Russia
THE REVOLUTIONS
A popular revolution is one directed by the people of a country against the leaders, usually due to oppression. The February revolution is a popular revolution.
FEBRUARY REVOLUTION 1917
A series of public protests lasting 8 days in Petrograd, leading to the abolition of the Russian monarchy. Around 1.3k casualties.
23rd Feb - International Women’s Day. Demonstrators & striking workers protest against food shortages and WWI.
2nd Mar - Tsar Nicholas II abdicates & removes his son from the succession. His brother refuses to take the throne. A provisional government is formed to temporarily replace the Tsarist government.
THE PROVISIONAL GOVERNMENT
Formed from the members of the Duma and led by Alexander Karensky, the provisional government was supposed to rule Russia until an election could take place.
They never really ruled Russia - they had to share power with the Petrograd Soviet, who had a rule to only obey the provisional government if the Soviet agreed
Mar - Nov 1917 = Dual Government period
The provisional government continued the war effort (WWI)
OCTOBER REVOLUTION 1917
The Red Guard, led by Trotsky and helped by the Kronstadt sailors, cut off Petrograd from the rest of Russia.
The next day, the Red Guard stormed the Winter Palace
There was no resistance - the Bolsheviks were now in charge
TIMELINE 1917
FEB | MAR | APR | JUL | AUG | SEP | OCT |
Revolution | Tsar Abdicates | April Theses | July Days | Kornilov revolt | Bolsheviks stop revolt | Revolution |
April Theses = ‘Peace, Bread, Land’ after Germany helps Lenin return to Russia
July days = Failed Bolshevik revolution
Aug-Sep = Tsarist revolt against gov. Bolsheviks have to help defeat them
LENIN
LENIN’S EARLY ACTIONS
PROBLEMS FACING RUSSIA
The Bolsheviks needed pragmatic responses to problems over ideological ones.
Industrial production ⅔ of what it was in 1914
Inflation
Ruined transport
Food crisis
Civil war
They ruled de facto (by technical fact) rather than de jure (by legal right)
They didn’t think they’d need government but continued with Sovnarkom
Transitional stage = state capitalism
BOLSHEVIK DECREES
Lenin needed to prioritise extending and consolidating Bolshevik rule before constructing a socialist order.
DECREE ON LAND - Abolished private property, gave land to peasants.
✓ Gained support for civil war
X Difficult to take control of land back later
DECREE ON PEACE - Attempted to leave war, requests ignored by allies.
EARLY LEGISLATIVE REFORM
8 hour day
Social insurance legislation (support workers in case of illness etc.)
End of titles/ranks/salutes - ‘Comrade’ used
Workers took over factories/railways
Banks & businesses nationalised
Schools under state control
Church property confiscated
RUSSIA UNDER LENIN
CONSTITUENT ASSEMBLY - JAN 1918
Had been promised by provisional government, never happened
Lenin forced to call elections as to not be a hypocrite
Bolsheviks lost elections to Socialist Revolutionaries
Lenin broke up CA immediately - the Bolsheviks were the true ‘vanguard’ party (true party of the people - true democracy)
BREST-LITOVSK TREATY - MAR 1918
The Allies ignored Russia’s request to leave the war, so they had to negotiate with Germany themselves
They managed to leave the war, but sacrificed a lot to Germany’s hands (land, industry & resources)
CIVIL WAR
The Russian civil war was a conflict between the Bolsheviks (Reds) and those against them (Whites). Many of the whites were right wing, tsarist, or socialist.
REDS - support in Russia
WHITES - support in Ukraine & Omst
The allies supported the Whites, however their support was minimal and completely withdrawn by 1919
The Reds defeated the Whites by 1920 - the last battle in November
RED TERROR
Executed the Romanov family in Jul 1918 - ruin morale of Whites
Other left wing groups excluded/arrested
Cheka killed thousands of ‘counter revolutionaries’
Included peasants, workers, children
Requisitioning
Concentration/labour camps
WAR COMMUNISM
The Bolsheviks took factories, workshops & mines into state control. Introduced bourgeois specialists to oversee forced workers. Internal passports prevented escape & fines for being absent/late. Private trade was banned, a huge black market developed.
REQUISITIONING
Grain was taken from the peasants using force to feed the army.
1921 - 5-6 mil starved to death
Rationed food (workers & soldiers prioritised)
WAR COMMUNISM REACTIONS
Aug 1920 - Tambov Uprising
Peasantry formed an army to fight requisitioning
Took almost a year for the Red Army to defeat them
Jan 1921 - Bread ration cut by ⅓ , food riots
Workers strikes, Cheka broke up protests
Some troops refused to fire on workers
Mar 1921 - Kronstadt Mutiny
Supported strikers - ‘Soviets without Bolsheviks’
NEW ECONOMIC POLICY
The NEP lasted from 1921-1929, when Stalin replaced it with his first 5 Year Plan.
10TH PARTY CONGRESS 1921
Resulted from Kronstadt mutiny, strikes, and dissatisfaction with Red Terror.
Introduces NEP
One party unity - ban on factions
NEP
‘One step backwards, two steps forwards’ - The NEP was a move back to capitalism in some senses in order for the economy to pick up.
Peasants allowed to keep some produce to make profit
Rich farmers as a result of NEP = kulaks
Nepmen = traders allowed to have small businesses
1923 - 75% of retail controlled by Nepmen
People happier, some thought Lenin had sold out to capitalism
SCISSOR CRISIS
Industrial prices rose drastically as agricultural prices fell. It meant that farmers were not paid enough for grain, but that equipment was expensive.
Oct 1923 - Industrial prices 290% of that in 1913, agriculture 90%
Peasants only farmed for themselves - could lead to famine
STALIN
FROM LENIN TO STALIN
Lenin died of a stroke in 1924. Between then and 1929, a power struggle took place - who should succeed and what policies should be pursued?
LENIN’S TESTAMENT
“Stalin is too rude and this defect… becomes unacceptable in the office of General Secretary. Therefore, I propose to the comrades that a way be found to remove Stalin from that post and replace him with someone else who differs from Stalin in all respects, someone more patient, more loyal, more polite, more considerate.”
Lenin didn’t want Stalin to have a position of power in the party - he deemed him too rude and disloyal. Trotsky was a good option.
