • Growth of Empires

    • Mali Empire: grew wealthy because of its participation in the Trans-Saharan network

      • Exported goods (GOLD) + gained wealth/power by taxing merchants travelling through their region

      • Mansa Musa (Muslim Ruler): Embarked on the Hajj (pilgrimage to Mecca) → left with a giant entourage + stopped in Egypt to resupply

        • in Egypt, him and his crew injected so much gold into the Egyptian economy → Value of all existing gold plummeted

        • Further monopolized trade between the North and the interior of the continent → increased the wealth of Mali + facilitating the growth of existing trade networks

Cultural & Environmental Effects of Connectivity

Cultural Effects

DONT FORGET: Islam was supportive of merchant activity + Dar al-islam had many places that Muslim merchants could sell their goods → encouraged leaders in various states to convert to Islam

EX: Swahili civilization grew large bc they adopted Islam

  • Trade Networks and Diffusion

    • #1 Cultural transfers: spread of belief systems (EX: Buddhism spread from India to East Asia via the Silk Roads → Buddhism changed overtime)

      • To make buddhist teachings intelligible to the Chinese → merchants/monks explained them in terms of Daoism (belief system indigenous to China)

      • Buddhism + Daoism = Chan Buddhism (popular among lower classes) (syncretism)

      • Buddhism exported to Japan → Zen Buddhism

    • #2: Literary and Artistic Transfers: House of Wisdom (Muslim scholars translated Greek/Roman works) → Transferred to Europe that sparked the Renaissance

    • #3: Scientific and Technological transfers: Papermaking + Movable Type (modified and adapted by Europeans) spread to Europe → increase in literacy

      • Spread of Gunpowder from China (Mongols): adapted by Islamic empires + European states → to blow up stuff (altered the balance of power)

  • Effects on Trade on Cities

    • Hangzhou (at the end of the Grand Canal): One of China’s most significant trading cities → urbanization + increase population

    • Samarkand/Kashgar: Grew in power and influence by facilitating trade → increased their productivity

    • CITIES IN DECLINE

      • Baghdad (capital of Islamic cultural/artistic achievement): Mongols rose to power and sacked it + ended the Abbasid Empire

      • Constantinople (capital of Byzantine Empire): Ottomans sacked it → renamed it to Istanbul

  • Increased Interregional Travel

    • Ibn Battuta (Muslim Scholar from Morocco): Traveled all over Dar Al Islam + Took notes about places, people, rulers, and cultures → travels possible with trade routes + told stories of the places he visited (helped his readers understand cultures across the world)

    • Marco Polo: Traveled from Italy to China + traveled throughout Indian Oc. → wrote about court of Kublai Khan and China

    • Margery Kemp (christian mystic): Made pilgrimages to christianity’s holy sites + dictated her observations to others to write them down → observations provided invaluable insights of how Christianity was practiced across dif cultures of Europe/Middle East

Environmental Effects

  • Diffusion of Crops/Agricultural Transfers

    • #1: Bananas: Rainforests in Africa provided good conditions for bananas to flourish → diets expanded + population BOOM

      • Bantu people were able to migrate things and parts of the banana (Yam: their main source) → able to move places where the Yam couldn’t grow bc they relied on Bananas!

    • #2 Champa Rice: China had a population BOOM

    • #3 Citrus Fruits (orange/limes): Introduced by Muslim traders into Europe via the Mediterranean trade routes (spread throughout Europe/North Africa) → diets + better health

  • Diffusion of Diseases

    • BUBONIC PLAGUE (Black Death): Emerged in North China → spread rapidly across the Silk Roads and the Indian Oc. Trade routes

      • Middle East: Killed nearly 1/3 of their population + Europe: killed ½ of their population

UNIT 3: LAND-BASED EMPIRES (1450-1750)

note: Before this period, two major divisions of Islam developed (Shi’a and Sunni) → argued who was the successor of Muhammad (Shi’a - Blood relative, Sunni - Elected)

Land-Based Empires EXPAND
  • Gunpowder empires (came out on top)

    • expanding geographically

    • main cause of expansion: adoption of gunpowder weapons

  • THE MAIN 4 GP EMPIRES

    • Ottoman Empire (most significant Islamic empire):

      • Expansion: control of the Dardanelles + adopted gunpowder weapons

      • Sacked Constantinople: Mehmed II and his army raided this city and renamed it to Istanbul (empire expanded)

