Comprehensive Notes on Research Design
Introduction to Research and Research Design
Topic: Research and Research Design, Analysis & Paradigms
Course Code: PSYC2009
Instructor: Milton Gering
Contact: U332
Email: milton.gering@wits.ac.za
General Questions for Students
Course outline: Have students read it?
Assessment 1: Due in a month, check Ulwazi for details.
Review questions: Scheduled for next week and the following week.
Upcoming test: At the end of the block.
Class representative: Malihah, encourage class questions.
What is Research?
Definition: A systematic process of collecting, analyzing, and interpreting information (data) to enhance understanding of a phenomenon (Leedy & Ormrod, 2005, p. 2)
The Search for Knowledge and Truth
Fundamental human needs include:
Explore
Explain
Investigate
Understand self and the world
Research as a tool for fulfilling these needs.
Striving for knowledge is a human trait.
Research stems from curiosity, seeking answers to questions.
Driven process of discovery done systematically (White, 2013)
How Do We Know?
Core steps in research:
Posing a question
Collecting data
Presenting an answer
Framework simplifies the research process
True or False? Example Questions
There is a city called Rome on every continent (False).
It is against the law to have a pet dog in Iceland (Likely False).
The longest recorded flight of a chicken is 13 seconds (Potentially True).
Goals of Research
Describe human behavior (e.g., anxiety levels in undergraduates)
Predict human behavior (e.g., predict anxiety scores)
Understand human behavior (e.g., perceptions of anxiety) (Salkind, 2006)
Gaining Understanding
Gained through:
Examining covariation and time-order relationships (e.g., drug effects on behavior).
Eliminating alternative causes (e.g., controlling environment while observing drug effects).
What is Research Design?
Research involves structured observations.
Research Design defined as a plan or blueprint for scientific investigation to generate knowledge (scientific vs. everyday).
Why Study Research Design?
Science underpins modern life.
Understanding the research process fosters critical evaluation skills.
University material is derived from scientific research.
Essential for potential future studies (Christensen, 1994; Rosnow & Rosenthal, 2005).
How Will Research Design Help You?
Stay current with knowledge.
Assess claims effectively.
Critically read research findings.
Develop research protocols.
Enhance professional practice.
Research Design Overview
Elements include:
Paradigm
Problem/Area
Research Question
Research Design (Quantitative, Qualitative, Mixed)
Bigger Picture in Research
Aim: Utilize diverse methods to produce knowledge.
Interrelationship among aspects to accomplish the research goal.
Research Design Details
Decision making about aspects of research.
Explore strengths and limitations of options.
Ensure consistency with overarching project goals.
Research Design Type Considerations
Type of design depends on research purpose and question(s).
Consistency across research design aspects and the related paradigm is crucial.
Research Designs and Paradigms (Part 2)
Overview of various research designs
Types of Research Designs
Quantitative: Experimental, Correlational, Descriptive
Qualitative: Interpretive and Social Constructionist Approaches
Mixed Methods: Combines both quantitative and qualitative approaches
Quantitative vs. Qualitative Research
Quantitative: Focus on testing hypotheses and relationships between variables
Qualitative: Emphasizes meaning derived from context and participants' perspectives
Formulating Questions
Quantitative: Standardized response options to gather numerical data
Example: Did you attend any tutorials?
Qualitative: Open-ended inquiries to gather detailed responses
Example: Discuss attendance and its impact on test performance.
Why Conduct Quantitative Research?
Based on the scientific method and empirical reasoning
Aims for objective observations and hypothesis testing
Establishes superiority of one belief over others
Purpose of Qualitative Research
Emphasizes social context for understanding complexities
In-depth exploration of few cases leads to insights
Allows flexibility in research question formulations
Validity of Qualitative Research
Not unscientific; adheres to specific guidelines for reliability and validity
Common Types of Research
Experimental: Investigates cause-and-effect (e.g., tutorial attendance and test scores)
Correlational: Examines relationships between variables (e.g., attendance and achievement)
Descriptive: Describes characteristics of phenomena (e.g., factors affecting test scores)
Qualitative: Explores human behavior within social contexts (e.g., perceptions affecting performance)
Understanding Paradigms
Research designs align with specific paradigms (sets of assumptions) about social reality
Paradigms in Social Research
Positivist (Quantitative)
Focus on objective, stable realities
Experimental and hypothesis-driven methods
Detached, objective researcher
Interpretive (Qualitative)
Focus on subjective, internal realities
Emphasizes understanding through interaction
Researchers gain knowledge through participant engagement
Social Constructionist (Qualitative)
Investigates socially constructed realities
Emphasizes language and power dynamics in social inquiry
Variability in Paradigms
Boundaries of paradigms can be blurred, especially between interpretive and constructionist approaches
Overlapping analytic approaches may occur
Choice of Paradigm
Different paradigms lead to varied perspectives and research questions
No definitive scientific method for choosing paradigms
Mixed Methods Research
Combines different research methods according to context and questions
Balances generalizability with depth of findings
Example: “Miss Lovely Legs” analysis prompts
Caption 1 Questions:
At what event was this picture taken?
