UCLA CHIN 50

Tang Dynasty (618-907)

Rulers

Tang Taizong

  • Son of Gaozu, who overthrew the Sui Dynasty, rules for extensive period, and was talented military leader

Empress Wu/Wu Zetian

  • Former concubine of of Gaozong, Taizong’s successor, that Gaozong elevated to role of empress

  • Once elevated, she quickly worked to oust any rivals and opponents, and took full charge once gaozong suffered a stroke, and deposed both her sons

  • Also declared herself as emperor of new ZHou dynasty

Tang Xuanzong

  • His reign was the high point of Tang culture, and he invested greatly in state ceremonies and court life, but was also careful in affairs of state, curbing power of imperial relatives and Buddhist monasteries

  • He ordered a new census and reformed equal-field system, and restructured defence establishment

Yang Guifei

  • Xuanzong’s great love who lacked sound political sense and was amused by military governor An Lushan, leading Xuanzong to shower An Lushan with favors and allowing him to amass troops

  • An Lushan then rebelled, marching to the two capitals of Luoyang and Chang’an, compelling Xuanzong to flee west where the troops accompanying him forced a mutiny so that Yang Guifei would be strangled; Xuangzong, depressed by turn of events, abdicated in favor of his son

Xuanzang

  • Monk that passed through Turfan and went to India

Important People

Du You

  • From eminent aristocratic fam, submitted his Tongdian, a history of Chinese institutions that read as a plea to fix the imperial institution (from eunuchs) and decided that government should base itself on new ideas, not old classical Confucian institutions described in literature

    • Du You wanted forward-thinking to fix the government

Han Yu

  • Du Yous contemporary that thought that Confucian Classics were basis of education and good writing; concerned about weakness of central government, but thought that rejuvenation of Confucain learning would bolster state, adn submitted a memorial to throne protesting against emperor’s veneration of a relic of the Buddha

    • Argues that Buddhism was a barbaric cult

    • Wanted to imitate past to regain central control

Huang Chao

  • Leader of largest bandit gang during decline of Tang dynasty who took Chang’an and set up government, then sacked Luoyang, then proclaimed the Liang dynasty

Ideology

Chan Buddhism

  • Aka Zen Buddhism, became very popular among educated elite, and rejected authority of sutras and stated superiority of mind-to-mind transmission of Buddhist truth through series of patriarchs

  • Buddhistm also came under suspicion as foreign in late Tang, with court initiated massive supression of Buddhism for four years, but by the time orders were rescinded, 250k had returned to lay life, and many monasteries and chapels had been demolished or returned to other purposes

Dunhuang

  • Far NW edge of China, where silk road across desert began, but deeply influenced by Tang bureaucracy

Politics

  • Tang kept laws of Sui that enforce social and political hierarchies with graded punishments

  • Post rebellion, Tang emperial power became occupied by factions of eunuchs that were all-powerful, even executing an emperor and officials who plotted to overthrow them

Military

Turks

  • Were major eurasian power, though they did not have set succession rules, but were very militaristically powerful, and China tried to pursue diplomacy, though China eventually wrested control of Inner Mongolia from the Turks, as seen thru their control of the Tarim Basin

Uyghurs

  • After Tang pulled back from Tarim Basin due to the An Lushan rebellion, Uyghurs took over the area

  • An Lushan rebellion was put down with help of Uyghurs, but also had to be paid off richly to stop them from plundering Luoyang, and later on had to be paid off with huge quantities of silk for a pittance of horses

Tibetans

  • Briefly had control of Tarim Basin, and emerged as major power as secondary state along Tang borders

Goguryeo and Silla (Korea)

  • Taizong attempted to conquer Goguryeo, but failed; tried again with alliance with Silla, but control of Goguryeo went ot Silla not China, though Silla became strong ally of Tang

An Lushan Rebellion

  • Xuanzong’s great love who lacked sound political sense and was amused by military governor An Lushan, leading Xuanzong to shower An Lushan with favors and allowing him to amass troops

  • An Lushan then rebelled, marching to the two capitals of Luoyang and Chang’an, compelling Xuanzong to flee west where the troops accompanying him forced a mutiny so that Yang Guifei would be strangled; Xuangzong, depressed by turn of events, abdicated in favor of his son

Economy

Arab Merchants

  • Trade, beyond the silk road, boomed in maritime due to Arab merchants

Salt Commission

  • When the government abolished the equal-field system and substituted it with a twice-yearly tax on actual land-holding, but discovered that it could earn significant money by charging taxes on salt sold to licensed merchant distributors, thus placing a monopoly on salt and selling it

  • Post-rebellion, Tang also gave up on market control, leading to greater local and regional trade