    • Safavid Empire (1500s): Ismail (the shah) and declared it as a Shi’a State

      • Shah Abbas expanded the Safavid military and adopted gunpowder weapons

    • Mughal Empire (replaced the Delhi Sultanate, 16th century): leader Babur

      • Babur made use of an expanding military armed with gunpowder cannons/guns to extend the geographic reach of the empire

      • Babur’s grandson, Akbar expanded it even more → tolerant of religious beliefs + masterful administrator → Mughal became the most prosperous empire of the 16th century

    • Qing Dynasty:

      • CONTEXT: With the decline of Mongol rule in China → new dynasty: Ming Dynasty (14th century, ethnically han: means it’s a true Chinese dynasty)

        • Established peace and order + expanded their borders with gunpowder

        • Around the 1500s, they declined due to internal divisions and external wars → rise of the Qing

      • Qing was established by the Manchu(not ethnically han) people (took advantage of the Ming decline to set up their own dynasty)

      • Qing rulers did a 40 year campaign to claim all former Ming territory (Taiwan/Mongolia)

  • Rivalries Between States

    • Safavid-Mughal (17th century): Religious rivalry (Shi’a vs Sunni)

    • Songhai-Moroccan: Songhai became rich due to Trans-Saharan trade → weakened due to internal conflicts → Moroccan kingdom invaded Songhai and beat them with their gunpowder weapons (Songhai had none)

Land-Based Empires: ADMINISTRATION

note: Bureaucracy - body of govt officials responsible for administering the empire and ensures the laws are being kept

  • Legitimizing & Consolidating Power

    • Legitimize power - methods the ruler uses to communicate to all their subjects WHO is in charge

    • Consolidate power - measures a ruler uses to take power from other groups and claim it for themselves

  • #1) Bureaucracies & Militaries

    • #1 Large Imperial bureaucracies (expanding empires = larger bureaucracies)

      • Devshirme System (ottomans): System where ottomans staffed their bureaucracy with high-trained individuals (enslaved) → registering enslaved christian boys

    • #2 Military Expansion (creating elite military professionals)

      • Devshirme system → elite soldiers (Janissaries): formed the core of the Ottoman army which was increasing in size

  • #2) Religion, Art, and Architecture

    • Religion & Power

      • Rule by divine right of kings (Europe): king ruled with the approval of Jesus (to oppose the king, you would oppose God too)

      • Human Sacrifice (Aztecs): Mexica believed the Sun god lost energy, to gain power back for the Sun → human sacrifice (held public sacrifices to let everyone know who was in charge)

    • Art

      • Qing Dynasty: Emperor Kangxi had imperial portraits of himself around the city → to prove to the Chinese that he was the ruler (depicted according to traditional Confucian values → appealed to Chinese subjects)

    • Architecture

      • Palace of Versailles (built for Louis XIV, 14th century) → huge palace, made everyone know who was in charge

        • Louis consolidated power → forced French nobility to live at the palace part-time (he was able to remove power from them)

      • Inca Sun temple (Kusco): since rulers were associated with the gods → buildings like this serve to legitimize their power

  • Financing Imperial Expansion

    • #1 Zamindar system (Mughal): Due to Mughal rulers being Muslim while the Indian population was Hindu led to suspicion toward their Muslim rulers → implemented Zamindars (local land owners) to collect taxes

    • #2 Tax Farming (Ottoman): The right to tax subjects of the empire went to the highest bidder → whoever got the right, needed to collect taxes + collected more taxes than were legally required → Provided the Ottomans a good source of income

      • Tax farmers wren’t members of the official bureaucracy → ottomans didn’t have to pay them, they paid themselves by fleecing the people

Land-Based Empires: BELIEF SYSTEMS
  • Christianity in Europe

    • CONTEXT: Two Branches of Christianity: Eastern Orthodox Church + Roman Catholic Church (Great Schism of 1054)

    • By 1500, the Catholic Church had a lot of power in Europe (Pope Leo X) → built massive structures

      • To fund these buildings, the church began the sale of INDULGENCES (promised the forgiveness of sins) + Simony: high church positions up for sale → people’s confidence in the church was dying

      • Martin Luther (catholic monk): wrote the 95 Theses (series of complains abt the corrupt practices) + nailed them to the church → Church excommunicated him + Luther’s work split the church AGAIN (Protestant Reformation)