GOVERNMENT STRUCTURE
Power shifted from the government to the party. The government carried out the decisions made by the party. By the late 1920s only party members could be Soviets.
SOVIET GOVERNMENT | COMMUNIST PARTY |
SOVNARKOM CENTRAL EXECUTIVE COMMITTEE ALL RUSSIAN CONGRESS OF SOVIETS PROVINCIAL & CITY SOVIETS LOCAL SOVIETS | POLITBURO CENTRAL COMMITTEE CONGRESS CITY & PROVINCIAL PARTIES LOCAL PARTIES |
ISSUES IN POST-LENIN RUSSIA
THE NATURE OF LEADERSHIP (Collective vs individual)
Collective more socialist
Fear of dictatorship
Desire for leader to unite factions
Risk of dictatorship
THE NEP
Left wing wanted to end NEP, begin rapid industrialization, force peasants to give grain to pay for it
Right wing wanted to keep NEP, encourage consumerism, avoid economic crisis
CONTINUE REVOLUTION?
Permanent revolution (Trotsky) - world communist revolution necessary
Socialism in one country (Stalin) - strengthen Russia, be stronger than West
More patriotic
PHASES TO SUCCESS
Stalin’s rise to power can be split into 3 phases. Here he takes out one side at a time to come out on top.
PHASE ONE: TROTSKY (1924)
Stalin used Trotsky’s mistakes (e.g not pushing for Lenin’s testament to be published) to bring his supporters into key positions in the party
PHASE TWO: DEFEATING THE LEFT (1925-27)
Stalin formed an alliance with the right, claiming to be pro-NEP and side with Socialism in One Country
Trotsky, Zinoviev & Kamenev were expelled
PHASE THREE: DEFEATING THE RIGHT (1928-29)
Created 5 year plan for rapid industrialisation, ended NEP
Bukharin, Rykov & Tomsky removed from Politburo
STALIN’S ECONOMY
“If we are backward and weak, we may be beaten and enslaved. But if we are powerful, people must beware of us. We are 50 to 100 years behind the advanced countries of the West. We must make up this gap in 10 years. Either we do this or they crush us.” - Stalin 1931
AIMS FOR INDUSTRY: Expand output, improve communications, exploit new resources
AIMS FOR AGRICULTURE: Forced grain procurements, collectivisation, efficiency
Aimed to create command economy (state decides what is produced)
FIRST 5 YEAR PLAN (1928-32)
The first 5 year plan focused on heavy industry. It aimed to increase production in general by 300%, and production of electricity by 600%.
New dams and factories set up - Magnitogorsk = new city of factories
Lots of waste - managers/engineers blamed
No focus on light industry/consumer goods
SECOND 5 YEAR PLAN (1933-37)
Attempted to increase production and living standards
1934-36 Very successful - 5000 new enterprises
Stakhanov moved 102 tonnes of coal in one shift (usually 7) - increased productivity
THIRD 5 YEAR PLAN (1939-41)
Supposed to focus on light industry but was cut short by the war.
SUCCESSES | FAILURES |
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FOURTH 5 YEAR PLAN (1946-50)
Focused on rebuilding after WWII. They were now able to exploit Eastern Europe for resources.
Industry recovered quickly - 2 million forced workers from gulags
Heavy industries successful, consumer industries remained unsuccessful
FIFTH 5 YEAR PLAN (1951-55)
Had focused on the military due to the Cold War.
Didn’t address severe housing crisis
Consumer goods doubled but still very low
INDUSTRIALISATION EVALUATION
✓ PROGRESS: Targets not met but increased production
✓ POLITICAL: More control, internal passports, propaganda (Stakhanovite)
✓ 1941-45: Able to defend against Nazi invasion
✓ ECONOMIC: 1945-50 Soviet economy fastest growing in the world
COLLECTIVISATION
Collectivisation was the agricultural aspect of the first three 5 year plans. Farms were grouped together into larger, state controlled farms with the aims of creating higher efficiency. This would end the NEP and enable the government to take the wealth from farms to put into industrialisation.
1928 - Farming still small scale, individual households
1929 - 5% of peasants in collective farms
1930 - 25%
1939 - 90%
Food rationing was introduced in 1929 - non-sustainable solution to crisis
Was initially voluntary but peasants resisted
Poor harvests - kulaks blamed (dekulakization)
Kulaks retaliated by killing livestock & destroying equipment
HOLODOMOR
Holodomor lasted from 1932-33 and was a mass starvation of the Ukrainian peasantry.
1918 - Ukraine declared independence
If people didn’t hand over grain they were executed, if they did they would starve
Led to starvation & cannibalism
3-4 million people died
FOOD PRODUCTION
Grain production fell, and didn't reach pre-collectivisation levels until 1935. State procurement of grain rose. Livestock numbers fell.
1928 - 73 million tonnes harvested, 11 million procured by state
1934 - 68 million tonnes produced
1933 - 23 million tonnes procured by state
COLLECTIVISATION EVALUATION
✓ POLITICAL: Control of countryside, kulaks gone, workers fed
X ECONOMIC: Yields failed to reach targets, livestock down
HUMAN TRAGEDY: 5-10 million died/sent to gulags
Changes due to Stalin’s economy | Continuity with Stalin’s economy |
Rapid industrialization under Stalin led to huge urbanisation | Aim to catch up with the West |
Taking control of Eastern Europe allowed access to more raw materials | Throughout this time terror tactics were used against the people to ensure the economic plans were successful. Crushing of Tambov rebellion by Lenin 1920-21, and Dekulakization under Stalin. |
Collectivisation was a change from Lenin. Under Stalin virtually all peasants in collective farms by 1941 | Still a lack of investment in consumer goods and housing, government puts their own interest above that of the people |
USSR became a world superpower able to defend itself against the Nazis | Heavy industry remained the focus |
Socialism in One Country | Famine during War Communism 1921-22 and Holodomor under Stalin 1932-33 |
The liquidization of the Kulak class under Stalin was a clear change from Lenin’s NEP. | Continued to focus on military, first to catch up with the West then to engage in Cold War |
Agriculture remained the largest problem with slow production increase compared with industry |
PURGES
To be ‘purged’ is not necessarily to be killed. It can also involve being removed from a party position, or being sent to a labour camp (gulag).