Buddhist Monasteries

  • Their huge tracts of land became useful for monetary enterprises like mills and oil presses, and with income earned they often expanded into money-lending or pawn-broking businesses, making them an economic force in local communities

Culture

Chang’an

  • A magnificent capital laid out in a square grid with walls of pounded earth, and a palace in the North s.t. the emperor could face S to his subjects

  • There were 108 wards, each enclosed by wall, certain blocks were set aside for markets, great S gate opened up to extremely broad avenue, with the city coming to be a place that many officials sought to live in

  • Educated men in Tang engage din wide range of arts and learning, with COnfucian scholarship flourishing (like writing of histories)

  • Confucian texts and principles were not looked upon as incompatible with Buddhism and Daoism, all educated men wrote poems, and scholars became esteemed for their calligraphy

    • Due to the jinshi, the Tang produced many of China’s greatest poets

Tang Short stories

Civil service examination system in Tang

  • Empress Wu elevated system for recruitment of men to office, allowing for highly talented men of unconnected backgrounds to rise within the system, with Confucian values, despite only 20-30 men passing per year

  • Had two main tests, mingjing and jinshi, though the latter became more prestigious

  • Tang also set up schools to teach the Confucian education, including the five classics

Mulian

  • Buddhist who journeyed to netherworld to save mother who was suffering harrowing punishments led to popular ghost festival where food was put out to feed hungry ghosts

Arts

Woodblock printing

  • Need for repeated prints of things led to rise of woodblock printing, which was much more efficient



Five Dynasties and the Song Dynasty (907-1276)

Rulers

Zhao Kuangyin/Song Taizu

  • General first able to defeat most rivals in the north, first emperor of Song dynasty

    • Was elevated to emperor by troops, and by the time of his death, most of south had submitted to Song

  • He was able to put end to military rule by retiring his own commanders on generous pensions and replacing military governors with civil officials

    • Transferred best units of regional army to palace army, and put army under civilian control to prevent coup, and regularly rotated officers

Song Taizong

  • Younger bro of Taizu, and dismantled military provinces, and appointed attendants in charge of judicial, fiscal, military, and transportation matters

Song Huizong

  • Talented painter and calligrapher emperor that built up imperial art collection, though his apparent aesthetic interests led to the fall of the court

    • The Jurchens came and raided Kaifeng, then set siege to the city a year later, taking captives including Huizong and his successor

Yue Fei

  • A general who tried to regain the north after the fall of the Song dynasty and its retreat to the S

Important People

Wang Anshi

  • Was supported by emperor shenzong, who wanted military glory

  • Was man behind the New Policies, which was a whole host of restructuring of bureaucracy, and the amount he wanted to do quickly antagonized bureaucracy

    • He responded by trying to bring his own men into bureaucracy through revising the entry examinations for office, incensing critics and resulting in intense factional struggle

    • Was eventually ousted by those who opposed him, and after Shenzong’s death factional hostility persisted 

      • Because no legitimate means to resolve political conflicts existed, disputes between officials frequently escalated

Sima Guang

  • Denounced Wang Anshi and his New Policies as un-Confucian

  • Served as prime minister and wrote a narrative history of China covering more than 1300 years from late Zhou to founding of Song

Su Shi/Su Dongpo

  • Denounced Wang Anshi and his New Policies as un-Confucian

Su Song

  • Well-known literati who took keen interest in scientific and technical matters, had interest in astronomy and published five maps of up-to-date information on starts

  • Led team to compile new illustrated material medica

Shen Gua

  • Widely traveled, as he was from official family, and designed drainage and embankment systems and served as financial expert skilled at calculating effect of currency policies, had massive range of misc interests, argued that sun and moon were spherical

Wen Tianxiang

  • Most famous literati-turned-general continued to fight even when there was little chance of driving out Mongols, withdrawing further and further south, hoping to keep Mongols from two Song princes loyalists rallied behind

Li Qingzhao

  • Famed female poet of Song

Cheng Yi/Cheng Hao

  • Two brothers who developed metaphysical theories on workings of cosmos

Hong Mai

  • Official that was a sympathetic witness to local religions

Zhu Xi

  • Immensely learned in teachings of predecessors, served as official while also writing many books

  • Considered himself as follower of Chen brothers, and actively developed institutional basis of revived Confucianism and helped establish academies as private gathering places for teachers and disciples

  • His insistence that his interpretations were correct offended many, and his teachings were banned for a few decades after his death, only to then receive unprecedented political support

Politics

  • Military crises also spurred political centralization, with Song gov matching Confucian ideal more than any other period; there were no tyrants, no evil empresses, and no eunuch coups

  • There were many checks and balances, with each political organ having special censorial organs to report abuses of power