        • Luther’s work was published using the Printing Press

      • Church decided that the complains might be right → Catholic/Counter Reformation → church gathered at a series of meetings (Council of Trent) + tossed out many corrupt practices + Catholics reaffirmed their ancient doctrines

      • EFFECT: rulers across europe remained Catholic or imposed Protestantism upon the people they ruled → led to a series of religious wars in Europe

  • Islam in the MIddle East

    • Safavids (Shia) vs Ottomans (sunni): Ottomans got the upper hand → note: their political rivalry intensified the split between Shia and the sunni

  • Change in South Asia

    • Bhakti + Sufism = exchange and blending

    • Hindu + Islam = Sikhism

      • Demonstrates continuity because it held onto significant doctrines of both belief systems

      • Demonstrates change because many distinctions were discarded (caste system/gender hierarchies)

UNIT 4: TRANSOCEANIC INTERACTIONS (1450-1750)

Technology innovations and Causes of European Exploration

TECHNOLOGY INNOVATIONS

Sea-based empires were in Europe

  • Adopted Technologies

    • #1 Magnetic Compass (developed in China + give direction)

    • #2 Astrolabe (determined latitude and longitude by measuring stars)

    • #3 Lateen Sail (triangular-shaped sail + developed by Arab merchants + takes wind on either side)

    • #4 Astronomical charts (diagrams of stars & constellations)

    • REMEMBER THIS: europeans didn’t invent these, they ADOPTED them from other cultures → got tech from trade routes

  • European Innovations

    • Shipbuilding

      • Caravel (Portugal): more nimble and navigable on water + had cannons

      • Carrack (Portugal): Portugal decided world domination = trade → created these HUGE ships to carry guns

      • Fluyt (Dutch): Dethroned the Portuguese in the Indian Oc. Trade (designed for trade + big cargo hold + small crews + cheap to build)

        • Dutch had tools to build them → cut the cost of production in half → mid 17th century: Fluyt were responsible for about half of all europe’s shipping weight (tonnage)

CAUSES FOR EUROPEAN EXPLORATION

  • State Sponsored Exploration

    • New era of sea-based empire building was state-sponsored → result of changes in the distribution of power in European states (population grew + monarchs consolidated power)

      • Monarchs built up their militaries + used gunpowder weapons + created ways to tax their people

    • Huge Motivator for states sponsoring maritime exploration → increasing desire of Asian/Southeast Asian SPICES (pepper)

      • Why? Pepper came from trade routes and were expensive in Europe → Europeans tried to find ways to trade with states → began looking to the sea

  • Portugal’s Trading Post Empire

    • Had no way to expand except by the sea

    • Prince Henry the Navigator sponsored the first attempts to find an all water route into the Indian Oc. network

    • Portugal’s Motivations

      • #1 Technology: caravel/carrack

      • #2 Economics: Trans-saharan Gold + Spices

      • #3 Religion: desire to spread christianity → Prince Henry desired to find a Eastern Christian Monarch (Prester John): he thought it was good to connect states in the west and east

    • Set up trading posts around Africa and the Indian Oc. → Vasco de Gama sailed established more trading posts down south (found Calicut and found out the riches were greater → trading posts established around region)

  • Spain’s sea-based empire

    • While the Portugal was busy, Isabelle and Ferdinand wanted what Portugal has

    • Christopher Columbus → had an idea to sail westward to access the Spice Islands quicker (Isabelle/Ferdinand agreed)

      • 1492: Him and his crew reached the Caribbean islands (thought they were the Spice Islands) → Europe discovered two huge continents (North/South America)

    • After this discovery, Spain sponsored other explorers

      • Ferdinand Magellan: sailed to the actual east indies

      • Spanish sent fleets to the Americas to colonize and conquer → opened up the transatlantic trade

  • Other States’ Empires

    • Causes for Exploration

      • Political Rivalry

      • Envy

      • Desire for wealth

      • Need for alternative routes to asia

    • France

      • sought a westward passage to the Indian Oc. → explored N/A and got access to fur trade → Quebec was established (had a habit of dying in large #’s, mainly established presence in trading posts)

    • England

      • After Queen Elizabeth I rose to power + defeated Spain’s attempts to invade England (weakened Spain) → She supported westward exploration

        • Elizabeth commissioned Sir Walter Raleigh to lead the expedition → established England’s first colony in the Americas (Virginia + Jamestown)

    • Dutch

      • 1579: gained independence from Spain + were the wealthiest state in all of Europe