SOVIET CONSTITUTION
The changes in the Soviet Constitution of 1936 were laughable. They were specifically directed at foreign countries.
Every citizen given the right to vote - this includes priests & bourgeois
Freedom of speech & religion
Guaranteed employment
STALIN’S CONTROL
Stalin’s power was not fully consolidated until 1938. There were threats to his power: the Ryutin Affair criticised collectivisation & the Congress of Victor’s gave more votes to Kirov than Stalin.
Control | Lack of control |
Enabled Politburo to meet less frequently - from once a week to 3 times a year | Couldn’t deal with every issue - had to prioritise |
Created subgroups that he controlled - increased his power | Some members of Politburo openly opposed his ideas successfully |
Those who disagreed with him in meetings risked execution | His ideas get through due to their popularity, not his control |
KIROV’S DEATH
Kirov was very powerful within the party - Party Secretary in Leningrad & member of the Central Committee. He didn’t always agree with Stalin’s policies but sided with him nonetheless.
In early December 1934, he entered the party headquarters in Leningrad, and was shot and killed by Nikolayev, who was likely doing this on behalf of the NKVD (the Soviet secret police)
Zinoviev & Kamenev were put on trial for the murder - both of them pleading guilty (Stalin had assured them they’d live if they did)
They were both executed
Kirov’s death was the kickstarter of the Great Purges
DATE | PURGE |
1934 | Ryutin’s supporters expelled from party |
1936 | Trial of the 16 - Zinoviev, Kamenev, 14 supporters executed |
1937 | Pyatakov & Serebryakov accused of being German agents - shot |
Yagoda - head of NKVD shot | |
Majority of army’s senior officers shot | |
~35,000 junior army officers shot/sent to camps | |
Admirals of Soviet navy shot | |
Trial of the 17 - Trotsky supporters shot | |
1938 | Trial of the 21 - Bukharin, Rykov & Soviets/party leaders shot/sent to camps |
1939 | Yezhov - head of NKVD shot (accused of being British agent) |
1929-39 | 24 million purged (~10% of the population) |
1940 | Trotsky killed in his home |
CULT OF PERSONALITY
A cult of personality is a form of propaganda made to idolise a leader and show them as great. In Stalin’s case, he wanted to be viewed as the heir to the great Lenin, and his rightful successor in order to secure his place as leader.
Tsaritsyn renamed to Stalingrad in 1925
Stories about Stalin’s early life were glamorised
Statues built
Films showed him as heroic leader
KHRUSHCHEV
STALIN TO KHRUSHCHEV
KHRUSHCHEV’S BACKGROUND
1894 - Born in Russian village that bordered with Ukraine, minimal education
Went to work in Ukrainian mine at 16
1918 - Join communist party, rose to power rapidly, elected in congress
Began study in elite school in Moscow, becomes party secretary in academy
Befriends Stalin’s wife - loyal to Stalin
In charge of annexing Poland & Ukraine - 10,000s arrests/executions
On general frontlines in WWII attack
Was involved in small gatherings Stalin organised for company
KHRUSHCHEV’S PERSONALITY
Khrushchev had competition to take over from Stalin’s death in 1953 - Beria, leader of the NKVD, and Malenkov. Khrushchev used his popularity from playing the fool to rise to the top.
Minimal education but ambitious
Stalinist
Outsider compared to competition
Played fool - appeared safe and unsuspicious
Never publicly regretted annexation
Impulsive
STRUGGLE FOR POWER
Stalin had been such an immense figure as leader of the Soviet Union, and after his death many competed to replace him.
CENTRAL COMMITTEE PRAESIDIUM
The Council of Ministers, the Supreme Soviet and the Central Committee met after Stalin's death. They decided to reduce the size of Stalin's Praesidium of the Central Committee to 10 members.
Out of these, main rivals for power = Malenkov, Beria & Khrushchev
Malenkov became Chairman of Council of Ministers (Head of government)
Beria became Minister of Internal Affairs (had control over police & security)
Khrushchev was secretary of central committee
Party had more power than government positions
Tried Beria in secret & had him executed
DE-STALINIZATION
At the 20th Congress, on the 24-25th Feb 1956, Khrushchev delivered a grand speech. It criticised Stalin harshly and demanded his policies and cult of personality be reversed. The speech was given in secret, but its content would spread around the country.
CULTURE/ARTS
Under Khrushchev, Soviet citizens had access to many more foreign works - those that were considered ‘safe’ by authorities (still couldn’t criticise the Bolshevik revolution). Artists that had suffered under Stalin were rehabilitated.
1954 - Ilya Ehrenburg’s novel ‘The Thaw’ was published
1962 - Khrushchev personally intervenes to make sure an account of the conditions in Stalin’s gulags is published (Alexander Solzhenitsyn’s ‘One Day in the Life of Ivan Denisovich’)
Anna Akhmatova’s banned poetry becomes published after Stalin’s death
LEGAL REFORMS
A major legal reform introduced by Khrushchev was the end of arbitrary terror - citizens could now feel safe. As well as this, prisoners were released from Gulags and, in December 1958, a new criminal code was released:
Citizens couldn’t be tried in emergency/military courts
‘Enemy of the people’ crime abolished
Confessions alone no longer enough to secure conviction
Death penalty only for the crime of treason
POLITICAL REFORMS
Khrushchev’s attacks on Stalinism were partly done to prepare for his economic reforms. No one was dropped from the Politburo after the speech, though some supporters of Khrushchev were added. This includes Brezhnev, who would end up succeeding him later. He launched a new party programme in October 1961:
USSR to establish basis for communism & surpass the US in all senses by 1970
USSR to finish laying foundations for communism by 1980
REFORM COMMUNISM
Khrushchev aimed to reform the USSR in order to raise living standards, whilst still maintaining one-party rule and a command economy. He wanted to force through the fourth stage of Marxism (socialism) to reach communism.
AGRICULTURE
Instead of removing the failed collective farms, Khrushchev deemed it necessary to increase the scale of them.
