Module_2_-_The_State__1_
Page 1: Introduction
Title: The State
Instructor: Andrew R. Basso, Ph.D., Wilfrid Laurier University
Term: Fall 2024
Module: Two
Page 2: Definition of the State
Max Weber's Definition: A human community that successfully claims the monopoly of legitimate physical force within a given territory.
Key Components:
Human Coercion: The capability of the state to use force.
Wielding Organizations: Institutions that exercise power.
Legitimacy: Acceptance of the state's authority by its people.
Territory: Defined geographical area controlled by the state.
Distinction: The state versus the government.
Tangibility and Intangibility: Physical presence of state institutions versus the abstract concepts of authority and power.
Page 3: The Feudal Order
Key Components:
Monarchs, Vassals, and Peasants: Social hierarchy under feudalism.
Regionalism and Power Centres: Localized power dynamics.
Noblemen/Vassals: Acted as local rulers under the king.
Spatial and Temporal Considerations: Influence of geography and history on power distribution.
The King’s Law vs. Rule of Law: Emphasis on royal authority over universal legal principles.
Page 4: Westphalian Sovereignty
Background: Result of the Thirty Years’ War and solidified by the Peace Treaties of Westphalia (1648).
Principles:
Territorial Integrity: States are entitled to their defined territories.
Political Sovereignty: Autonomous governance without external interference.
Self-Determination: Right of peoples to determine their political status.
Critique: Idea of organized hypocrisy in international relations; predictability in state behavior.
Page 5: Early Modern States
Key Characteristics:
Centralized Authority: Consolidation of power within the state.
Institutions: Establishment of bureaucratic structures.
War and Taxation: Interdependence of military conflict and state finance.
Rise of the Gentry: Emergence of a new class impacting governance.
Decline of Knights: Shift from feudal warrior class to state-supported military.
Developing Social Contract: Philosophers Hobbes and Locke discussed state-society relationships.
Page 6: Westphalia’s Dark Underbelly
Colonialism: Examining state behavior before and after Westphalia.
Concept of Terra Nullius: Justifying colonial claims over uninhabited lands.
Inquiry: Exploration of why the European state system manifested as it did.
Page 7: State Formation
Theoretical Explanations:
Conflict Theories: Conflicts lead to state formation.
Economic Theories: Economic necessity drives state development.
Cultural Theories: Influence of culture on state's establishment.
Diffusion Theories: Spread of state ideas through interaction.
Page 8: State Characteristics
Defining Features:
Sovereignty: Ultimate authority within a territory.
Bureaucracy: Administrative systems managing state functions.
Impersonality: States act as entities rather than individuals.
Bringing the State Back In: Referencing work by Evans, Reuschmeyer, and Skocpol (1985) regarding the role of states in social studies.
Traditional vs. Behavioral Approaches: Shifts in studying state dynamics.
Page 9: State Functions
Core Functions:
Security: Protection of the state and its citizens.
Policing: Maintenance of law and order.
Taxation: Resource collection for state funding.
Order: Ensuring stability within the state.
Administration: Implementation of policies and governance.
Legibility: Making societies understandable and manageable by the state.
Page 10: State Capacities
Distinction Between High and Low-Capacity States:
High-Capacity Examples: Canada, United Kingdom, Soviet Union during the Cold War.
Low-Capacity Examples: Nigeria, Liberia, Ivory Coast, Sierra Leone.
Ebola Outbreak (2014-2017): Highlighted disparities in state capacity.
Execution and Relationship: The dynamic between state and government.
Joel Migdal (1988): Concepts of "Strong Societies and Weak States."
Page 11: State Failure and Dysfunction
Failed States: Definition and characteristics of states that may maintain a government but fail in function.
Concept of Black Hole: Areas where state authority is absent.
Literary References:
James C. Scott: "Seeing Like A State" discussing state planning failures.
Causes of Dysfunction:
Ambitious rational planning, bureaucratic centralization, and state's overpowering presence.
Historical examples: Soviet Union’s “Virgin Lands Project” and Prussia’s monocropping forestry.
Page 12: Canada: The Right to Water
Profile: Canada as a high-capacity state.
Indigenous Rights: Control over water resources on First Nations reserves.
Critical Issues:
Reasons for failure in obligations towards Indigenous peoples.
Considerations of deliberate state neglect or colonial mindset.
Page 13: Resistance to the State
James C. Scott's Concept: "The Art of Not Being Governed."
Focus on the Zomia region and its state-resistant periphery.
Geographical Context: Areas not fully integrated into state systems.
State Repelling: The state's attempts to impose order and the resultant resistance.
Page 14: Mexico
Background:
Population: 127 million.
Characterized as a contested state influenced by colonialism and revolutions.
Early governance by the Partido Revolucionario Institucional (PRI) from 1919-2000 characterized by authoritarianism.
Page 15: Drug Trafficking in Mexico
Context: Mexico as a major supplier of drugs to the US.
Traffickers' earnings estimated between $19-35 billion USD annually.
Cartels: Emergence as alternative governing structures.
Page 16: Cartel Influence in Mexico (2010)
Major Cartels:
Sinaloa, Gulf, Los Zetas, Juárez, Tijuana.
Documentation of territorial influence over time.
Page 17: Cartel Influence in Mexico (2017)
Changes in Dynamics:
Emergence of new players like Jalisco New Generation.
Continuation and evolution of existing cartels.
Page 18: Areas of Cartel Influence
Key Locations:
Mapping major cartel territories and their interactions with states.
Identification of organized crime groups and their subgroups across major cities and states.
Page 19: Sub-State ‘States’ in Mexico
Emergence of Community Defense Groups:
Grupos de Autodefensa Comunitaria as reactions to lack of state control.
Variants include Autodefensas, Policia Popular, and Policia Comunitaria effective in regions like Michoacán.
Page 20: Nigeria & Boko Haram
Boko Haram's Role: Positioning itself as a competitor for state authority.
Examination of ideology, activities, and participant motivations.
State Control vs. Insurgency: Exploration of state capacity amidst challenges.
Page 21: Exploiting the State
Understanding State Separation: Examining bureaucratic divisions within the state apparatus.
Co-opting State Functions: How various agents exploit state resources and bureaucracy for diverse outcomes.