Presocratic Philosophers Notes
Who Were the Presocratic Philosophers?
- Fragmentary evidence makes understanding the Presocratics challenging.
- No complete works survive; rely on quotations (fragments) and reports (testimonia) from later philosophers and historians.
- Sources include Hippias, Aristotle, Theophrastus, Simplicius, and others with direct access.
- Selective use of material by sources based on their interests.
- New material emerges occasionally; for example, "The Derveni Papyrus" (4th century B.C.E.) concerned with Orphic religion.
- Another papyrus found in Upper Egypt contains texts from Empedocles.
- "Presocratic" term coined in the 18th century to contrast Socrates' moral focus with predecessors' cosmological and physical speculation.
- Chronologically inaccurate as some Presocratics were contemporaries of Socrates.
- The term may suggest inferiority to Socrates and Plato.
- Referring to these thinkers as "philosophers" is also problematic because they wouldn't have described themselves this way.
- Heraclitus: "those who are lovers of wisdom must be inquirers into many things" (DK22B35/LM9D40).
- Presocratics saw themselves as distinct from ordinary people, poets, and historical writers.
- They inquired into a vast range of subjects: physics, chemistry, geology, meteorology, astronomy, embryology, psychology, theology, metaphysics, epistemology, and ethics.
- Fundamental characteristic: naturalistic explanation of the world through its own inherent principles.
- Hesiod's Theogony (7th century BCE) tells the traditional story of the Olympian gods, beginning with Chaos.
- Gods are connected with the physical universe or human experience; theogony is also a cosmogony.
- Hesiod's world is god-saturated; gods intervene in all aspects of the world.
- Presocratics reject this account, viewing the world as a kosmos, an ordered natural arrangement.
- Xenophanes: Iris (the rainbow) is a colored cloud, not a supernatural sign from the gods (DK21B32/LM8D9).
- Presocratic thought differs in its understanding of the world and the explanation of it that is possible.
- Heraclitus rebukes Hesiod, Pythagoras, Xenophanes, and Hecataeus: "Much learning does not teach understanding" (DK22B40/LMD20).
- Heraclitus suggests that he alone truly understands because he grasps the account that enables him to "distinguish each thing in accordance with its nature."
- Human knowledge of the world must be ordered in a corresponding way.
The Milesians
- Aristotle says Thales of Miletus was the first to search for "causes and principles" of the natural world.
- Thales lived around the beginning of the 6th c. BCE.
- Thales declared water to be the first cause (Metaphysics 983b27–33).
- Anaximander and Anaximenes were also from Miletus.
- Thales predicted a solar eclipse in 585 BC (DK 11A5/LM 5P9, P10), introduced geometry into Greece from Egypt (DK 11A11/LM 5P4, P5, R11), and produced engineering marvels.
- Anaximander invented the gnomon, created a sphere of the heavens (DK 12A1/LM 6P2, P4, P11), and drew a map of the inhabited world (DK 12A6/LM 6P6, D4).
- The Milesians' interests were in measuring and explaining celestial and terrestrial phenomena.
- They didn't see "scientific" and "philosophical" questions as separate disciplines.
- Aristotle claims the Milesians explained things only in terms of their matter (Met. I.3 983b6–18).
- This claim is anachronistic (presupposes Aristotle's view of material, efficient, formal, and final causes).
- Aristotle links Thales' claim that the world rests on water with the view that water was the archē, or fundamental principle.
- Thales chose water because of its fundamental role in coming-to-be, nutrition, and growth.
- Aristotle's general account: Presocratics claimed a single enduring material stuff is both the origin and continuing nature of all things.
- Thales claimed water was the first principle because everything comes from water.
- Thales may have thought certain characteristics of the original water persisted, particularly its capacity for motion.
- Thales' reported claims that the lodestone and amber have souls suggest this (DK11A22/LM5D10, D11a).
- Milesian view may not have clearly distinguished the notions of an original matter and an enduring underlying stuff.
- Anaximander emphasized the orderly nature of the universe; order is internal rather than imposed from outside.
- Anaximander claimed that the indefinite (to apeiron) is both principle (archē) and element (stoicheion) of the things that are.
- The indefinite is neither water nor any other of the so-called elements, but some other indefinite nature.
- From the indefinite comes all the heavens and the worlds in them.
- Things pass away into those things from which they came to be; they give penalty (dikê) and recompense to one another for their injustice (adikia) in accordance with the ordering of time.
- At the genesis of this world, something productive of hot and cold was separated off from the eternal, and from this, a sphere of flame grew (DK12A10/LM6P6, D4).
- Opposites act on, dominate, and contain each other, producing a regulated structure.
- This system, ruled by the justice of the ordering of time, contrasts with the chaotic world of the Greek gods.
- Anaximenes replaced Anaximander's apeiron with air.