VIRGIN LANDS SCHEME 1953
Decision to use unfarmed land in Kazakhstan and West Siberia to increase grain production
✓ Initially successful (35.3% increase in first 5 years)
X Expensive and difficult to farm due to climate
CORN CAMPAIGN 1958
Ukrainian farmers farmed corn to feed livestock (livestock levels down after dekulakization)
X Poor climate & inferior technology meant production was half that of the US
X Less hay - animal feed levels dropped
X Soviet agriculture was inefficient & labour intensive
X 1950s & 60s - 50% Russians in agriculture, only 5% Americans
X Still importing 25% of grain from the USA
INDUSTRY
After Stalin’s intense focus on heavy industry, Khrushchev wanted to shift the focus to light industry. He wanted to strengthen the economy & quality of life to create a ‘worker’s paradise’.
The economy was de-centralised, but later became centralised again
He kept a command economy as he failed to see the issue with it
1959 - 7 year plan to increase consumer goods production
5% below target
1956-65 - 22 million flats built, 18 million have private apartment
The conditions were poor - the apartments were known as ‘Khrushchyovka’ or ‘Khrushchev’s slums’
48 hour work week decreased to 41
SPACE RACE
The space race was a competition between the USA and USSR to perform the most impressive technological feat in space, the fastest. This would boost the morale of the people within the country and convince them they were winning the Cold War. The USSR spent $2 billion on the space race.
TIMELINE
1957 | First satellite in orbit (USSR) |
1961 | First man in space (USSR) |
1961 | JFK claimed to congress they would land a man on the moon first, before 1970 (USA) |
1962 | First American to orbit Earth (USA) |
1963 | First woman in space (USSR) |
1965 | First to walk in space (USSR) |
1966 | First to land intact spacecraft on moon (USSR) |
1969 | First man on moon (USA) |
1975 | Relations improved |
FALL OF KHRUSHCHEV
REASONS TO REMOVE KHRUSHCHEV
Failed economic policies (especially in agriculture)
Split party into industrial/agricultural sectors - everyone has less power
Failures internationally
Cuban missile crisis
Harsh reaction to Hungarian uprising
Poor relations with Mao in China
TIMELINE
Economic / International / Party
1950 - Sino-Soviet treaty
Treaty with China with mutual defence
1953 - VLS
Khrushchev uses land in Kazakhstan & Western Siberia to farm grain
Initial success but overall failure
1955 - Warsaw pact
Supposed to be Eastern version of NATO
USSR uses this to be involved in Warsaw countries’ domestic affairs
1956 - Hungarian uprising
Imre Nagy replaces hardline communist as leader of Hungary
Nagy allows further freedoms in Hungary
Khrushchev sends in tanks when Nagy suggests leaving Warsaw pact
1957 - Anti-Party Group
Politburo voted 7:4 to dismiss Khrushchev
Khrushchev claims Central Committee should vote too (is popular with committee)
Khrushchev able to remain party secretary
Malenkov & Molotov accused of forming Anti-Party group and demoted
1958 - Corn Campaign
Khrushchev wants to produce large numbers of corn (like USA)
Backfires, livestock drops and overall lower food production
1958 - Nagy executed for treason
Promised sanctuary, tricked into leaving it and arrested & executed
1958 - Khrushchev takes over position of Prime Minister
1962 - Cuban missile crisis
Bay of pigs - USA’s failed invasion of Cuba, causes Fidel Castro to request help from USSR
USSR begins setting up nuclear base in Cuba- USA starts naval blockade to stop base construction, 13 days - very close to nuclear war
USA privately removes turkish base, USSR publicly removes Cuban base
Beginning of peaceful co-existence (though Khrushchev seen as weak
1962 - Sino-Indian war
China goes to war with India, Khrushchev supplies India with weapons
Infighting between China and USSR
1962 - Khrushchev splits party into industry and agriculture - less power
1964 - Khrushchev told to retire
Politburo inform him he needs to retire due to ill health
He can’t do anything about it - gets replaced by Brezhnev & Kosygin
BREZHNEV
Like Stalin, Brezhnev wanted his own cult of personality. He wanted to present himself as a great Leninist, revolutionary and military hero. Instead, he was often joked about due to the fact he was very privileged - owning his own collection of expensive cars and medals.
BREZHNEV’S ECONOMY
Brezhnev believed a period of stability was necessary. He thought the revolution had already been completed by previous leaders.
POST-1964 ECONOMIC REFORMS
Brezhnev’s leadership began the period of stagnation (in which reforms slowed down and policies and priorities were reverted). It also began the gerontocracy.
Khrushchev’s more controversial policies abandoned (Known as ‘Restoration’)
VLS & decentralisation
Agricultural & industrial wings in party
Reformers attempt to stimulate creativity/innovation
Conservatives want to continue with command economy
1965 - Regional Economic Councils abolished
KOSYGIN’S REFORMS
While Brezhnev got the chief party position, he also ran the country alongside Kosygin, who was the new premier (prime minister). Kosygin was interested in reform, and wanted to stimulate innovation.
1965 - Kosygin allows bonuses to be given to workers for completing work with innovation and creativity.
This didn’t work as Brezhnev counteracted the policy by giving higher bonuses for quantity of production. Managers prioritised these as it allowed them to play safe and make profit off of a more guaranteed and objective goal.
1968 - Kosygin was moved to a role in foreign affairs
BREZHNEV’S REFORMS
9th 5 year plan - focus on consumer goods
Targets not met but significant improvements
More growth in consumer goods than heavy industry
1973 - attempt to merge industrial complexes with scientific research institutions
Managers preferred to continue as usual due to command economy
1980 - 85% had TVs, 70% had washing machines
AGRICULTURE
Khrushchev’s schemes (e.g VLS) reversed
Rise in production, lower productivity
1976 - 26% investment in agriculture
ANDROPOV
Andropov, former head of the KGB (secret police), wanted to increase discipline in the workplace as drunkenness etc. was common in workplaces at the time.
No one wanted to suggest things to him out of fear
ECONOMIC DECLINE
The following figures are based on the value of goods produced and prices set by the government - results could be slightly higher than reality. Waste & environmental damage was ignored. Quality of products were poor (incentives for quantity > quality). Productivity remained low as workers were unskilled.
1950s - Economic growth 7%
1960s - Economic growth 5%
1970s - Economic growth 3%
Productivity = Production / No. Workers
STAGNATION
STALIN’S LEGACY
Stalin’s economy focused on rapid economic growth > quality of goods
Created bureaucrats that resisted change in system
COMMAND ECONOMY
The command economy, in which the state decides what is produced and how much, continued through Brezhnev’s leadership. It came with a lot of problems.
