Lect 4 Risk Assessment - ENSC

Environmental Toxicology and Chemical Risks

  • Lecture 4: Risk Assessment and Regulation

  • Instructor: Louise M. Winn, Ph.D.

  • Location: Botterell Hall RM 557

  • Contact: winnl@queensu.ca

The Environmental Movement

  • Rachel Carson's "Silent Spring" (1962)

    • Exposed hazards of pesticide DDT.

    • Catalyzed public rejection of DDT.

  • Impacts:

    • Regulation of acceptance of chemicals.

    • Environmental assessment of potential damage.

Regulatory Response

  • Definition: Regulation is a principle, rule, or condition that governs behavior of citizens and organizations.

    • Used by governments to achieve public policy objectives.

    • Serves as a form of law with general applicability.

  • Importance of Regulation:

    • Impacts virtually every aspect of life including toxic substances.

    • Ideally guided by scientific research.

    • Influenced by social and economic factors.

    • Goal: Establish safe limits.

Federal Acts and Regulations

  • At least 31 Federal Acts concerning:

    • Pest control products.

    • Radioactive materials/nuclear waste.

    • Hazardous material transportation.

    • Environmental protection.

    • Environmental assessments.

    • Fisheries.

  • Notable Legislation: CEPA, 1999 - Protection of human health and the environment.

Understanding Risk

  • Components:

    • Hazard: The ability to cause adverse effects.

    • Receptor: The entity exposed to the hazard.

    • Exposure: Interaction/contact with the hazard.

  • Risk: The probability that the hazard will result in adverse effects.

Risk Assessment

  • An established process, originally created for insurance claims and now widely used by various professions (e.g., firefighters, economists).

  • Purpose: Establish a degree of safety, ideally in quantitative terms.

Risk Assessment for Toxic Substances

  • Focuses on estimating the probability of adverse events and effects.

Methods of Assessing Risk

  • Human Health Risk Assessment (HHRA)

  • Environmental Risk Assessment (ERA)

  • Risk Assessments can be:

    • Predictive (planned release)

    • Retroactive (existing condition)

  • Key Differences between HHRA and ERA:

    • Scope

    • Assessment endpoints

    • Receptors

    • Toxicological data

Environmental Risk Assessment

  • Evaluates likelihood of harmful effects from exposure to a substance.

  • Considers direct and indirect effects based on scientific measurements and judgments.

Environmental Risk Assessment Framework

  • Key Components:

    1. Problem formulation

    2. Exposure assessment

    3. Exposure-response assessment

    4. Risk characterization

  • Involves multiple parties:

    • Risk assessors

    • Risk managers

    • Stakeholders

1. Problem Formulation

  • Initial planning and scope definition through:

    • Collection of information

    • Hazard identification

    • Substance characterization

    • Structure-activity relationship (SAR) analysis

    • Toxicity and epidemiology evidence

    • Identification of sensitive receptors

    • Conceptual model

2. Exposure Assessment

  • Necessary to quantify or estimate exposure levels:

    • Properties of the substance

    • Fate and transformation

    • Spatial and temporal dimensions

    • Duration and frequency of exposure

    • Measurement in environmental compartments

    • Body burden and tissue residues

3. Exposure-Response Assessment

  • Examines dose/concentration versus response:

    • Utilizes toxicological data

    • Employs experimental methods

    • Considers species, life stages, and endpoints

4. Risk Characterization

  • Evaluates toxicity and potential adverse effects:

    • Summary of methodologies, data, and assumptions

    • Estimates the likelihood of adverse effects as a ratio.

    • Example ratio interpretation:


      • 1 indicates adverse effects expected.

      • < 1 indicates no expected adverse effects.

Uncertainty in Evaluations

  • Identifies sources of uncertainty:

    • Information gaps

    • Extrapolations and assumptions

  • Recommended approach: Set a 100x fold safety factor for human risk assessments.

Addressing Uncertainty

  • Approaches include:

    • Safety factors

    • Precautionary principle

    • Weight of evidence

    • Professional judgement

Post-Risk Assessment Actions

  • Risk Management/Decision:

    • Risk communication with risk managers post-assessment.

    • Types of decision outcomes:

      • Insufficient information: no risk estimation.

      • Low risk: generally no action required.

      • Moderate/high risk: necessary actions to manage risk.

Implementation of Risk Management

  • Management methods must consider:

    • Economic factors

    • Public health implications

    • Social/political context.

  • Management options to reduce risk:

    • Control measures

    • Substitution of materials

    • Informing stakeholders

  • Examples:

    • Containment

    • Product reformulation

    • In situ treatment

    • Active monitoring

Uses of Environmental Risk Assessment

  • Applicable for:

    • Regulation of releases

    • Restoration of contaminated sites

    • Management of past releases

    • Permitting processes

    • Setting monetary damages under "polluter pays" principle.