Criminal Behaviour, Mental Health & The Insanity Defence

  • Dr. Clare-Ann Fortune, PSYC335, 2025.

  • Reading: Sixiao Sunny Li & Susan Hatters Friedman (2015). Moral wrongfulness and insanity: A New Zealand sample. The Journal of Forensic Psychiatry & Psychology, 26(5), 686-698.

  • Outline:

    • Introduction

    • Media representations

    • Criminal behaviour & mental health

    • Mental health & the courts

    • Insanity Defence

Media Representations
  • Based on media portrayals, the public may receive certain messages about individuals with criminal behavior and mental health issues.

  • US research:

    • John Monahan (1992) cites Gerbner, et al., (1981) found on prime-time TV:

      • 73%73\% individuals characterized as having mental disorders also displayed some violent behavior

    • Shain & Philips (1991):

      • 86%86\% of all print stories dealing with ‘former mental patients’ focused on violence (Bartol & Bartol, 2009).

  • Media often portrays psychotic killers going on killing sprees, making it sensationalist, frightening, and vaguely entertaining but these are rare events.

Offenders, Mental Health & Intellectual Deficits
  • Overrepresentation of mental health disorders in prisons.

  • Inmates may benefit from treatment, regardless of having a serious mental disorder.

  • It's unclear if disorders were present before or after incarceration.

  • Some specific disorders are more strongly associated with criminal conduct:

    • Schizophrenia

    • Paranoid disorders

    • Mood disorders

    • Antisocial personality disorder

Schizophrenia
  • Often expressed through bizarre behaviors.

  • Can impact thought patterns, emotions, and perceptions.

  • Can be socially withdrawn, disorganized (e.g., speech), have poor self-care & disconnected from reality.

  • Inappropriate or flat emotions.

  • Delusions – false beliefs

    • Persecutory delusions are especially problematic.

  • Hallucinations – sensing or perceiving things that others cannot.

    • e.g., hearing voices

    • Command hallucinations are especially problematic.

  • Represent small number of offenders.

  • Combination of schizophrenia & substance abuse/dependence increases risk (Serin et al., 2011).

Paranoid Disorders
  • Usually reasonably believable & not completely far fetched.

  • e.g., police watching them or neighbors spying on them.

  • Bizarre beliefs would fit into schizophrenia.

  • Often include persecutory beliefs about being spied on, cheated, conspired against, followed, drugged, harassed, etc.

  • Often highly suspicious (general or specific to an individual).

  • Can experience anger, resentment & even violent behavior due to beliefs.

Mood Disorders
  • Serious depression

    • e.g., slowed down, feeling worthless, suicidal ideation, despair, etc.

  • Sometimes associated with delinquency in adolescent (females in particular).

  • May care less about personal safety & consequences.

  • Likely to have role in some events such as mass murders, school shootings, workplace violence & ‘suicide by police’.

Antisocial Personality Disorder
  • Pervasive disregard for & violation of the rights & wishes of others & social norms.

  • Includes irritability, irresponsibility, impulsivity, deceitfulness (e.g., lying, conning others), lack of remorse/empathy, callous.

  • Have difficulty maintaining relationships.

  • Prevalence

    • Approx. 13%1-3\% of general population

    • Approx. 3050%30-50\% (even higher) of inmates

    • More common in males than females.

Violent Acts
  • The majority of people with mental disorders do not commit serious or violence offenses

  • Males with mental disorders and a history of violent acts have a higher probability of further violence

  • Those with schizophrenia may be at higher risk of violent offending

  • Those at higher risk have schizophrenia, are male & have early onset of antisocial behaviour

  • Affective (mood) psychosis usually less violent but if they are violent they are often women with intent to commit suicide & kill people close to them

  • Factors ranked based on strength of relationship to violence (Elbogen & Johnson, 2009):

    • Young age

    • History of any violent act

    • Male

    • History of juvenile detention

    • Divorce or separation in the past year

    • History of physical abuse

    • Unemployment in the past year

    • Co-occurring severe mental illness & substance use

    • Victimisation in the past year(From Serin et al., 2011)

Summary
  • As a group people with mental disorders are no more likely to commit crimes (incl. violent acts) than those without a mental illness

  • Some disorders (e.g., schizophrenia, paranoid disorders, mood disorders & APD) are more often associated with criminal conduct

  • But not all individuals with these disorders will engage in criminal conduct

  • Only applies to those with current symptoms

  • Phase of the illness may make a difference

  • Relationship between mental illness & crime is complex

  • Confounding variables

  • Mental disorder & violence link applies to only a small minority (e.g., schizophrenia) & is stronger when they have a history of violent behaviour

  • Link between violence & schizophrenia

    • Only true for small group of those with schizophrenia

  • Link between violence & mental illness & substance use is greater

Mental Health and The Courts
  • Roots in common law tradition

  • Concept has developed over time

  • Not guilty by reason of insanity:

    • Philosophical tradition

    • Understanding right from wrong

  • Remember: Fitness to stand trail - concerned with:

    • Procedural fairness

    • An individual’s ability to defend themselves against their accusers

    • The process which evaluates their competence to stand trail

Insanity Defence
  • Foundation in English law

  • M’Naughton Rule

    • Being aware & knowing what one was doing at the time of illegal act

    • Knowing or realising right from wrong in a moral sense

  • Actus reus – criminal act

  • Mens rea – criminal intent

  • Rare in NZ & elsewhere (e.g., UK & US)

  • Crimes Act 1961 in NZ (s 23)

  • Assumed sane until proven otherwise

  • Not convict if found to be:

    • …labouring under natural imbecility or disease of the mind to such an extent as to render him [sic] incapable of

      • Understanding the nature & quality of the act or omission

      • Knowing that the act or omission was morally wrong (with reference to normal standards of right & wrong)

  • Procedure when plea entered is set out in s 20 of CP(MIP)

  • Key concern is state of the individual at the time of the alleged offence

  • It's about criminal responsibility

  • Insanity is not relevant if the individual is found unfit to plead, as must be fit to plead

  • Often get public exposure but very small number

  • In the US they are estimated to be used in about 1%1\% of felony criminal cases

  • NZ - evaluated in less than 2%2\% reports (Li & Hatters Friedman, 2016)

  • Often not pleaded successfully (1030%\approx 10-30\% internationally)

  • NZ study: 60%60\% found legal insane (Li & Hatters Friedman, 2016)

  • Most commonly due to:

    • Schizophrenia

  • Other common characteristics of individuals found legally insane

    • Prior psychiatric hospitalisation

    • Prior criminal histories

    • Predominantly violent offending

    • Finished high school

    • NZ study found limited education (Li & Hatters Friedman, 2016)

    • Under influence of substances at time

  • Being found not guilty by reason of insanity does not mean they will go free

  • In NZ they may be sent to:

    • secure forensic hospital, prison, community care, supervision, home detention, or released

  • Legislation provides little guidance for mental health professionals

  • Clinical and legal definitions similar but vary

  • Clinicians can give opinion

  • Expected to do this in dispassionate, unbiased way

  • Better if focus on state of mind on the day of the event in the weeks immediately preceding it

  • High level of agreement between clinician’s opinion and courts decision (Li & Hatters Friendman, 2015)

    • 81%81\% for NGRI

    • 74%74\% found sane

  • Fitness to stand trial

    • Focus is competency at time of Court procedures

  • Not guilty by reason of insanity

    • Is about capacity for criminal responsibility at the time the alleged offence occurred

  • Insanity as a plea is irrelevant if found unfit to plead

  • Complex presentations

  • Complex task for clinician

  • Interface between mental health and law