No incentives for innovation/creativity
Government unable to respond to changing circumstances
Attempts at decentralisation thwarted by party
Set prices made it seem like there wasn’t an economic problem
SOCIAL CONTRACT
Provided employment & higher living standards if employees did work to a high standard.
Government didn’t want to close factories - low productivity
‘We pretend to work and they pretend to pay us’
LACK OF INVESTMENT
Agriculture increased - not strong enough to address its poor funding under Stalin
Rural transport & machinery short supply
OUTDATED TECHNOLOGY
The soviets had begun to have economic successes, however these were in outdated fields.
Steel, cement, oil, pig iron exceeded USA 1970s
No longer priority - newer technology (e.g microchips) were becoming focus in the West
1970s Brezhnev’s collaboration of industry and scientific research helped with the struggle to keep up
Didn’t solve the fact the country’s focus was on outdated technology
Agreements made with Fiat & Renault to import car parts to USSR but had little impact
MILITARY-INDUSTRIAL COMPLEX
Brezhnev’s foreign policy (the Brezhnev doctrine) meant military expenditure was necessary. Some of this money could have been put into industrial/agricultural areas, but wasn’t.
Took up 18% of Soviet resources
Employed 30 million out of 150 million people (⅕)
GERONTOCRACY
Government officials stayed in their jobs for many years, sometimes for life. Young people did not take on government jobs, so the average age of state employees went up.
STABILITY OF CADRES
The policy of 'stability of cadres' meant that having too many changes within the government was discouraged.
Party members’ jobs secure - difficult to move around/fire gov workers
AGEING
Older officials became increasingly inefficient.
1964-71: Only two new members of the Politburo
1982 - Average age was 75
There were few opportunities for promotion - bad for motivating workers
No incentive to work hard
With little opportunity to progress, some public officials turned to corruption.
Could be done by selling goods
Even Brezhnev involved in corruption with luxury goods
His daughter had smuggled diamonds
NO MORE REVOLUTION
The government no longer had a utopian vision as it had done under the USSR's previous leaders.
Brezhnev no longer persuaded people to work hard to reach socialism.
He only encouraged revolution in other countries
People were angry that corruption was such a big problem, even after socialism had supposedly been reached
ANDROPOV AND CHERNENKO
From 1982 to 1985, Andropov and Chernenko led the USSR.
YURI ANDROPOV
After Brezhnev's death, Yuri Andropov became the leader of the Soviet Union alongside Konstantin Chernenko.
Both men were close allies of Brezhnev
There was little attempt at reform during the period
Andropov tried to bring corruption to an end
Chernenko was also against reform
He ruled for such a short time that he did very little as the leader
ANTI-CORRUPTION CAMPAIGN
Stability of cadres was ended
Andropov replaced many senior officials
Red Army generals were the main target of the campaign
Minister of the Interior Nikolai Shchelokov was also attacked
RUSSIAN ECONOMY 1917-85
LEADER | LENIN | STALIN | KHRUSHCHEV | BREZHNEV | ANDROPOV |
DATES | 1917-24 | 1924-53 | 1953-64 | 1964-82 | 1982-84 |
AIMS | Establish communism | Improve industry | Worker’s living standards & agricultural reforms | Innovation, science & technology | Improving worker discipline, reducing corruption |
SUCCESSES | NEP | First 5 year plan Collectivisation | Grain, milk, meat production rose -1958 7 year plan | Increase in consumer goods, chemicals & fertilisers | |
FAILURES | War communism - famine Scissor crisis NEP | Holodomor | Virgin Lands Scheme | Failed Kosygin reforms | |
BARRIERS TO SUCCESS | Civil war | WWII | International relations | Command economy |
CONTROL OF THE PEOPLE
ART AND CULTURE
Different leaders of the USSR used art and culture to their advantage in different ways.
LENIN - PROLETKULT & AVANT-GARDE 1917-29
Following the October revolution, leading Communists agreed art was very important to the future of the revolution.
Lenin was interested in the use of art to help his cause - particularly cinema
Bukharin was also interested in art - 1917-1929 Soviet art flourished
Lenin wanted Soviet culture to take the best parts of bourgeois culture
Lunacharsky wanted a new proletarian culture movement - Proletkult
Proletkult meant that workers had access to studios and means of creation
1920 - 84k members, >300 studios
Gorn (Furnace) magazine showcased Proletkult works
Bukharin promoted Proletkult in the Pravda during civil war
Lenin was critical of Proletkult - thought it was futurism which he was against as a style - believed most working people wouldn’t understand it
Believed Proletkult was dominated by anarcho-socialists
Prioritised basic education over art facilities
Congress voted to end the independence of the Proletkult - dissenting artists were criticised in the press
1920 - Department of Agitation Propaganda (agitprop)
Lenin & Trotsky wanted to use art to inspire support for the government
Avant-garde (experimental) artists work by making propaganda
EFFECTIVE CONTROL | INEFFECTIVE CONTROL |
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STALIN - SOCIALIST REALISM 1930-53
Stalin believed that revolutionary art should reflect the government rather than individuals. He was critical of avant-garde and abstract art.
1932 - Union of Soviet Writers
Developed Socialist Realism - claimed it was revolutionary
Had a ‘true reflection of reality’ and aimed to ‘participate in the building of socialism’
Art was very realistic and contained images of workers
Novels had plots ordinary people could follow and were relating to socialism
Ballet changed to tell a story rather than show creativity
Artists had to reach given targets for amount of paintings
Artists were purged during the Great Purges
Celebrated Stalin’s government policies in their works
Dissenting artists celebrated Lenin rather than Stalin
EFFECTIVE CONTROL | INEFFECTIVE CONTROL |
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KHRUSHCHEV - THE THAW 1954-64
Khrushchev’s approach to art was very contradictory and inconsistent - in some periods there would be thaws in which freedom of expression was encouraged, and in others there were freezes in which government control was emphasised.