      • Began competing for trading posts around Africa → dethroned the Portuguese

      • 1608: Dutch sponsored Henry Hudson to establish a Dutch presence in the new world by finding the colony of New Amsterdam

COLUMBIAN EXCHANGE

Definition: transfer of new diseases, food, plants, and animals between the Eastern and Western hemispheres

  • Causes

    • Columbus created contact between the New World and the Old World

  • Effects: Diseases

    • Europeans brought disease vectors (rats/mosquitos) to the Americas

      • Malaria: carried by mosquitos, introduced by enslaved Africans who were transported for plantation work → killed a lot of indigenous americans

      • Measles: highly contagious and spread rapidly in densely populated areas → killed millions

      • Smallpox: spread from Mexico to South America → Great Dying

  • Effects: Plants & Food

    • Europeans brought: Bananas & Sugar (olives, wheat, grapes) → indigenous adopted some of these new foods (diversified their diets + increased their life span)

      • Americas transferred potatoes, maize, manioc (better diets/health → population grew)

    • On European control plantations in the Americas they grew Cash Crops → method of agriculture where food is grown for export

      • plantations worked by coerced laborers (didn’t have a choice)

      • EX of Cash Cropping: Growth of Sugar Cane in Caribbean colonies → enslaved africans did the labor + sugar was exported to markets in Europe/Middle east

    • Africa brought new foods to the Americas: okra and rice

  • Effects: Animals
    (Animals introduced to the Americas from Europe had the biggest effect)

    • Europeans brought pigs, sheep, cattle → created the foundation for future ranching economies

      • new animals brought environmental consequences that put strains on farmers (sheep ate grass → erosion)

    • HORSES: changed the society of indigenous peoples by allowing them to hunt large herds of Buffalo (staple food item for them)

Maritime Empires established + Economics of Empire Building

MARITIME EMPIRES ESTABLISHED

  • European Trade Ascendancy

    • Motives for Imperialism: Gold, God, Glory

      • To enrich themselves

      • To spread Christianity

      • Be the greatest state

    • Portuguese: established first trading post empire → Portuguese participated in Indian Oc. trade by owning/controlling it by force

    • Spanish (Spain): set up their operations in the Philippines + established colonies instead of trading posts (maintained through tribute systems, taxation, coerced labor)

    • Dutch: used same methods as Portuguese to establish control over the trade route + Dutch did the same thing what the british did (colonial rule) in Indonesia

    • British: Lacked military power to take over the Mughal Empire → established trading posts along their coasts

      • near the end of the 18th century, British transformed trading posts into colonial rule in India

  • Continuity in Trade: Asian merchants who had been using the trade network for centuries before the arrival of Europeans continued to use it → increased profits for europeans and merchants

    • Merchants like Gujaratis in the Mughal Empire continued to use this trade route even with the Europeans wanting to dominate it → increased power/wealth

  • Asian resistance

    • Japan: early 1600s Japan united under a Shogun from the Tokugawa Clan → thought european trade was a threat (europeans wanted to convert ppl to christianity)

      • many japanese converted to christianity → Shogun expelled all christian missionaries + suppressed the faith with violence

    • Ming China: Many motives for the voyages of Zheng He, the most important was to create a situation where most of maritime trade in the Indian Oc. was processed through the Chinese state (didn’t work, isolationist trade policies)

      • Portuguese came to China (early 1500s) traded only with bribery → Ming officials expelled them (isolation grew)

  • Expansion of African States

    • Asante Empire: Key trading partner with the Portuguese (later the British) providing Gold, Ivory, enslaved laborers → made them rich and expanded/consolidated their military and power

      • Used their power to repel against the British from colonizing the region

    • Kingdom of the Kongo: Made strong diplomatic ties to Portuguese traders who desired for gold, ivory, and enslaved laborers → to keep this economic relationship, the King converted to Christianity (relationship deteriorated) BUT their connection enriched African states

  • Economic and Labor Systems

    • colonial economies were structured around Agriculture

    • Existing Labor Systems

      • Spanish used the Mit’a system → for their silver mining operations

    • New labor systems

      • Chattel (property) Slavery: Laborers were owned like a piece of property (race-based + slavery became hereditary)

      • Indentured Servitude: Laborer would sign a contract that would bound them to a particular work for a period of time → poorer europeans used this to pay their passage to the colonies, after contract was done they can live their lives