  • Early Song emperors regularly listened to range of opinions before making decisions and deferred to leading officials, and Taizu claimed to never put anyone to death for disagreeing with him, leading to court officials that were committed to good gov and willing to stand up for what they believed

Siege of Xiangyang

  • Second time around Mongols came, they set siege to Xiangyang, a city on the Han river in Hubei recognized as the key to control in Yangzi valley

  • Lasted five years, with no lack of dedicated chinese military leaders and officials, but they were poorly coordinated, and with a child emperor, the highest officials were caught up opposing each others’ plans

Civil service examination system in Song

  • Led to emergence of scholar-elite class, and the greatly expanded civil service examination system led to great efforts put into perfecting examinations as tool for discovering most qualified candidates

  • The system ended the dominance of north in officialdom

  • Prestige of success in exams was extraordinarily high, and men who entered gov service without passing most prestigious exams were often forced to undesired positions will little chance of rising

  • Given the (hereditary) incentives, more and more men attempted the civil service examinations

  • Once one son was in the service, it was easier to get others to follow

Military

  • Inner asian powers like the Tanguts and Khitans were difficult to deal with, with Song ultimately making substantial annual payments to purchase peace, though Song still greatly expanded its army for defence purposes, and led to great improvements in military tech

  • Mongols came and threatened Song from the west, and led total slaughter of Chengdu and refugees streaming from Sichuan to Song

Gunpowder 

  • Above led to development of gunpowder, but military advancements in tech were usually temporary bc enemies would capture craftsmen and force them to produce comparable weapons and tools

Economy

  • Political fragmentation of five dynasties/ten kingdoms period impacted southern economy little, with rulers of regional states eager to expand tax bases successfully promoting trade (ten kingdoms)

    • In north it was less benign, with inner asians ruling in quick succession with little stability (five dynasties)

  • Loss of north for Song dynasty also had little effect on S economy, if anything the southern Hangzhou capital stimulated trade, with transport of goods to capital forming a large share of total trade, and was no more cost-effective

Paper money

  • Massive increase in trade due to population increase and many farmers having side hustles in small-scale productions led to great demand for currency, leading to paper money

    • Was trustable because they could trade in paper money for silver

  • Increase of interregional trading led to more specialized and organized merchant contracts and partnerships

Culture

  • Both government led and private commercial printing expanded number of books for sale for the gain of knowledge

“Han” as a term for Chinese people

  • Came from northerner term describing Chinese subjects and picked up by Chinese literati

Neo-Confucianism

  • That the Song dynasty could not reach the territorial power of its predecessors despite its advancements in other areas disturbed thinkers, and stimulated determination to revitalize Confucianism

Four Books

  • Zhu Xi’s commentaries on the Analects, Mencius, Doctrine of the Mean, and Great Learning

Environment

  • Deforestation of north China led to Yellow river flooding surrounding areas and changing course

Arts

Landscape painting

  • Spurred perhaps by importance of nature in Daoism and neo-Confucianism, landscape painting was highly prized by the Chinese



Inner Asian Rule: Liao, Xi Xia, Jin, and Yuan Dynasties (907-1368)

Rulers

Abaoji

  • Was leader of Khitan tribe that united the Khitans as the Tang dynasty disintegrated and proclaimed Khitan (aka Liao) dynasty as successor to Tang, setting aside traditional Khitan custom of electing chiefs for limited terms, adopting family name Yelu and marrying exclusively with aristocratic Xiao clan, and setting his son up to be his successor

  • Built walled Supreme Capital in northern Inner Mongolia, and expanded realm into modern Mongolia, eastern Bohai, and territory S of Great Wall, then reached for Kaifeng, looting it

Temujin/Chinggis/Genghis Khan

  • Great khan of Mongolian tribes and created massive army and draconian laws to reduce internal disorder, and ordered adaption of Uyghur script for mongol

  • His death created a crisis, and empire ended up being divided into four sections, each governed by one of the lines of his descendants

Ogodei

  • One of Chinggis’ sons, crushed Jin and became ruler of north China and wrested control of Sichuan from Song

Yelu Chucai

  • Sinified Khitan that convinced Ogodei that greater wealth could be gained by taxing farmers (rather than turning the entirety of northern China into pastureland), though this did not last long, with Yelu’s rivals convincing Ogodei that it was more lucrative to let Central Asian Muslim merchants bid against each other for license to collect taxes

    • Merchants quickly gained reputation and came to be hated

Khubilai

  • Ruled prefecture of Hebei, prior to ruling all of China, and even knew some spoken Chinese, and transferred capital from Mongolia to Beijing and adopted Chinese name ‘Yuan’ for his dynasty, then set siege to Xiangyang for five years