- Basic principle must be neutral but not so lacking in properties that it seems to be nothing at all.
- Air can take on various properties of color, temperature, humidity, motion, taste, and smell.
- Condensation and rarefaction of air determine the characters of things produced from the originating stuff.
- Rarified air becomes fire; more and more condensed, it becomes progressively wind, cloud, water, earth, and finally stones.
- Releasing air from the mouth with compressed lips produces cool air, but relaxed lips produce warm air (DK13B1/LM7D8,R4).
- The Milesians may not have thought in terms of enduring underlying substances.
- The original/originating stuff is transformed into other substances.
Xenophanes of Colophon and Heraclitus of Ephesus
- Xenophanes and Heraclitus were interested in the nature of the physical world and offered cosmological accounts.
- They also focused on the human subject and the nature of inquiry itself.
- Xenophanes claimed all meteorological phenomena are clouds.
- Rainbow, St. Elmo's Fire, the sun, and the moon are clouds fed by exhalations from the land and sea.
- Motions of earth and water account for all things around us.
- Xenophanes: Iris is by nature cloud (DK21B32/LM8D39).
- Star-like phenomena seen when aboard ship are cloudlets (DkA39/LM8D38).
- Xenophanes employs explanation: X is really Y, where Y reveals the true character of X.
- He reduces phenomena often taken as divine signs to natural occurrences.
- He notes anthropomorphic tendencies in conceptions of the gods (DKB14/LMD12, DKB16/LMD13).
- He makes positive claims about the nature of the divine, including a single greatest god:
- "One god greatest among gods and men, Resembling mortals neither in body nor in thought" (DK B23, B24, B25, B26 / LM D16, 17, 18, 19).
- This divine being comprehends and controls a cosmos infused with thinking.
- Xenophanes asserts epistemological autonomy: we must rely on our own capacity for inquiry.
- "Indeed not even from the beginning did the gods indicate all things to mortals, but, in time, inquiring, they discover better" (DKB18/LMD53).
- This suggests that human thought can mimic divine understanding.
- However, there's also skepticism: "And of course the clear and certain truth no man has seen" (DKB34/LMD49).
- "Let these thing be accepted to be like the truth" (DKB35/LMD50).
- Heraclitus writes in an aphoristic style, raising questions about knowledge and the nature of the world.
- Heraclitus refers to a "logos which holds forever": an objective law-like principle that governs the cosmos (DK22B1/LM9D1, D110, and R86 and DKB2/LM9D2 as well as DKB50/LMD46).
- The single order that directs all things is divine and is sometimes connected with the traditional gods (DKB32/LMD45).
- Sign of the unchanging order of the eternal system is fire.
- The logos is the unchanging account that explains the alterations and transformations of the cosmos.
- The order steers the cosmos and is itself a rational order.
- Heraclitus claims human prescriptive law must harmonize with divine law.
- The cosmos itself is an intelligent, eternal system that orders and regulates itself in an intelligent way.
- We can grasp and understand at least part of this divine system.
- Heraclitus regards the cosmos as an ordered system like a language that can be read or heard by those attuned to it.
- Eyes and ears are bad witnesses to those with barbarian souls (DKB107/LMD33).
- Those who love wisdom must be good inquirers and grasp how phenomena are signs of the larger order (DKB35/LMD40, DKB101/LM36, DKB123/LMD35).
- Evidence is the interplay of opposing states and forces.
- There are fragments that proclaim the unity or identity of opposites: the road up and down are one (DKB60/LMD51), the path of writing is both straight and crooked (DKB59/LMD52).
- Anaximander's orderly arrangement is replaced by a system ruled by what Heraclitus calls war: "It is right to know that war is common and justice strife" (DKB80/LMD63).
- Changes are regular and understandable.
- Heraclitus: "The lord whose oracle is at Delphi neither speaks nor conceals, but gives a sign" (DKB93/LM41).
- Treats soul as the seat of emotion, movement, and intellect.
- Understanding is a function of soul (DKB107/LMD33).
- A fiery, i.e., hotter soul is best (DKB118/LMD103).
- It is death to souls to become water, and to water death to become earth; from earth water comes to be, from from water, soul (DKB36/LMD100).
- Humans who care for their souls and search for truth can approach the understanding that Heraclitus himself has obtained.
Parmenides of Elea
- Parmenides argues that human thought can reach genuine knowledge or understanding.
- What must be (cannot not-be) is more knowable than what is merely contingent.
- Parmenides gives us a poem narrating the journey of a young man (kouros) taken to meet a goddess.
- She promises to teach him "all things" (DK28B1/LM19D4).
- The goddess gives the kouros the tools to acquire knowledge himself:
- Learn the unshaking heart of well-persuasive truth, and the beliefs of mortals, in which there is no true trust (DKB1.28–32/LMD4.28–32).