      • Encomienda System: Spanish used this to get indigenous Americans to work for colonial authorities → indigenous ppl forced to provide labor for the Spanish in exchange for food/protection (similar to Feudalism)

      • Hacienda System: Haciendas were large agricultural estates owned by elite Spaniards → laborers forced to work the fields + crops exported/sold

        • DIFFERENCE: Encomienda focused on controlling the population → Hacienda focused on the economics of food

  • Development of Slavery

    • Continuity:

      • African slave Trade → Cultural Assimilation

      • Domestic Work (african slaves became servants w/ a high demand for enslaved women)

      • Slaves held Power (could hold military/political positions)

        • These continued during the rise and establishment of maritime empires

    • Change:

      • Agricultural Work (male slaves purchased → impacted demographics of African states)

      • transatlantic trade larger

      • Racial Prejudice (In the Americas, slavery became identified with blackness which justified the brutality of slavery)

        • Being black = less human, being less human = plantation owners could treat workers with violence

ECONOMICS OF EMPIRE BUILDING (how did maritime empires maintained/developed)

  • Economic Strategies

    • Mercantilism: system that emphasizes the buildup of mineral wealth by maintaining a favorable balance of trade (merchants wanted exports > imports)

      • In short: mercantilist economies saw the world’s wealth like a pie and the goal was to get the biggest piece of pie (world’s wealth)

      • Powerful motivation for empires → once a colony was established, it created a closed market to buy exports from the parent country (more colonies = more mineral wealth)

    • Joint-Stock Companies: limited liability business (often chartered by the state) that was funded by a group of investors

      • Liability: investors could only lose the money they invested in the business

      • Chartered by the state: govt approved this business + granted it trade monopolies in regions

      • Funded by a group: Big innovation how businesses were funded as they were PRIVATELY funded, not state-funded

      • EX: Dutch East India Company - 1602, a dutch state granted the company a monopoly on trade in the Indian Oc.

        • company’s investors became rich

        • dutch imperial govt expanded its power/influence throughout the Indian Oc.

      • French and British made their own companies for trade and expansion → growing rivalry around the “pie” (Anglo Dutch war)

  • note: Spain + Portugal were funding their trade and imperial ventures through the state → influence on the world was waning

  • Trade Networks: Change and Continuity

    • Change

      • Atlantic system: movement of goods between eastern/western hemispheres

      • Importance of Sugar: colonial plantations specialized in the growth of sugar cane

      • Silver was King (EX: in Bolivia, spanish exploited a silver mine in potosi + other colonies → sent back to Spain)

        • Effects of Silver:

          • Satisfied Chinese Demand for silver: further the commercialization of their economy

          • Increased Profits: The goods silver purchased in Asian markets were traded across the atlantic system → more profits

      • Coerced Labor (systems)

        • Forced indigenous labor

        • indentured servitude

        • enslaved africans

      • ALL established by the global flow of silver and trade monopolies granted by state to joint stock companies (Atlantic system turned European states into political/geographical equivalent of hogging that “pie”)

    • Continuity

      • Afro-Eurasian markets thrived: increased their reach and flourished (even though europeans were increasingly dominating the Indian Oc. network, Merchants continued to trade + benefited from the increased merchant traffic)

      • Asian Land Routes: overland routes like the silk roads almost controlled by asian land-based powers (Ming China/Qing Dynasty)

      • Peasant and Artisan labor: intensified

        • Peasants were farmers but w/ the increase demand for goods → they produced more goods for distant markets

          • EX: demand for cotton increased throughout Europe → peasant farmers increased their production for export + increase their standard of living

        • Artisans were skilled laborers who made goods by hand → increased their production

  • Social Effects (of the African slave trade)

    • Gender Imbalance: majority of slaves purchased were men

    • Changed family structures: african states were being depleted of their male population → increase in polygyny (practice of men marrying more than one women)

    • Cultural synthesis: Enslaved africans came from states/cultures → in the americas they adopted Creole(mixed) languages

      • Creole languages developed as a synthesis of european and african languages

  • Changing Belief Systems

    • Spanish/Portuguese Christianity in South America: sent Catholic missionaries to their colonies to spread Christianity among indigenous people

      • european language and culture was introduced/imposed upon indigenous ppl + use of printing press had these ideas spread rapidly

        • (outcome: some indigenous adopted christianity, some practiced their own beliefs → violent retaliation from colonial authorities)