    • By the time Mongols conquered Song, there was a longer a pan-Asian Mongol empire, as most of the mongol successor states were hostile to each other

Important People

Zhong Kui

Zhao Mengfu

  • Talented painter and calligrapher enrolled in imperial Academy of Hangzhou, and was recruited by Khubulai to be scholar of the Mongolian court 

William of Rubruck

  • Flemish friar who went Karakorum, Mongolian capital and took communion in a Nestorian church

Marco Polo

  • Found ethnic animosity of Mongol-ruled China intense

  • The Venetian was warmly received by Khubilai and was also awed by wealth and splendor of Chinese cities

Ideology

Politics

Mongol Empire

  • Did not really adopt Chinese ways, though Mongol rulers developed taste for material fruits of Chinese civilization, they purposely avoided many Chinese social and political practices, conducting business in Mongol and spending summers in mongol

  • Mongol soldiers in China were privileged group that lived relatively separately from Chinese military garrisons and were discouraged from marrying Chinese

  • Widespread rebellion in S China brought Yuan dynasty down, and Mongols did not melt into Chinese population the way the Xianbei had, with many fleeing northward to steppe and resuming nomadic tribal life

  • To Mongolians, N and S China were so dif that they were dif ethnic categories

  • All inner asian states made law distinctions based on ethnic classifications, favoring their own people as a way to maintain political dominance

    • This affected areas including taxation, which was defined by traditional practice, and each ethnic group was judged and sentenced according to its own legal traditions

    • Other ethnic based laws were clearly meant to tamp down Chinese dissent

  • Mongols registered hereditary statuses by occupation, and forced them to provide unpaid services needed by state according to rotational quotas, leading many families to leave these statuses to avoid this unfavorable situation

Dual governance

  • Distinct Khitan and Chinese areas, preserving language and traditions, with cultural elite becoming adept in both Khitan and Chinese ways

Kaifeng

  • Fell to Jurchen siege engines, and Jurchens looted the city

Military

Khitans

  • Placed large importance in the sun and gold, but also adopted Buddhism

  • Abaoji created Chinese-like script, and introduced examination system like that of Tang for only Chinese subjects to fill lower-level posts

Tanguts

  • Spoke language related to Tibetan but saw themselves as distinct people, and had distinct regional military governor and given title Duke of Xia, eventually controlling Silk Route

  • Tangut script was created and somewhat resembles Chinese characters

Jurchens (Jin)

  • Acquired much land north of Yangzi river after sensing Song weakness post-treaty, though having acquired so much land and power so quickly, they defaulted to Khitans’ dual gov and employed former Liao officials

  • Moved capital from central Manchuria to Beijing and then Kaifeng, making greater use of Chinese political institutions and employed more Chinese officials, maintaining trade monopolies and copied monetary system

  • Settles bulk of Jurchen in north China to maintain control over Chinese population, and those who did settle had privileged access to high posts, but tended to adopt Chinese language and dress, with Jurchen commanders who objected to trend of assimilation assassinating Jin emperor, and succeeding emperor sought to revitalize Jurchen heritage

  • To empower Jurchen heritage, they looked to Conufican texts, though the empire as a whole faced environmental and economic setbacks

  • By the end of Jin Dynasty, most Jurcehn living in China proper were essentially Chinese and considered “Han” by the mongols

Mongols

  • Did not really adopt Chinese ways, though Mongol rulers developed taste for material fruits of Chinese civilization, they purposely avoided many Chinese social and political practices, conducting business in Mongol and spending summers in mongol

  • Mongol soldiers in China were privileged group that lived relatively separately from Chinese military garrisons and were discouraged from marrying Chinese

  • Widespread rebellion in S China brought Yuan dynasty down, and Mongols did not melt into Chinese population the way the Xianbei had, with many fleeing northward to steppe and resuming nomadic tribal life

Culture

Yuan Dynasty Drama

  • Was established during Jin and Yuan periods, with over 600 Jin dramas preserved, with most plays being in four acts

    • Mongol rulers were patrons of theatre, though the development of the field likely owes something to changed career prospects of literati

Ming Dynasty (1368-1644)

Rulers

Zhu Yuanzhang/Ming Taizu/Hongwu

  • First commoner to become emperor in 1500 years, was shrewd, hardworking, and ruthless, joined Red Turbans and became commander of troops, eventually capturing Nanjing

    • Used Nanjing as base for campaigns against other local strongmen, and gradually became supreme in SE, then sent army north toward Yuan capital in Beijing, and Mongol leader did not abdicate and instead fled

  • He retained Nanjing as capital, making Ming first dynasty controlling N and S China from city S of Yangzi River 

  • Cut government expenses wherever he could, and was very strict with officials, forcing them to kneel when they spoke to him