- She teaches him how to evaluate claims about what-is.
- For Parmenides, the mark of what is known is that it genuinely is.
- What-is not only is but must be and cannot not-be.
- The routes are methods of inquiry; correct route leads to what-is.
- The one that it is and that it cannot not be is the path of Persuasion (for it attends upon truth).
- The other, that it is not and that it is right that it not be, this I point out to you is a path wholly inscrutable (DKB2 and B3/LM19D6).
- The truth is testable by reason or thought itself.
- We must control our thought in the face of sense-experience (DKB7/LMD8).
- The kouros can reach a decision through his logos (thinking or reasoning).
- The test is "is or is not?"
- Inquiry whether or not the supposition that something is would entail the reality of what-is-not (impossible).
- One can think well or badly; correct thinking takes the correct route and reaches what-is.
- Mortals on the incorrect route are thinking, but their thoughts have no real object.
- Parmenides sets out criteria for the being of what-is:
- Ungenerable and imperishable, a whole of a single kind, and unshaking and complete; nor was it nor will it be, since it is now all together one, cohesive (DKB8.1–6/LMD8.6–11).
- These are signs for what any ultimate cause or principle must be like.
- The goddess turns to the route of mortals, in an account she calls "deceptive."
- Parmenides may allow for justified belief about the contingent world.
- The problem of mortals is that they mistake what they perceive for what there is.
- Details of Parmenides' own cosmology are given, arguably as justified belief.
- Parmenides was the first Presocratic to claim that the moon gets its light from the sun and that the earth is spherical.
- Parmenides marks a sharp distinction between being and becoming, and between knowledge and perception-based belief or opinion.
The Pythagorean Tradition
- Pythagoras of Samos arrived in Croton and established a community of followers with his political views and way of life.
- The Pythagorean way of life included adherence to religious rites and dietary restrictions.
- Pythagoras wrote nothing himself but influenced those who followed him.
- He had a reputation for great learning and wisdom.
- He seems to have advocated the reincarnation of the soul and the transmigration of the human soul into other animal forms.
- Pythagorean writers stressed the mathematical structure and order of the universe.
- The early Pythagoreans conceived of nature as a structured system ordered by number.
- Post-Parmenidean Pythagoreans like Philolaus and Archytas held complicated views about the relation between mathematics and cosmology.
- Split after Pythagoras' death between philosophically inclined Pythagoreans and those who adopted ethical, religious, and political attitudes.
- The latter, called acusmatici, followed the Pythagorean precepts, or acusmata ("things heard").
- The former, philosophical Pythagoreans (including Philolaus and Archytas), were the so-called mathematici.
- Philolaus of Croton seems to have blended the Pythagorean life with awareness of and appreciation for Parmenides' arguments.
- "Nature in the cosmos was fitted together out of unlimiteds and limiters" (DK44B1/LM12D2).
- Unlimiteds are unstructured stuffs and continua; the limiters impose structure (shape, form, mathematical structure).
- The structure can be expressed in a numerical ratio that allows for understanding: "All things that are known have number" (DK44B4/LMD7).
- Philolaus developed a theory of the cosmos that displaced the earth from the center, replacing it with Hestia, the central fire.
Other Eleatics: Zeno and Melissus
- Zeno of Elea and Melissus of Samos extended and explored the consequences of Parmenides' arguments.
- Zeno paid particular attention to the contrast between logical argument and the evidence of the senses.
- His four paradoxes of motion purported to show that ordinary motion is impossible.
- Motions can never be begun (the Achilles) or completed (the Dichotomy), entail contradictions (the Moving Blocks), or are impossible (the Arrow).
- The Dichotomy: a runner can never complete a run because they must first reach an infinite number of halfway points.
- Zeno produced paradoxes showing that plurality is impossible.
- Melissus expands Parmenides' arguments about the nature of what-is.
- Melissus claims that only one thing can be: if what-is is unlimited, it must be one and all alike.
- Melissus specifically argues against the empty (the void) and rejects the possibility of rearrangement.
- Melissus claims that what is real is completely unlike the world that we experience.
The Pluralists: Anaxagoras of Clazomenae and Empedocles of Acragas
- Anaxagoras and Empedocles accepted Parmenides' arguments against coming-to-be and passing-away.
- They developed cosmological systems that addressed their particular concerns.
- Anaxagoras claims, "The Greeks do not think correctly about coming-to-be and passing-away" (DK59B17/LM25D15).
- Generated objects are temporary mixtures of ingredients (earth, air, fire, water, hair, flesh, blood, etc.).
- Ingredients are primarily powers that manifest in mixtures.
- Original state was universal mixture: "All things were together, unlimited both in amount and in smallness" (DK59B1/LM25D9).