      • Las Casas’s Defense of Indigenous Americans: protected indigenous americans from the abuse of colonial authorities → led to outlawing the enslavement of indigenous ppl + limiting the forms of coerced labor they could participate in

        • even though widespread conversion was their aim = slow progress → syncretic blending of Christianity + native belief systems

        • note: enslaved africans brought their native belief systems with them like islam and more blending happened

Challenges to STATE Power
  • Local Resistance

    • Fronde (france): resistance crushed and monarch increased in power

      • CONTEXT: Louis XIV was a poster boy for absolutism (monarchs consolidated all power) → increased taxation + nobility been under threat from the growing power of the monarchy → Fronde

    • Queen Ana Nzing’s resistance: She ruled over kingdoms of Vango and Matamba, grew sus of Portuguese merchants → allied with the Dutch to fight back the armies (successful)

    • Pueblo Revolt (North America): Pueblo forced into coerced labor for spanish projects + suffered from diseases → population suffered

      • Rebelled against the spanish killing many missionaries and leaders → temporarily eject the Spanish, but spanish came back to regain control

    • SUMMARY: Due to the efforts of European states to expand their empires and solidate power under themselves, the many groups suffered the effects of that expansion resisted, sometimes success/unsuccessful

  • Resistance from the Enslaved

    • Maroon societies (caribbean/brazil): free blacks → with harsh conditions enslaved africans ran away + joined free blacks (maroons)

      • Maroon communities served as an endless attraction for their workers to abandon the fields and flee

      • EX: In Jamaica, British colonial authorities tried to crush these communities, but the maroon fought back → colonial militia failed to wipe them out due to them living in mountains/thick forests

      • 1738: Treaty was signed that recognized the freedom of the maroons

    • British colonies (north america) aka Stono rebellion of 1739: in south cal it was a major agricultural operation that specialized in the export of rice/indigo → Britain sent enslaved africans there until the majority of people there were enslaved

      • 1739: enslaved ppl stormed the local armory and traveled to kill their enslavers but local militia crushed this rebellion → event struck fear into slaveholding-colonies

Changing SOCIAL Hierarchies
  • Responses to Ethnic Diversity (expulsion-tolerance)

    • Jews in Spain/Portugal: spain/portugal expelled all jews from their kingdom due to fear of their influence on converted Jews

      • CONTEXT: 1492 - Spain completed the Reconquista (effort to rid the Iberian Peninsula of Muslim rule) → re established christianity as the official religion of the region

    • Jews in the Ottoman Empire (tolerant): Mehmed II opened empire to displaced Jews, some rose in the court and some contributed to economic/cultural environment

      • “relative” tolerance doesn’t mean Jews enjoyed full equality under ottoman rule → required to pay the Gia (tax that non-muslims pay, only permitted to live in parts of urban areas)

    • Qing Dynasty (expulsion): Manchu rulers adopted parts of traditional chinese culture (confucian) → made a division between ethnic manchu and Han ppl

      • EX: Manchu retain the civil service exam to staff their bureaucracy BUT all high positions reserved for Manchus → Han ppl barred from those positions + Han men required to wear their hair in braided queues

    • Mughal Empire (tolerant): Funded the construction of churches and temples and Mosques + no tax (the Gia)

  • Rise of New Elites

    • note: none of the spanish nobility migrated to the new world → conquistadors in Spain’s empire in the new world imposed a new hierarchy

      • Casta System (organized society by race/heredity)

        • Peninsulares: Born on the Iberian Peninsula + Creoles: European/Born in the new world

        • Castas (remaining members of society): Mestizos - European/indigenous, Mulattoes - European/African, bottom: indigenous and africans

        • REMEMBER - prior to the imposing of the casta system, native ppl were part of a wide variety of cultural groups

  • Struggles of Existing Elites

    • Russian Boyars: made up the aristocratic landowning class in Russia + exerted great power in the administration

      • Peter the Great: Removed power from the boyars and consolidated it under himself → boyars protested and Peter abolished the rank of Boyar in Russia (required anyone who wanted employment in the bureaucracy to serve the state directly)

    • Ottoman Timars: Land grants made by the Ottomans to an aristocratic class in payment for service to the govt (military service)

      • Aristocrats who controlled the timars grew rich/powerful through taxation of the people living on the land

      • 16th century - Ottoman sultans took over the timars and converted them to tax farms → directed revenue directly to the state (elites found themselves weak)