Civil Procedure Notes

Introduction to Civil Procedure

  • Civil procedure establishes the ground rules for noncriminal cases in the court system.
  • It encompasses filing a lawsuit, pretrial procedures, motions, and appeals.
  • Focuses on the "how" of lawsuits: how to get the case into court and how the court decides the winner.
  • Each state has its own civil procedure code, but the focus will be on the Federal Rules of Civil Procedure (FRCP).
  • Civil procedure can be broken down into three broad areas: forum selection, the litigation process, and appeals/effect of a judgment.

Forum Selection

  • Forum selection determines where to file a case.
  • The forum must have power over the defendants or property involved.
  • Personal jurisdiction (in personam jurisdiction) refers to power over people.
  • In rem jurisdiction refers to power over property; literally means jurisdiction against a thing.
  • Subject matter jurisdiction determines if the court has the power to hear the case type.
    • State courts generally have broad subject matter jurisdiction.
    • Federal courts have limited subject matter jurisdiction.
      • Diversity cases: Cases where the plaintiff and defendant are from different states.
      • Federal question cases: Cases arising under federal law.
      • Supplemental jurisdiction: Allows federal courts to hear closely related state claims in the interest of judicial economy.

Diversity Jurisdiction

  • Diversity jurisdiction in federal courts addresses concerns that out-of-state parties might not receive a fair trial in state courts.
  • Conditions for diversity jurisdiction:
    • The defendant and the plaintiff must be from different states.
    • The amount in controversy must exceed 75,000.

Federal Question Jurisdiction

  • Federal district courts can hear civil cases arising under federal law, including the Constitution, laws, or treaties of the United States.

Venue

  • Venue relates to the geographic location where a case can be brought, governed by statute in federal cases.
  • Statutes dictate transfer of a case to a more suitable forum.

The Litigation Process

  • In federal court, a case starts with the plaintiff drafting a complaint that informs the defendant of the claims.
  • The complaint is filed in a court permitted by forum selection rules.
  • The defendant must be served with a copy of the complaint.
  • After service, the defendant may file an answer or motions challenging the case's merits or the complaint's defects.
    • Motions can challenge venue, subject matter jurisdiction, or sufficiency of service/complaint.
    • The defendant may also file a counterclaim against the plaintiff.
  • Parties disclose evidence to each other.
    • This disclosure can lead to settlement, stipulations of fact, and saved judicial resources.
  • If the case continues, jurors are selected through voir dire to ensure fairness.
  • Rules of evidence apply during the trial.

Appeals and Preclusion

  • The losing party has the right to appeal.
  • Rules govern the time and method for exercising that right.
  • Issue and claim preclusion (collateral estoppel and res judicata) prevent relitigation of decided facts or claims.

Case Example: Samantha vs. Julia

  • Samantha was rear-ended by Julia in Illinois; Julia lives in Wisconsin, Samantha lives in Illinois.
  • Samantha sustained injuries and her car was totaled.

Subject Matter Jurisdiction Considerations

  • Amber (Samantha's lawyer) must consider subject matter jurisdiction, venue, and personal jurisdiction.
  • State courts have general subject matter jurisdiction over nearly all cases.
  • Federal courts have limited jurisdiction, primarily federal question and diversity of citizenship jurisdiction.

Federal Question Jurisdiction

  • Case must arise under a federal statute, treaty, or the Constitution.
  • Samantha's car accident claim is a tort claim controlled by state law, not federal law.
  • The federal issue must be part of the plaintiff's well-pleaded complaint.

Diversity of Citizenship Jurisdiction

  • Requires that the claim exceed 75,000 and complete diversity exists (no plaintiff shares state citizenship with any defendant).
  • A human is a citizen of the state in which they're domiciled.
  • Domicile is maintained until changed.
  • To change domicile, physical presence in a new state and intent to remain there permanently are required.
Application to Samantha and Julia
  • Assuming Julia is domiciled in Wisconsin and Samantha in Illinois, there is complete diversity.
  • Adding a third driver, Tia, who also lives in Illinois, would destroy complete diversity if Samantha sues both Julia and Tia.
Domicile Change Examples
  • Jed, the mountaineer, only changes domicile when he physically arrives in Beverly Hills with the intent to stay.
  • A student attending school out of state does not change domicile if they intend to return home after school.
Amount in Controversy
  • A good faith allegation that the amount exceeds 75,000 is needed.
  • Potential damages, but not potential defenses or counterclaims, are included.
  • If Samantha is awarded less than 75,000, it doesn't retroactively destroy diversity jurisdiction.

Supplemental Jurisdiction

  • Applies when a claim is in federal court under diversity or federal question jurisdiction, and there's a related state law claim without an independent basis for federal jurisdiction.
  • The related claim must arise from a common nucleus of operative fact (same transaction or occurrence).
  • Original plaintiffs in pure diversity cases generally can't use supplemental jurisdiction.

Example: Julia's Counterclaim

  • If Julia's car sustained 16,000 in damages, she can use supplemental jurisdiction to bring a counterclaim in federal court since it arose from the same accident.
  • The test is the "common nucleus test".

Removal

  • Only the defendant can remove a case from state to federal court.
  • All served defendants must join the removal.
  • Federal subject matter jurisdiction must exist.
  • The plaintiff can move to remand the case back to state court if it wasn't properly removed.

Venue (Brief Mention)

  • Subject matter jurisdiction gets a case into federal court; venue determines which federal court to file in.