Imperial Narratives, Cultural Proximity & Divergent Nation-Building: Notes on Putin’s 2021 Essay and Russo-Ukrainian Identity

Putin’s 2021 Essay “On the Historical Unity of Russians and Ukrainians”

  • Opening thesis (first paragraph):
    • Putin states he has “long said” that Russians and Ukrainians are “one and the same people.”
    • Essay intended as his “historical proof.”
    • Compiled with assistance from advisers, historians, clerics.
  • Intellectual genealogy:
    • Idea first voiced publicly by Putin in 2013 during a visit to Kyiv with Patriarch Kirill (head of the Russian Orthodox Church).
    • The joint appearance with Kirill signals religio-imperial roots of the argument.
  • Key argumentative structure:
    • Draws almost verbatim on late-19^{th} → early-20^{th}-century Imperial Russian historiography that classified East Slavs as:
    • Great Russians (русские)
    • Little Russians (малороссы / Ukrainians)
    • White Russians (белорусы / Belarusians)
    • Acknowledges minor “dialectical” or cultural quirks (e.g.
      “Ukrainians dance funny”) yet dismisses them as irrelevant to unity.
  • Overarching flavor: Empire first, nation second; independence of the “branches” is illegitimate.
  • Political instrumentality:
    • Functions as ideological groundwork for any action undermining Ukrainian sovereignty (e.g.
      2014 annexation, 2022 invasion).

Imperial Ideology & Its Survival

  • Late-Imperial strategy (pre-1917):
    • Empire confronted rising nationalism → co-opted it by promoting Russian ethnic nationalism as an umbrella identity.
  • Soviet disruption (1917 Revolution):
    • Not only social–economic upheaval but a multi-national revolt against Empire.
  • Bolshevik concessions to non-Russian peoples:
    • Formal recognition of Ukrainians, Belarusians, Russians as distinct nations.
    • Creation of republic borders, institutions, symbolic autonomy.
  • Exception—the Russian Orthodox Church (ROC):
    • Left unreformed; theological development “frozen” at 1917 level.
    • Continued propagating the imperial mantra of a single “Russian” people through 1991 and into the 2010s.

Post-1991 Search for Foundational Narratives

  • All ex-Imperial states rummage the past for nation-building myths:
    • Ukrainians / Estonians / others → pre-1917 liberal nationalist thinkers or, in Ukraine’s case, sometimes pre-1945 radical nationalist Bandera tradition.
    • Russian elites → pre-Bolshevik imperial blueprints, finding only empire-centric ideas.
  • Result: Putin’s essay resurrects those imperial templates unfiltered.

Soviet vs. Putin Definitions of “Russian”

  • Stalin’s approach:
    • Needed the largest ethnic group onboard for the Soviet project; encouraged a limited Russian nationalism yet accepted Ukrainian & Belarusian nationhood.
  • Putin’s approach:
    • Retreats pre-Stalin, pre-Lenin; denies separate nationhood, framing Ukrainians/Belarusians as mere subdivisions.

Linguistic & Cultural Proximity—Reality but Not Determinism

  • Observable closeness:
    • Shared Slavic language family.
    • Widespread Russian language use in Eastern Ukraine & major cities.
    • Inter-regional entertainment circuits: Ukrainian singers in Russia, Russian performers in Ukraine.
    • President Zelensky’s career in Russian-language comedy and film.
  • Popular perception before 2022: “Close cultures, separate states.”

Divergent Political DNA

  • Ukraine:
    • Identity forged against successive empires (Russian, Austro-Hungarian, Polish-Lithuanian, Ottoman).
    • Rebellion → dialogue → pluralism.
    • Example: Maidan 2013–14—police violence sparks rather than ends protest.
  • Russia:
    • Identity fused with the state; difficulty imagining itself outside an imperial framework.
    • Protest suppression usually ends mass action.
  • Phrase encapsulating dichotomy: “Ukraine is Not Russia” (title of former President Kuchma’s book).

Why the 2022 Invasion Shocked Ukrainians

  • Widespread prior belief: Moscow uses brutal force (Chechnya, Syria) only where a “huge cultural gap” exists.
  • Shared language/history → many Ukrainians failed to anticipate “that sort of ferocity & war crimes.”
  • Psychological impact: **Greater betrayal when violence comes from an allegedly “brotherly” people.

Ukraine’s Historic Shift: From Rebels to State-Builders

  • Pre-1991 pattern: Excellent at revolt, poor at sustaining governance (e.g.
    Makhno’s peasant army in Civil War).
  • Post-1991—especially after 2020–22:
    • Public now identifies with the state rather than viewing it as alien.
    • Ukrainian Armed Forces enjoyed highest public trust even before invasion.
    • Government & local administrations function efficiently under missile fire, reinforcing legitimacy.
  • Analogy: Like 13 original U.S. colonies—must negotiate internally to stay united.

Ethical, Philosophical, & Practical Implications

  • Historical determinism vs. agency: Putin’s narrative claims immutable unity; Ukrainian experience shows nations are choices reinforced by collective action.
  • Religion & power: Unreformed ROC serves as a storehouse of imperial ideology, highlighting how religious institutions can freeze historical mindsets.
  • Nation-state vs. Empire: Revival of imperial narratives in a nuclear-armed power creates security dilemmas for neighboring states and the broader international order.
  • Cultural similarity ≠ political unity: Shared language or culture does not preclude radically different political trajectories or moral choices.

Numerical / Chronological References (Quick List)

  • 1917 – Russian Revolution (social & national dimensions)
  • 1945 – End of WWII; endpoint for Bandera-era Ukrainian nationalism
  • 1991 – Dissolution of USSR; ROC remains ideologically 1917-oriented
  • 2013 – Putin & Patriarch Kirill in Kyiv; first public “one people” claim
  • 2014 – Annexation of Crimea and start of Donbas conflict
  • July\ 2021 – Publication of Putin’s unity essay
  • Feb\ 2022 – Full-scale invasion of Ukraine

Conceptual Equations / Summaries

  • Imperial Identity Formula: \text{Empire} = \text{State} + \text{Largest Nationalism (Russian)}
  • Ukrainian Political Transition: \text{Rebellion} \rightarrow \text{Dialogue} \rightarrow \text{State-Building}
  • Identity Contrast: \text{Russian Self-Concept} : \text{State} :: \text{Ukrainian Self-Concept} : \text{Anti-State / Pluralism}