- This mixture is set into rotary motion by the operation of Mind (Nous – DK59B12/LM25D27, DKB13/LM25DD29b, DK59B14/LM25D28), a separate cosmic entity.
- Rotation causes a winnowing or separating effect, and the cosmos emerges from the mixture.
- Everything is in everything (DK59B5, B6, B11/LM25D16, D25, D26), in some proportions.
- Anaxagoras attributes the motion of his ingredients to an independent, intelligent force.
- Causes of the heavens and phenomena apparent to us are the same at both macro- and micro-levels.
- Empedocles proposes a cosmos formed of four roots (earth, water, air, and fire), along with the motive forces of Love and Strife.
- Love unites opposed things, while Strife sets unlikes in opposition.
- Love overcomes Strife, bringing together unlikes and preventing the clinging together of likes, resulting in the Sphere.
- Strife breaks up the Sphere by attracting like to like.
- The cosmos we know is a result of intermediate phases between the two extremes.
- Fragments and testimonia show keen attention to perception, knowledge, the workings of the body, and psychology.
- Empedoclean way of life included dietary restrictions and a story of transmigrating daimōns.
- Cosmological and ethico-religious aspects of Empedocles' thought are intertwined.
- Correct understanding of the physical world and the correct way to live cannot be separated.
Presocratic Atomism
- Ancient atomism: what is real is an infinite number of solid, uncuttable (atomon) units of matter.
- Atoms are made of the same stuff, differing only in shape, position, and arrangement.
- Later sources say that atoms differ in weight.
- Presocratic atomists, Leucippus and Democritus, endorsed the reality of the empty (or void).
- The void separates atoms and allows for differences in shape, position, arrangement, and weight.
- Phenomenal objects and characteristics emerge from the background mixture of atoms and void.
- Shapes of the atoms and their arrangement give objects their apparent characteristics.
- Democritus: "By convention sweet and by convention bitter, by convention hot, by convention cold, by convention color: in reality atoms and void" (DK68B125/LM27D14, D13a = DK68B9/LM27D4, D14, D15, D23a, R108).
- Democritus makes sweet that which is round and quite large, astringent that which large, rough, polygonal and not rounded (68A129/LM27D60).
- Things composed of sharp atoms are hot and fiery; those with the opposite character come to be cold and watery (67A14).
- Iron is harder than lead but lighter because of the uneven arrangements of atoms and more void (68A135/LM27D64).
- Democritus was seen as a skeptic: "In truth, we know nothing; for truth is in the depths" (DK68B117/LM27D24).
- Democritus allows for knowledge through the understanding, which he calls genuine (DK68B11/LM27D6).
- Evidence of the senses, interpreted by reason, can be a guide to reality.
- Moderation and cheerfulness are linked with small measured movements in the soul (DK68B191/LMD226).
- Democritus was identified with "good cheer" (euthumiē) as the guiding objective in living one's life.
Diogenes of Apollonia and the Sophists
- Diogenes of Apollonia claimed that "all the things that are are alterations from the same thing and are the same thing" (64B2/LM28D3).
- He identified this single basic substance with air.
- Only things that are alike can affect one another (DK64B2/LM28D3).
- If there were a plurality of basic substances, there could be no interaction between them.
- The cosmic system is ordered by intelligence.
- "That which possesses intelligence (noēsis) is what human beings call air" (DK64B5/LM28D10).
- Air governs and rules all things and is god (DK64B5/LM28D10).
- Intelligence orders things in a good way (DK64B3/LM28D56).
- Diogenes: "Anyone beginning a logos (account) ought to present a starting principle (archē) that is indisputable" (DK64B1/LM28D2).
- Theophrastus says that Diogenes was the last of the physical philosophers.
- The Sophists were active about this time, with Plato contrasting them negatively with Socrates.
- They were not completely uninterested in theoretical problems.
- Gorgias of Leontini questioned the possibility of certainty.
- Protagoras doubted the possibility of strong theoretical knowledge.
- The Sophists raised ethical and political questions.
- They traveled widely, entertained, taught rhetoric, and taught skills necessary for succeeding in Greek political life.
- They gave public displays of rhetoric.
- Ethics and political thought become more prominent aspects of Greek philosophy with the Sophists and Socrates.
The Presocratic Legacy
- The first philosophers' interests extended to religious and ethical thought, perception, understanding, mathematics, meteorology, explanation, and the roles of matter, form, causal mechanisms, and structure.
- Almost all the Presocratics seemed to have something to say about embryology.
- Overlap between ancient philosophy and ancient medicine is of growing interest.
- Discoveries like the Derveni Papyrus show that interest in the early philosophers wasn't limited to a small audience.
- They passed on basic concerns to Plato and Aristotle, and the whole tradition of Western philosophical thought.