Who won the competition?
What was the winner’s reaction?
Caption 2 Questions:
Implications for the objectification of women
How do these competitions reflect and reproduce patriarchy?
Caption 3 Questions:
What does this picture reflect about the social context of apartheid South Africa?
What do the participants’ positioning and identities signify?
What This Example Shows
Different perspectives lead to varying questions
Research design as problem solving
“Perfect” solutions are often not achievable
Answers depend on the assumptions/decisions made regarding the bigger picture and details
Quantitative vs. Qualitative Research Details
Feature | Quantitative | Qualitative |
|---|---|---|
Focus | Investigating relationships, testing hypotheses, emphasis on numbers | Understanding meaning, actions, and events from participants' perspectives; sensitivity to context |
Hypotheses | Clear hypotheses | Themes, subjective interpretation, narrative analysis |
Data Collection | Objective data collection, questionnaires | Interviews; research questions can evolve during the collection process |
Analysis | Statistical analysis | Emphasizes social context for understanding, gathers in-depth information on selected cases |
Research Rigor | Systematic and can be rigorous, similar to qualitative methodology | Emphasizes exploration and context; Rigorous but follows specific guidelines |
The Interpretive Approach described
Assumes genuine experiences are recognized through interaction
Promotes understanding within socio-historical contexts
Acknowledges researchers as primary instruments of research
The Social Constructionist Approach described
Connects individual experiences to broader social systems
Views language as constitutive of reality
Studies deconstruction as a method for understanding
Challenges of Different Paradigms
Idealism: Reduction to ideas/language
Relativism: Difficulty defining truth
The Research Process Overview
Development of a research design appropriate for answering a specific research question.
Involves essential steps that are interdependent and interrelated, making the research process cyclical rather than strictly linear.
Important decisions must be made during the research course (Christensen, 1994).
Essential Steps in the Research Process
Identify a research problem and review the literature.
Decide on the methods and research design to use.
Select a sample.
Assess the quality of the method, design, and sample.
Collect the data.
Analyze, interpret, and report the results.
Evaluate the research.
Research Proposal Components
Key questions to consider:
What do you want to do?
Why do you want to do it?
Why is it important?
Who has done similar work?
How are you going to do it?
Step 1: Identify a Research Problem and Review the Literature
Process:
Choose a research problem/topic/theme.
Identify the problem.
Review relevant literature and related research.
Formulate the problem fully.
Define each central concept theoretically and operationally.
Reformulate the research problem as a research question and/or testable hypotheses.
Step 2: Decide on the Methods and Research Design
Methodologies:
Quantitative Approach
Collect data using chosen methods.
Select measurement instruments and data collection methods (e.g., observation, interviews).
Qualitative Approach
Select specific qualitative method and establish protocols.
Step 3: Select a Sample
Sampling Methods:
Quantitative
Determine sample to use.
Qualitative
Plan sampling strategy including researcher’s role and ethical considerations.
Step 4: Assess the Quality of the Method, Design, and Sample
Quality Assessment:
Quantitative:
Ensure internal and external validity.
Qualitative:
Ensure credibility, dependability, transferability, and confirmability.
Conduct a pilot study if necessary.
Step 5: Collect the Data
Data Collection Process:
Quantitative:
Execute the selected research design to gather data.
Qualitative:
Collect data via interviews, focus groups, or other qualitative means.
Step 6: Analyze, Interpret, and Report Results
Data Analysis:
Quantitative:
Process and interpret data by reducing to themes or categories.
Qualitative:
Analyze and interpret findings to draw conclusions.
Types of Research Topics
Categories of Topics:
Topics about groups (e.g., preschool children, police officers).
Topics surrounding specific behaviors (e.g., anxiety, bullying).