  • Continued Yuan use of hereditary obligations, including army in hereditary obligations, and set aside 10% of land for military colony land

  • Issued hortatory admonitions for village heads to read aloud to the neighbors, as urged them behave with filial piety towards parents and neighbors

  • Taizu did not extend sympathies to commercial and scholarly elites, with inordinately high tax rates imposed on rich and culture region around Suzhou, with thousands of wealthy families from SE forced to settle elsewhere, esp Nanjing

  • Ceased holding civil service examination for more than decade, and edited Mencius

  • Began suspecting that others were plotting against him, executing almost 70k in pointless investigation, and put himself through huge piles of paperwork, not able to trust 

  • Taizu’s efforts organize his gov around unpaid service caused downstream issues, with unpaid soldiers deserting, and military land changing hands illegally

    • However, funds were so low, they had to levy extra-legal ones to keep basic services going, and ordinary households were often devastated by the burden

Yongle/Chengzu

  • Taizu’s fourth son, a forceful military man, led campaigns to NE to fight Mongols, and moved main capital Beijing, demoting Nanjing to secondary

    • Beijing was yet again arranged in boxes

Eunuchs in Ming

  • While Taizu forbade eunuchs from learning to read or write, within decades, eunuchs were not merely managing huge imperial workshops, but also playing major roles in both military and civil matters, with own bureaucracy parallel to civil service bureaucracy

Important People

Hideyoshi

  • Leader of recently unified Japan attacked Joseon Korea and Ming, at great cost, forced a Japanese retreat

Wang Yangming

  • philosopher -official who advocated join admin by both local leaders and Chinese official for gradual sinification in SW frontier

  • Also challenged Zhu Xi’s philosophies, objected to Zhu Xi’s teachings that understanding of moral principles were something that could be understood and realized only through careful and rational investigation of events and things, and instead thought that truth could be found within oneself

    • By clearing one’s mind of obstructions, they could discover universal principles

  • His thinkings gained wide notice and a century after his death, Wang’s followers took Confucain thought in many new directions

Li Zhi

  • Rethought philosophical basis of feelings, passions, and the self, and was a fierce critic of hypocrisy who saw little value in conforming to conventional patterns of behavior

Tang Xianzu

  • Author of play scripts of love stories and social satires, wrote The Peony Pavilion

Feng Menglong

  • Writer and editor who created collections of vernacular short stories populated by various characters

Zheng He

  • Loyal Muslim eunuch of Chengzu who set on expedition to enroll trading partners into Ming diplomatic system, going as far as the east coast of Africa

Matteo Ricci

  • Italian missionary who commented on exceedingly large numbers of books in circulation and ridiculously low prices

  • Accepted in late Ming court circles due to late Ming’s openness as foreign literati

Jingdezhen

  • Town where kilns produced enough porcelain to supply the whole country

Politics

Civil Service Examinations in Ming

  • Reversing Yuan policies, Ming gov again made this the main route to office and thus central feature of literati life

  • Instituted provincial quotas to guarantee representation of all provinces

  • Candidates were expected to demonstrate mastery of Four Books as interpreted by Zhu Xi, and examinations became divorced from literary trends due to the rigidity of the testing

  • Becoming one of the selected gave the man entrance to be community leader and into educated circles, and most reduced, these men could be tutors for wealthy families

  • Again, like Song, a relatively small number of land owning families had disproportionate large share of the high degrees generation after generation

Eight-legged essay

  • Formal 8 part style that emphasized reasoning by analogy and pairing statements

Military

Great Wall

  • A young Ming emperor foolishly led army into Mongol terrority, allowing himself to be captured and his courtiers slaughtered, and a century later the Ming, no more successful in defending itself against the raids of the Mongol Altan Khan, invested heavily in reconstruction of Great Wall

Economy

Silver in Ming

  • Gov failed to meet need for coinage, control counterfeit coins, or enforce use of its poorly back paper, and eventually gave up paper money and minting coins, and uncoined silver came to circulate as main form of money and gov collected most taxes silver

    • Shift to silver aided revival of commercial economy, esp. due to influx of silver from Japan and Philippines to expand money supply

Culture

  • Expansion of vernacular literature for general public impacted cultural sensibilities, and educated wo/men alike seem often ot have idealized headstrong romantic attachment to people, things, or causes

Chaste widows

  • Women with husbands who died young went back to live with parents as chaste/faithful widows, which was celebrated by Ming Neo-Confucian

  • Sometimes wrote poems within established poetic style but also developed distinctively feminine voices

Romance of the Three Kingdoms (Sanguo zhi)

  • Martial exploits of rivals for power at end of Han

Journey to the West (Xiyou ji)