Khrushchev wanted to allow creativity and freedom of expression, while not wanting too much freedom as that could leave room to criticise the government
Thaws in literature
1953-54 - Novels acknowledging the difference between the new generation and Stalin’s were published
The Thaw - Ilya Ehrenberg
Was critical of Stalin & mass terror
1956-57 - More liberalisation after the Secret Speech
Not by Bread Alone - Vladimir Dudintsev
Innovative worker’s battles with Party bureaucracy
1961-62 - Books critical of Stalin after his removal from Red Square
One Day in the Life of Ivan Denisovich - Aleksandr Solzhenitsyn
About life in Stalin’s gulags
Thaws in music
1957 - World Youth Festival
People danced to jazz and African drums
1957 - Western classical music returned to school curriculum
Freezes
1953-54 Doctor Zhivago - Boris Pasternak
Was critical of Lenin as a leader
1962 - A work of abstract art by Ernst Neizvestny horrified Khrushchev
1964 - Josef Brodsky arrested for poetry
EFFECTIVE CONTROL | INEFFECTIVE CONTROL |
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BREZHNEV - CLASHES BETWEEN ARTISTS & GOVERNMENT 1964-85
Brezhnev was more controlling over art than Khrushchev. While Khrushchev focused on a bright future and challenging non-conformity with humour, Brezhnev wanted to create nostalgia for the revolution (despite the fact many were not alive when it happened).
3 groups of artists
Obedient functionaries
Didn’t question the system
Loyal oppositionists
Opposed the system in private, tried to change it from inside
Dissidents
Publicly expressed criticisms
1966 - Sinyavsky-Daniel show trial
Arrested for ‘anti-soviet agitation and propaganda’
Both sentenced to 7 & 5 years in labour camps
KGB report showed there were 1292 anti-soviet authors & 10k anti-soviet works
International pressure
Some writers who were allowed under Khrushchev were released from camps
1965 - Brodsky released
After the Sinyavsky-Daniel trial, show trials and arrests were rare
Many artists emigrated to the West after labour camps
Less famous artists were sent to psychiatric institution in an attempt to punish them without it getting international attention
Dissidents continued
1968 Forest Ritual - Nonna Goriunova
Criticism of Soviet ban on nudity in art
1970s - Moscow Conceptualists
Made art which rebelled against everyday life
EFFECTIVE CONTROL | INEFFECTIVE CONTROL |
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RELIGION
There were 3 main religions in the USSR. The Russian Orthodox Church, Judaism, Islam. None of these were particularly liked by leaders of the Soviet Union.
ORTHODOX | JUDAISM | ISLAM | |
LENIN | Against church, arrested, murdered, decree on land, Tsar head of church | Many killed - red terror, many members of politburo have jewish backgrounds | Initially against it, later thinks it’s a revolutionary religion |
STALIN | WW2 - took advantage of church, cult of personality, went to seminary (school to train to become priest) | Anti-semetic, ‘rootless cosmopolitans’, didn’t like them because used to be bourgeois, doctors plot - arrested doctors fear of being poisoned | Purged religious leaders |
KHRUSHCHEV | Anti-religious campaign - closes 3000 churches | Anti-religious campaign | Anti-religious campaign, turned mosques into sport centres |
BREZHNEV | Sees as useful | Allowed for immigration to israel to force jewish people away - took up ¼ of creative industry | Brezhnev doctrine - no freedom, Afghanistan - tries to appear respectful |
SOCIAL DEVELOPMENT
Marxism - “From each according to their ability to each according to their need”. Everyone works as much as they can, in return get back what they need. He believed capitalism encouraged parasites - the rich lived off the labour of the poor.
HOUSING
LENIN
1918 - Introduced ‘Declaration of the Rights of Toiling and Exploited People’
Gave 2 principles that remained in every version of the Soviet constitution
Private land abolished
Universal labour duty introduced
Redistribution
Property taken from higher classes, housed workers’ families
After April 1918 became official policy
NEP
Redistribution outlawed but continued to take place
1921 - rent introduced
89% construction done by private companies
IDEOLOGICAL HOUSING
These were apartments with collective facilities such as kitchens and gyms.
1928 - Narkomfin apartment house in Moscow
4 planned, 2 completed
STALIN
There was a housing crisis from 1929-40 due to the urban population trebling due to the poor treatment of people in the countryside and focus on industry.
Kommunalka
Buildings divided into small apartments
1930 - 5.5m squared
1940 - 4m squared
‘Corridor dwellers’ lived in corridors
Magnitogorsk
20% lived in mud huts
Lived in dormitories
No running water or bathrooms
Modern housing all given to Americans
WW2
Leningrad was seized by the Nazis for 900 days.
⅓ Russian urban housing damaged/destroyed
Moscow coalfields have 15k beds for 26k workers
Construction not priority - buildings poor quality
KHRUSHCHEV
From 1945-50 he had large control over Ukraine despite not leading the USSR.
1945-50 Rural Ukraine
4.5k farming villages constructed
900k houses built/renovated
Khrushchyovka (khrush-slums)
1950-65 urban housing doubled
1956-65 22mil new flats - poor quality
80 mil given private apartments
SOCIAL SECURITY
The Communist aim was to have a more equal society with a good standard of living and safety for the vulnerable.
