Module_2_-_The_State__1_

Page 1: Introduction

  • Title: The State

  • Instructor: Andrew R. Basso, Ph.D., Wilfrid Laurier University

  • Term: Fall 2024

  • Module: Two

Page 2: Definition of the State

  • Max Weber's Definition: A human community that successfully claims the monopoly of legitimate physical force within a given territory.

    • Key Components:

      • Human Coercion: The capability of the state to use force.

      • Wielding Organizations: Institutions that exercise power.

      • Legitimacy: Acceptance of the state's authority by its people.

      • Territory: Defined geographical area controlled by the state.

      • Distinction: The state versus the government.

      • Tangibility and Intangibility: Physical presence of state institutions versus the abstract concepts of authority and power.

Page 3: The Feudal Order

  • Key Components:

    • Monarchs, Vassals, and Peasants: Social hierarchy under feudalism.

    • Regionalism and Power Centres: Localized power dynamics.

    • Noblemen/Vassals: Acted as local rulers under the king.

    • Spatial and Temporal Considerations: Influence of geography and history on power distribution.

  • The King’s Law vs. Rule of Law: Emphasis on royal authority over universal legal principles.

Page 4: Westphalian Sovereignty

  • Background: Result of the Thirty Years’ War and solidified by the Peace Treaties of Westphalia (1648).

  • Principles:

    • Territorial Integrity: States are entitled to their defined territories.

    • Political Sovereignty: Autonomous governance without external interference.

    • Self-Determination: Right of peoples to determine their political status.

  • Critique: Idea of organized hypocrisy in international relations; predictability in state behavior.

Page 5: Early Modern States

  • Key Characteristics:

    • Centralized Authority: Consolidation of power within the state.

    • Institutions: Establishment of bureaucratic structures.

    • War and Taxation: Interdependence of military conflict and state finance.

    • Rise of the Gentry: Emergence of a new class impacting governance.

    • Decline of Knights: Shift from feudal warrior class to state-supported military.

    • Developing Social Contract: Philosophers Hobbes and Locke discussed state-society relationships.

Page 6: Westphalia’s Dark Underbelly

  • Colonialism: Examining state behavior before and after Westphalia.

  • Concept of Terra Nullius: Justifying colonial claims over uninhabited lands.

  • Inquiry: Exploration of why the European state system manifested as it did.

Page 7: State Formation

  • Theoretical Explanations:

    • Conflict Theories: Conflicts lead to state formation.

    • Economic Theories: Economic necessity drives state development.

    • Cultural Theories: Influence of culture on state's establishment.

    • Diffusion Theories: Spread of state ideas through interaction.

Page 8: State Characteristics

  • Defining Features:

    • Sovereignty: Ultimate authority within a territory.

    • Bureaucracy: Administrative systems managing state functions.

    • Impersonality: States act as entities rather than individuals.

  • Bringing the State Back In: Referencing work by Evans, Reuschmeyer, and Skocpol (1985) regarding the role of states in social studies.

    • Traditional vs. Behavioral Approaches: Shifts in studying state dynamics.

Page 9: State Functions

  • Core Functions:

    • Security: Protection of the state and its citizens.

    • Policing: Maintenance of law and order.

    • Taxation: Resource collection for state funding.

    • Order: Ensuring stability within the state.

    • Administration: Implementation of policies and governance.

    • Legibility: Making societies understandable and manageable by the state.

Page 10: State Capacities

  • Distinction Between High and Low-Capacity States:

    • High-Capacity Examples: Canada, United Kingdom, Soviet Union during the Cold War.

    • Low-Capacity Examples: Nigeria, Liberia, Ivory Coast, Sierra Leone.

  • Ebola Outbreak (2014-2017): Highlighted disparities in state capacity.

  • Execution and Relationship: The dynamic between state and government.

    • Joel Migdal (1988): Concepts of "Strong Societies and Weak States."

Page 11: State Failure and Dysfunction

  • Failed States: Definition and characteristics of states that may maintain a government but fail in function.

  • Concept of Black Hole: Areas where state authority is absent.

  • Literary References:

    • James C. Scott: "Seeing Like A State" discussing state planning failures.

  • Causes of Dysfunction:

    • Ambitious rational planning, bureaucratic centralization, and state's overpowering presence.

    • Historical examples: Soviet Union’s “Virgin Lands Project” and Prussia’s monocropping forestry.

Page 12: Canada: The Right to Water

  • Profile: Canada as a high-capacity state.

  • Indigenous Rights: Control over water resources on First Nations reserves.

  • Critical Issues:

    • Reasons for failure in obligations towards Indigenous peoples.

    • Considerations of deliberate state neglect or colonial mindset.

Page 13: Resistance to the State

  • James C. Scott's Concept: "The Art of Not Being Governed."

    • Focus on the Zomia region and its state-resistant periphery.

  • Geographical Context: Areas not fully integrated into state systems.

  • State Repelling: The state's attempts to impose order and the resultant resistance.

Page 14: Mexico

  • Background:

    • Population: 127 million.

    • Characterized as a contested state influenced by colonialism and revolutions.

    • Early governance by the Partido Revolucionario Institucional (PRI) from 1919-2000 characterized by authoritarianism.

Page 15: Drug Trafficking in Mexico

  • Context: Mexico as a major supplier of drugs to the US.

    • Traffickers' earnings estimated between $19-35 billion USD annually.

  • Cartels: Emergence as alternative governing structures.

Page 16: Cartel Influence in Mexico (2010)

  • Major Cartels:

    • Sinaloa, Gulf, Los Zetas, Juárez, Tijuana.

    • Documentation of territorial influence over time.

Page 17: Cartel Influence in Mexico (2017)

  • Changes in Dynamics:

    • Emergence of new players like Jalisco New Generation.

    • Continuation and evolution of existing cartels.

Page 18: Areas of Cartel Influence

  • Key Locations:

    • Mapping major cartel territories and their interactions with states.

    • Identification of organized crime groups and their subgroups across major cities and states.

Page 19: Sub-State ‘States’ in Mexico

  • Emergence of Community Defense Groups:

    • Grupos de Autodefensa Comunitaria as reactions to lack of state control.

    • Variants include Autodefensas, Policia Popular, and Policia Comunitaria effective in regions like Michoacán.

Page 20: Nigeria & Boko Haram

  • Boko Haram's Role: Positioning itself as a competitor for state authority.

    • Examination of ideology, activities, and participant motivations.

  • State Control vs. Insurgency: Exploration of state capacity amidst challenges.

Page 21: Exploiting the State

  • Understanding State Separation: Examining bureaucratic divisions within the state apparatus.

  • Co-opting State Functions: How various agents exploit state resources and bureaucracy for diverse outcomes.