  • Fantastic account of Buddhist pilgrim to india in Tang times accompanied by monkey with magical powers

Plum in the Golden Vase (Jinpingmei)

  • Erotic tale of lustful merchang, wife, and concubines

Water Margin (Bandits of the Marsh/Shuihu zhuan)

  • Band of outlaws during Song

“community compacts”

  • Local associations promoted by scholars in Song dynasty for purposes of moral renewal, where members had to agree to correct each other’s fault and offer assistance in times of difficulty, with expulsion being sanction for anyone who failed to cooperate



Early Qing Dynasty (1644-18002)

Rulers

Nurhaci

  • Accomplished creation of Manchu state over 30 years, by prospering from close military and trade contacts with Ming, had phonetic script created for Manchu language, and invented banner system

  • When conditions in Ming China deteriorated, Nurhaci renounced fealt to Ming and declared establishment of Later Jin dynasty and then attacked Ming territory in Liaodong area and promised opportunities for those who surrendered

  • All those in areas under his subjection were forced to adopt the queue

Kangxi

  • Started rule at age 15, patronize Chinese literati, and made efforts to induce prominent literati to join gov, but also saw to it that bannermen dominated the gov

    • While regular prefectural and county posts in China proper went mostly to Chinese, the highest supervisory levels went to Manchus

  • Familiarized himself with Chinese literati culture, but also hospitable to Western missionaries, tolerating them so long as converts continued to perform ancestral rites, though his hospitality was rejected when catholic missionary insisted on papal authority and expulsion of missionaries occurred

Yongzheng

  • Curbed military power of Manchu aristocracy and tightened central control over civil bureaucracy, and put particular effort into trying to set state finances on sound footing, substituting new public levies for patchwork of taxes and fees from Ming

    • Also banned hereditary servile status, legally emancipating members of various local demeaned casts

Qianlong

  • Benefitted from his father’s fiscal reforms and often ran large surplus, and recognized that ability to hold empire together rested on ability to speak in political and religious idioms of those he ruled, learning to speak Mongolian fluently

  • Was large patron of Lamaist Buddhism

  • Was concerned in preserving Manchu history and culture

  • Any hint of anti-Manchu activity brough quick and forceful action, and he orchestrated a huge literary inquisition, collecting thousands of books and scrutinizing for slighting references to previous Manchus, and destroying books that had such descriptions

Important People

Wu Sangui

  • A general who was charged with guarding E most pass of Great Wall, defected to Manchus  and helped them cross the wall, defeat rebels, and rid N China of bandits

Zheng Chenggong/Koxinga

  • Ming loyalist pirate and trader attacked Taiwan and drove out Dutch, and great number of Chinese immigrated there while he and his sons ruled, finally qing sent naval expedition to defeat these forces

Zhu Da/Bada Shanren

  • Member of Ming imperial clan who took up personal of Buddhist monk to avoid being involved with new gov, and his paintings of birds, fish, etc. evoke sense of crazy energy

Lord George Macartney

  • Cousin of King and ambassador to Russia was sent as envoy to Qianlong, and sized up Chinese, saying that Chinese were ill-prepared for war with European powers, while Qianlong dismissed the British envoy

Heshen

  • Handsome imperial bodyguard that Qianlong was obsessed with towards the end of his rule that was promoted to posts normally held by most experience officials and Heshen blatantly abused power and siphoned money from imperial treasuries to himself

White Lotus Rebellion

  • Towards the end of Qianlong’s rule, not even the White Lotus rebels could be defeated, with officers sent to fight them prolonging the conflict to line their own pockets.

Military

massacre at Yangzhou

  • Manchus slaughtered thousands of people in yangzhou when they didn’t submit

Banner system

  • Organized population into military units, each identified by colored banner

  • Banner included soldiers, families, and those supporting them, and most commanding officers were from Nurhaci’s own lineage

    • There were also Mongolian and Chinese banners

  • In times of peace, banners settled across China, not allowed to marry outside of the banners, and Chinese language became pervasive within a few generations, with bannermen learning Manchu at school and not at home

  • Bannermen lived off stipends intended to cover their living costs and special needs, though bannermen often became burdened with debt and lived in povery

  • Banner population grew faster than need for their services, and Qianlong thus removed most Chinese bannerman from rolls, reclassifying them as commoners, and his efforts to resettle surplus Manchu bannermen as farmers in original homeland met with little success

  • Banner armies are credited with huge expansion of territory accomplished by Qing, including Taiwan, Mongolia, Tibet, and Xinjiang

Economy

British East India Company

  • English monopoly of Chinese trade

  • England developed taste for tea, as Europe’s view of China and Chinese culture gradually grew less rosy, leading British merchants to demand change in the way they traded with China, wanting to get closer to source of tea