Work | Social Security | Housing | Success | Failure | Parasitism ended? | |
War Communism Priority: Win the Civil War | 1918 - working day extended to 11 hours 1919 - compulsory labour for all able-bodied aged 16-50 Harsh punishments for absences | Rations distributed - allocated according to class Aristocrats or former factory owners received 25% of a worker’s allowance Communal facilities - canteens, laundries etc in Moscow and Petrograd | Redistribution | Victory in the Civil War | Factory closures due to fuel shortages War Communism only provided up to 50% of food & fuel needs - black market flourished Workers left cities for the countryside | Party members had access to special shops where goods in short supply could be bought |
NEP Priority: Social peace as well as economic development | 1922 - Labour Law gave workers negotiating rights over pay and conditions | 9 million workers eligible for disability; maternity; unemployment; medical benefits | Best social security system in the world Urban workers’ income and diet better | Social security system did not include peasants 1924 - 18% unemployment | ||
Stalin Priority: Rapid industrialisation and from 1941 defeat of Germany | Unions lost negotiating rights and strikes banned Lateness was criminalised 1940 - workers lost the right to change jobs and internal passports introduced Benefits distributed through factories or collective farms (instead of soviets or unions) | Workers received food rations Factory and farm canteens provided meals Improvements in transport (e.g. Moscow Metro) and access to electricity Significant increase in health care - vaccinations | Full employment Rapid industrialisation Healthcare better in cities | Food shortages in countryside Poor health & safety in industry Peasants not entitled to rations | Nomenclatura had privileges including better health care, bigger apartments and cars/chauffeurs | |
Stalin 1945-53 Priority: Economic reconstruction | 1945-50 Workforce increased from 8 to 12.2 million | 1947 - Typhus and malaria vaccines universally available 1947-52 - Number of doctors increased by a third | 1949 - Significant decline in Malaria Rapid recovery of heavy industry | High sickness rates - low production of soap; warm clothing; poor housing Canteen food insufficient Poor sanitation in factories - disease breakouts | ||
Khrushchev Priority: Improving Soviet standard of living ‘what sort of communism is it that cannot produce a sausage?’ | Policy of full employment continued. Working week dropped from 48 to 41 hours | 1950-59 Healthcare budget doubled 1950-65 Pensions budget quadrupled 1961 - laws introduced free lunches in schools, offices and factories, free public transport and extended all pension and health rights to farmers | Death rate dropped - 9.7 per thousand 1950 to 7.3 in 1965 Infant mortality dropped - 81 per thousand 1950 to 27 in 1965 | |||
Brezhnev Priority: Ensuring social stability through the ‘social contract’ or ‘little deal’ | Guaranteed job security through full employment 50% increase in wages 1967-77 (increased savings and consumption = ^ stability) | Spending on health care and pensions grew 4-5% a year Rent and utilities subsidised. Low prices for essential goods | Improved living standards Era of stagnation Overall social stability - little opposition to regime | Labour shortages - late 1970s = 1mil vacancies Thriving black market Hidden unemployment - 20% Women’s unemployment - 10% Life expectancy decreased from 68 to 64 1970s (alcoholism) | Nomenclatura and some leading writers, artists, technocrats and athletes had access to special holiday retreats and imported goods. |
WOMEN
MARX
Marx thought that biological differences should not make up different parts of society.
Had issues with religion (which had poor views of women)
Working class women at the bottom of society
Extra workers help society progress
LENIN
Lenin had similar ideas to Marx.
His wife was a prominent politician
He created a women’s wing in the party (Zhenotdel)
February revolution began on Women’s Day
Female fighters in WWI
STALIN
Stalin was more traditional, wanting more children after the losses from WWII and other issues such as famine.
puts women into workforce in the beginning
later fires them to encourage them to have kids - paid for high number of children
KHRUSHCHEV
Khrushchev was more forward-thinking.
Promiscuous
Gave more education and opportunities to enter party
Party school
BREZHNEV
Went back on Khrushchev’s ideas, and encouraged women to join jobs to find husbands.
‘Natural duty’ worked in orphanages and creches
NEP jobs lost - forced into prostitution
39% men admit to using prostitutes
5YP - women joined workforce
300% increase in 1940
10 mil joined 1940
Abuse at work, make 60% of men’s wages
1960s - more women into industry - lower skilled work
THE GREAT RETREAT 1936-53
Named this by Trotsky, the Great Retreat was when Stalin pulled back on a lot of decisions made about women and the family after Lenin.
Abortion criminalised
Contraception banned
Male homosexuality = 5 years in labour camp
Lesbianism seen as disease
Sex out of marriage stigmatised
Divorce expensive & difficult (Lenin had made it easy due to domestic violence)
Divorced men pay ⅓ of wage to ex-wives
70s-80s
Wages were feminised (dropped) for areas that were majorly women. Countryside women had the lowest paid and most demanding jobs, along with having to do household chores.
1985
70% doctors women
75% university employees women
65% art & culture women
Change throughout | Continuity throughout |
Ease of getting divorced varied between leaders Lenin & Khrushchev enable female workers, Stalin & Brezhnev pronatal Legality of abortion fluctuated | Homosexuality frowned upon Prostitution prominent - always legal Contraception hard to receive after Lenin All critical/against free love Involved in low-skilled jobs Countryside women still had lowest paid jobs Traditional jobs First role of women = wives/mothers No women in Politburo - low access in political fields |
FALL OF THE USSR
EXPLAINING THE FALL OF THE USSR
There were multiple problems facing the USSR in 1984. Namely:
Poor leadership
Gerontocracy
Lack of reform since Khrushchev
Party divided over reform
Economic weakness
Corruption
Black market tolerated by Brezhnev
Failing to combat Western culture - harder to control population
Workers less incentive - social contract
Given money for not causing trouble
Alcoholism, low productivity
Command economy
Can’t deal with changing trends - inflexible
Production quality poor (incentives for quantity)
Technology outdated
Defence spending
Money spent on arms race
Space race
Nationalism
Eastern bloc wanted independence
ECONOMIC WEAKNESSES
Collectivisation & command economy fundamentally inefficient
Large defence spending due to arms race
Economic collapse leads to political collapse
GORBACHEV’S FAILED REFORMS
Gorbachev incorrectly assumed personal and political freedoms of the people would help the communist party
Refused to try to become president, allowing people who wanted to destroy the USSR to have stronger positions in the election
NATIONALIST RESURGENCE
Nationalist groups took advantage of Gorbachev’s given freedoms to win elections and disband from the Eastern bloc
Every country and republic took the opportunity to leave
GORBACHEV & YELTSIN
Gorbachev made no use of force, giving no one the reason to abide by communist rule
Yeltsin banned the communist party and negotiated the Belavezha Accords, abolishing the USSR
ECONOMIC WEAKNESS
There were multiple long-term economic problems in the USSR.
Centralised economy
Command economy
Didn’t respond to needs of market
Waste & shortages
Money going into arms race
Cold war (physical war e.g afghanistan & proxy war e.g vietnam, north korea)
Space race expensive - $2 billion
No money on consumer goods
Agriculture
Collectivisation
Farmers have to buy their own tools
Virgin Land Scheme
Brezhnev reforms
20% worked in agriculture, 6% in USA (USA outproduced USSR)
Black market
Stagnation
No economic improvement after Brezhnev
Brezhnev believed they reached communism - focus on stability
Unproductive workforce - drunkenness and absenteeism
No incentive to work harder
GORBACHEV’S FAILED REFORMS
PERESTROIKA
This translates to ‘reconstruction’. It is split into three stages. The reforms consistently failed to do what was intended. The West was far ahead and developing Asian countries were catching up.