General topics (e.g., job stress, learning, motivation).
Step 2: Identify the Problem
Research Literature Exploration:
Utilize various sources (books, journals, internet) to inform research.
Work from previous research while consulting experts.
Researching practical problems and serendipity (accidental discoveries).
Step 3: Review Relevant Literature
Importance of Literature Review:
Essential for understanding the problems thoroughly.
Involves exploring multiple resources: books, journals, databases, websites, etc.
Step 4: Formulate the Problem Fully
Research Paradigm Selection:
Identify appropriate research paradigms and theoretical frameworks.
Narrow down key concepts for qualitative and quantitative research plans.
Step 5: Define Central Concepts
Constructs and Variables:
Constructs: Complex psychological ideas or concepts.
Variables: Observable/measurable conditions in research.
Types of Variables
Independent Variable (IV): Hypothesized cause affecting the dependent variable.
Dependent Variable (DV): Hypothesized effect impacted by the independent variable.
Example Relationships for IV and DV:
Does childhood trauma affect emotional dysfunction?
Does stress influence academic performance?
Correlate between overeating and obesity.
Extraneous Variables
Definition and Impact:
Unhypothesized causes/effects that can confound research results.
Must consider these variables during research design to preserve validity.
Working Definitions Conceptualisation Importance
Clear definitions are crucial to conduct reliable observations or measurements.
Definitions can vary and must be contextualized within theoretical frameworks.
Operationalisation Defining Measurement Methods
Specify methods and processes for collecting data related to research questions.
Example of Research Focus
Stress and Memory Research:
Explore factors affecting memory under acute stress, e.g., using Cold Pressor Test.
Final Steps: Research Questions and Hypotheses
Criteria and Evaluation:
Develop research questions that guide investigations.
Construct testable hypotheses based on causality and correlation.
Essential Criteria for Acceptable Hypotheses
Agreement with empirical facts.
Coherence among components.
Simplicity (parsimony).
Falsifiability of the hypothesis.
Example of Literature Review
Mental Health Promotion Research:
Insights on social determinants affecting mental health and the need for interdisciplinary approaches to treatment.
ETHICS IN RESEARCH
Criteria based on ethics statements from:
APA: American Psychological Association
BPS: British Psychological Society
HPCSA: Health Professions Council of South Africa (Professional Board for Psychology)
ETHICAL NORMS AND PRINCIPLES
Belmont Report (1979)
Respect
Informed consent
Beneficence
Assessment of risks and benefits
Justice
Selection of participants who bear the costs should receive the benefits
S.A. Board for Psychology Code of Conduct
Competence
Integrity
Professional and scientific responsibility
Respect for human rights and dignity
Concern for others’ wellbeing
Social responsibility
ETHICS IN PRACTICE
Principle of Informed Consent
Protection & Welfare of Participants
Use of Deception
Debriefing of Participants
Participants’ Right to Withdraw from Research
Confidentiality & Anonymity of Data
PRINCIPLE OF INFORMED CONSENT
Researchers must inform participants of obligations/responsibilities before research begins.
Full explanation of what ‘participation’ involves is necessary.
PROTECTION & WELFARE OF PARTICIPANTS
Researchers must protect participants from harm, dangers, or stress and inform them of risks involved.
Contact information or alternative channels for communication should be provided.
Researchers are responsible for assessing the degree of risk to participants.
USE OF DECEPTION
Deception must be justified (i.e., evaluate costs and benefits).
Allowed when:
Research objective is significant.
Procedure is acceptable/reasonable for participants.
Participants can withdraw at any time.
Researchers take responsibility for removing negative after-effects.
DEBRIEFING OF PARTICIPANTS
After data collection, participants should be informed of the research purpose and any deceptive procedures explained.
All questions should be answered, and effects of the research discussed.
Researchers should provide participants with educational or beneficial outcomes.
Address and remove undesirable effects resulting from the research.
PARTICIPANTS’ RIGHT TO WITHDRAW FROM RESEARCH
Participants must be able to decline or withdraw from the study at any time without penalty.
CONFIDENTIALITY & ANONYMITY OF DATA
All research information is confidential unless otherwise agreed.
Confidentiality does not guarantee anonymity.
Participants have the right to anonymity where possible.
ETHICAL CONCERNS VS. ETHICAL PRACTICES
Assessing the ethics of a proposed study requires consideration of potential ethical concerns.
Implementation of ethical practices is the researcher’s responsibility.