Co-hong

  • Chinese official merchant guild in Guangzhou, only city Europeans could trade in

Culture

Queue

  • Long plait traditional to Manchus that Chinese men were forced to adopt

Ming loyalists

“evidential” research

  • As Qing progressed, scholars began to turn their attention to earlier and earlier texts, sometimes the Han commentaries, in hope that they would be free of Buddhist and Daoist contamination

  • Some became absorbed in close textual analysis of earliest text, trying to sort out genuine ancient texts

    • This evidential research required access to large libraries, making it the speciality of wealthy lower Yangzi region, with its concentration of academis and private libraries

A Dream of Red Mansions/Story of the Stone (Hongloumeng/Shitouji)

  • One of the greatest masterpieces of traditional Chinese fiction by Cao Xueqin about a wealthy family and a wide spread of characters



Late Qing Dynasty (1800-1900)

Rulers

Empress Dowager Cixi

Important People

Lin Zexu

  • Official sent to compel foreign traders to stop bringing opium into China and stopping Chinese from smoking

  • Confiscated pipes, seized opium stores, and arrested many Chinese

  • Threatened and bribed foreign merchants to turn over opium and appealed to Queen Victoria

  • British superintendent of trade eventually collected opium fro merchants and turned it over to Lin who destroyed it

Hong Xiuquan

  • Taiping rebellion leader, see below

Zeng Guofan

  • Scholar-official that led Qing court resistance against Taiping rebellion

Yaqub Beg

  • General with army that took over capital of Xinjiang, Kashgar, with relative ease and set up his own state, but was highly unpopular with the people due to his strict rules, and the Chinese armies soon took back the area soon after his death

Li Hongzhang

  • Commander of main N army, became convinced that China had to industrialize to match Western Powers’ economic strength

  • Helped create many industries and transportation modes to industrialize China, yet Qing still failed to transform itself into modern industrial power

Kang Youwei

  • Presented Confucian thought in new light, where it supported modernization

  • Guangxu emperor called on kang to help him step up reform, leading to emperor issuing edict after edict, aka the hundred days reform, but was soon stopped by empress dowager cixi who was afraid the reforms would undermine the position of the Manchus

Liang Qichao

Politics

Opium Wars/Anglo-Chinese War

  • British were purchasing 1/7 of tea sold in China and China was deriving 1/10 of state revenue from import tax, causing huge trade imbalance for Britain

  • China at large was quite addicted to opium by 1800s, and British took advantage of this by selling mass amounts of opium and shortage of silver caused havoc in Qing economy bc it changed exchange rate between copper cash and silver

    • Opium addiction transcended class barriers

  • Lin Zexu was sent to stop it, and he did

  • William Jardine of the major opium trading firm sailed to London to lobby for war, then supplied the war, quickly defeating the Qing, through Britain’s far superior navy

    • Britain soon occupied strategic coastal cities, including Shanghai, and China had to sue for peace, resulting in Treaty of Nanjing, which forced Chinese to open five treaty ports, fixed tariff at 5% and made Britain the most-favored nation

      • Other nations soon followed forcing China to cede more and more ports

  • And still, opium addition continued

Hundred Days Reform

Military

Taiping Rebellion

  • Started in S China, which suffered most from disruption of Opium War and had particularly pervasive opium addiction when Hakka Hong Xiuquan with visions that he interpreted as meaning that he was Jesus’ younger brother, and led followers in destroying idols, giving up opium and alcohol

    • Hong soon had 20k ardent followers armed to protect themselves against bandits, but also clashed with imperial forces, then declared himslef king of Taiping and began capturing cities, and set up gov in Nanjing and held civil service examinations

  • Also tried to conquer Shanghai but quickly repelled by Western forces, but Qing court had trouble suppressing them

    • Only suppressed them when Zeng Guofan took personal offence to the rebellion and their anti-Confucian ideals when they attempted to terrorize Hunan when he was mourning his mother

      • Recruited literati to serve under him, who then recruited peasnats to fight with them

      • Two of his acolytes, Li Hongzhang and Zuo Zongtang became leading generals in their own right

      • After a decade of warfare, these armies captured Nanjing, though death and environmental toll was enormous

        • After Taiping rebellion, the new armies turned to insurrections in other parts of the country, like banditry in rural areas

        • The new armies became centers of power, with late Qing court very dependent on men like Zeng Guofan

Xinjiang

  • Muslim regions of Xinjiang were attempting to break away, threatening bc of proximity to Russia, who were steadily acquiring more territory

  • At great cost, Qing reasserted military supremacy in Xinjiang

Sino-Japanese War

  • Japan purposely instigated war with Qing, and ensuing war resulted in great Qing casualties, with Li’s army routed at Pyongyang and navy destroyed at mouth of Yalu River, with Japanese moving into Qing territory