Rationalisation 1985-86
Reforms to stimulate economic growth, production and modernisation
Reform 1987-90
Introducing market forces to economy and initiating political reforms for economic change
Transformation 1990-91
Single party rule and command economy abolished - party loses control
ALCOHOL PRODUCTION
Reforms were made in 1985 to cut alcohol production. These campaigns were abandoned by 1988.
Reduced production of alcohol by 50%
55k party members assigned to task force against illegal production of alcohol
Failed
Citizens drank illegally produced alcohol and there were 4.5mil registered alcoholics
Money earned from alcohol gone - 9% of GDP lost
ACCELERATION
Acceleration was an attempt to end economic stagnation. It was the main focus of the 12th (final) 5 year plan from 1986-90.
Failed due to the USSR gaining huge debts and losing money
Lost money from alcohol losses
Lost money from decreased oil prices (dropped from 70% to 20%)
1988 - USSR $27.2bil in debt
Invested in energy rather than higher tech machines - failed to get return on investment
GOSPLAN
Gosplan was in charge of the centralised economic planning. Gorbachev’s reforms opposed it and it was abolished under his rule.
GLASNOST
Set out to change the party system by allowing people to become more political. Dialogue was opened up about many things.
Housing complaints
WW2 secrets
Aral sea complaints
Chemical waste in the water caused sea life to die
Katyn massacre
4k polish officers imprisoned & murdered in WW2 - a war crime
Nazis were blamed but truth was revealed under glasnost
IMPACTS
Food production grew but was inadequate, ⅕ foodstuffs were imported
4.5 million alcoholics
State still interfered with enterprise- state bureaucrats wanted to keep eye on targets
Products taken from state shops to co-ops
Co-ops more productive than state
Hoarding
Wages rose
Foreign companies put off by bureaucracy
Little impact from foreign companies
Officials undermined and sabotaged reforms
Basic economic collapse by 1991
GLASNOST IMPACTS
Radicals were able to criticise the party
Gorbachev was accused of acting too slowly and too little
Soviet republics began to ask for independence
Political system became unstable
Factions formed
Moderates agreed with tackling corruption but thought Gorbachev was undermining the party
Radicals e.g Yeltsin wanted him to go further
CHERNOBYL
A nuclear reactor exploded due to poor management in April 1986.
Reflected the larger problems in the Soviet system - lack of control and experience
Was covered up by the government for multiple days
Led to more deaths as people failed to take necessary precautions
NATIONALISM
USSR PRE-1985
Made of 15 republics with many national & ethnic groups
Each republic had own Supreme Soviet & government
Soviet Communist Party in Moscow had overall power
Locals had government roles but NKVD/KGB were Russian
NATIONALISM UNDER BREZHNEV
Republics could have education of own language
Increase in non-Russian media & culture
Stability of Cadres gave local elites security
More non-Russians in Politburo
IMPACT OF GORBACHEV REPLACING CORRUPT OFFICIALS
Meant in practice that local leaders lost jobs to Russians
Gorbachev’s Politburo included only one non-Russian
Economic decline blamed on new Russian leadership
IMPACT OF GLASNOST ON NATIONALISM
Exposed Stalin’s persecution of ethnic minorities
Higher living standards in the West
Undermined the idea that USSR suited the people in the Republics
Allowed the publication of material demanding national autonomy
IMPACT OF DEMOCRATISATION
Nationalist groups could organise & win elections
FALL OF COMMUNISM IN EASTERN EUROPE
1989 - Gorbachev renounced the Brezhnev Doctrine. He adopted the ‘Sinatra Doctrine’, each country could choose its own path to Communism.
1989-90 democratic elections in Poland, Hungary and Czechoslovakia.
Fall of the Berlin Wall November 1989
Brutal Romanian leader Ceausescu executed
Azerbaijan | 19-20 Jan 1990 - Black January
30 Aug 1991 - Declared independence
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Armenia | 1988 - Nationalist protest in Karabakh (in Azerbaijan)
1989 - Azerbaijani nationalists controlled government
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Georgia | 9 Apr 1989 - Tbilisi massacre
Oct 1990 - Former dissident Gamsakhurdia won elections
9 Apr 1991 - Declared independence |
Belarus | 1990 - Belarusian became official language of state 1994 - Lukashenka came to power
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Moldova | Jun 1990 - Sovereignty declared 27 Aug 1991 - Republic of Moldova proclaimed - independent Feb 1994 - Elections
Apr 1994 - Parliament approved limited membership in the CIS |
Ukraine | 1988 - Public demonstrations
1989 - Ukrainian became official language of state 16 Jul 1990 - Ukraine declared sovereignty 24 Aug 1991 - Full independence as voted in Plebiscite (poll) 8 Dec 1991 - Helped form CIS Glasnost helped reveal info
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Kazakhstan | 16 Dec 1991 - Declared independence
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Kyrgyzstan | 31 Aug 1991 - Declared independence |
Tajikistan | 2 Dec 1991 - Rahman Nabiyev (communist) elected 1991 - Civil war after independence declared
Mar 1992 - Open fire on demonstrations |
Turkmenistan | 27 Oct 1991 - Declared independence
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Uzbekistan | Aug 1991 - Failed coup against Gorbachev
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Estonia | Jul 1988 - Demonstration against 1940 Soviet annexation 16 Nov 1988 - Constitution amendment - Estonian government to disregard any Soviet law that infringed on Estonian laws 26 Nov 1988 - Soviet Union Presidium deems amendment unconstitutional Nov 1988 - Estonia declares itself sovereign from USSR
Jan 1989 - Estonian official language in Estonia Mar 1990 - Popular Front wins election in Estonia
Apr 1990 - Edgar Savisaar of the PF named Prime Minister |
Latvia | 1987 - Mass ecological demonstrations 1988 - Latvian Popular Front emerged
1990 - Latvian PF thrives in elections 4 May 1990 - Legislation to declare independence Jan 1991 - Soviets cause violence in Riga Aug 1991 - Declared full independence |
Lithuania | Mar 1990 - Gained independence
Jan 1991 - Soviet troops sent in
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Russia | Ecological movement due to Chernobyl & glasnost 1989 - Report published on pollution levels
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