Steps must be taken to address ethical concerns through practical applications of ethical norms.
Ethics should be integral to every research project; different projects raise different ethical issues.
Solutions are not universal; they must be tailored to the specifics of each project.
APA ETHICS PRINCIPLES
Unethical Research Examples:
Nazi Medical Experiments: Experiments on concentration camp prisoners without consent.
US Govt. Radiation Experiments: Scientists knowingly exposed American citizens to harmful radiation.
Tuskegee Syphilis Experiment: Assessing untreated syphilis versus treated; withholding effective treatment.
Milgram’s Experiment: Examined obedience; administering electric shocks to a learner for wrong answers causing extreme distress.
Zimbardo’s Prison Experiment: Simulated prison environment leading to abuse and early termination.
Asch’s Line Studies: Tested conformity; participants conformed despite knowing the correct answer.
Henrietta Lacks: Use of cervical cancer cells for research without her knowledge or consent.
Other Examples:
Carney Landis Facial Expressions Experiment (1924)
Monkey Drug Trials (1969)
SA Army Aversion Project (1970’s and 1980’s)
Key Reading:
Knight (2019): Reviews ethics principles relevant for both clinical and non-clinical studies.
Other Ethical Concerns:
Plagiarism accusation stress test: Procedure designed to induce stress with implications of false plagiarism.
What construct/variable/phenomenon is to be measured?
Is quantitative or qualitative information required?
Would closed-ended or open-ended questions be more appropriate?
Is self-report data appropriate?
What is the nature of the data that would be collected? How would this link to the proposed analysis of the data?
Lab-Based vs. Field Research
Lab-Based Research | Field Research | |
|---|---|---|
Advantages | ControlPotential to be highly credible based on empirical, objective evidence | Authenticity, high ecological validityPotential to have high credibility with audiences |
Limitations | Artificiality | Deciding what, when and how to record informationSelecting an appropriate setting or group for study, gaining entry to the setting, and getting along with others in the setting |
Common methods of collecting data
Experimental manipulation*
Naturalistic observation*
Questionnaires/Tests/Scales (measurement)
Interviews
Available data (archives, published material)
Often an eclectic approach is adopted by researchers, thus ensuring that the limitations of one methodology/approach/data collection method are counterbalanced by the use of others.
QUESTIONNAIRES VS. INTERVIEWS
There are two forms of survey research
Interviews
Questionnaires
Both may contain open-ended or closed-ended questions
Interviews may be face-to-face or telephonic
Questionnaires may take the form of a checklist, forced choice, graphic scales or Likert-type items
Questionnaires
Advantages | Limitations |
|---|---|
Can be administered to large numbers of peopleTime and cost efficientProvide a type of 'anonymity'Yield valuable descriptive information about broad trends | Application from one population/demographic area to anotherIlliteracyLow rate of questionnaire returnAmbiguous repliesDepend on the truthfulness of the subject |
Interviews
Advantages | Limitations |
|---|---|
Provide an opportunity to establish rapport, to stimulate trust and cooperation often needed to probe sensitive areasProvide an opportunity to help the subjects in their interpretations of questionsAllow flexibility in the interview structure, i.e. wording and sequencingAllow for greater exploration of responses | Time consuming and expensiveFewer people, less informationDepend on the truthfulness of the subject |
RESEARCH BASED ON AVAILABLE DATA
What is research based on available data?
Defined as data that has been generated for purposes other than those for which you as the researcher are using them e.g. autobiographies, diaries, tombstones etc…
Also includes historical data and sources of data which are already in existence
Available Data
Advantages | Limitations |
|---|---|
Higher authenticityGreater ecological validityUseful in exploratory investigations or as data in case studies focused on establishing trends for future more formal empirical investigationsCan be subjected to content/discourse analysis as a means to deconstructing & interpreting their meanings in relation to the context in which they were created | Are staticCan be difficult to locateIs the information authentic?Is the information complete/comparable?How to codify data in a systematic fashion |
Criteria for Establishing Causality
Covariation
Temporal Precedence
Non-spuriousness
COVARIATION
Do X and Y covary / are they mutually related?
i.e. is the presence (or absence) of X (the cause) actually correlated to the presence (or absence) of Y (the effect)?
This criterion provides the logical basis of all simple randomised designs and was popularised by the English philosopher, John Stuart Mill
COVARIATION: MILL'S METHODS
| Method of Agreement |