  • Chinese sent Li Hongzhang to negotiate for peace, though European powers were not pleased with Japanese takeover of China, and themselves scrambled for parts of China, seeing how easily Japan did so

  • This devastation led to group of young scholars led by Kang Youwei and convinced that gov needed to raise taxes, develop state bank, build railroad network and commercial fleet, set up modern postal system, and call upon Chinese abroad to help

    • Kang presented Confucius in new light, as an institutional innovator and proponent of change, giving traditional reasoning for China to industrialize

Boxer Rebellion

  • The Harmonious Fists tapped into fear and resentment against Christian missionaries and combined martial arts with shamanistic belief in ability to make themselves invulnerable to battle through rituals, and blamed China’s ills on evil of foreigners, attracting peasants, soldiers, boat trackers, and etc.

  • Finally Western powers protested and prepared for war, and Empress Dowager Cixi decided to support boxers

    • 20,000 troops from a dozen nations marched from Tianjin to Beijing, where they lifted siege (from Boxers) and looted the city while empress fled and Li Hongzhang was sent to negotiate

Economy

California Gold Rush

  • In California, few arrived in time for lucrative strikes, and often drifted to other lines of work, facing racial prejudice 

Culture

Shanghai

  • Shanghai became a culturally and economically dynamic cosmopolitan city as a hybrid city with multiple jurisdictions and highly diverse residents, with an INternational Settlement, French concession, and a Chinese city, with its history showing the complex interactions of growing world trade

  • Shanghai was already in the most prosperous part of China, with well-established port, connected to both port and river, and with attack of Taiping, all main centres of literati culture in the region fled to Shanghai due to its treaty port status and Western presence

  • The International Settlement was self-governing along Western lines, but had great majority of Chinese residents, followed by British and others

  • Prominent among Shanghai’s wealthiest residents were compradors, men who worked as agents for foreign firms, with some making great fortunes

    • Modern banking and stock trade soon followed in development in Shanghai

  • Became cultural center, and it became China’s commercial publishing hub



Early Twentieth Century (1900-1949)

Rulers

Sun Yatsen

  • Sun Yatsen was also an anti-Manchu revolutionary who lived in the states, then was sent back to China, where he went to Hong Kong, was baptized, and studied western medicine

    • In Hong Kong, Sun and friends discussed advantages of a republic, and he created the Revolutionary Alliance to help China skip steps and skip ahead of the west

    • Led nationalist party

Zhou Enlai

  • Zhou Enlai, recently returned from France, became head of military academy, where both Communist and Nationalist officers were trained

  • Much later on, also brought back disgraced leaders like Deng Xiaoping, after Mao’s death

Mao Zedong

  • Nationalist failings, as well as Communist successes with master tactician Mao Zedong, led to the victory of the Communist Party powerfully shaped by ideas, experiences, and personalities of Mao Zedong who mobilized peasants and trained cadres

  • Mao Zedong was from a farming family in Hunan, then rose through emerging modern school system to go to provincial capital for middle school and teachers’ college; upon graduation he worked in library of Beijing University and participated in Marxist discussions, and heeded Li Dazhao’s call to go to countryside to organize peasants he returned to Hunan

    • After Nationalist purges of 1927-28, Mao led few thousand men into mountains along Hunan-Jiangxi border where they joined other Communists to form Jiangxi Soviet, who became skilled at organizing peasants, sending in work teams to villages to investigate landholding, then organizing redistribution of land, which gained popular support

    • After several years battling nationalist armies sent to destroy them, Communist soldiers, cadres, porters, and followers broke out from Nationalists’ encirclement for the ‘Long March’ in search of a new base area, leaving behind wives, children, and 20k wounded troops

      • For a year Red Army and party command columns kept retreating, fighting almost all the time and suffering enormous casualties, and by the time they had found an area in central Shaanxi to establish new base, they had marched almost 6k miles, with Mao Zedong and Zhou Enlai as top leaders

      • Communist Party made its base at Yan’an

      • Mao seemed to model himself on Stalin while offering his own interpretations of Marxism which became to be known as Mao Zedong thought

        • Mao reinterpreted Marxist theory in such a way so that peasants could be seen as the vanguard of revolution, and everyone at Yan’an had to study Mao’s writings in small study groups, acquiring a vocabulary and conceptual framework 

        • Party unity was also strengthened by an extraordinarily portent technique of intellectual and moral remolding in Rectification Campaign of 1942-44 where everyone able to read was swept up in intense drama, starting with close discussion of assigned texts, then personal confession, then struggle sessions

          • They watched dramatic public humiliations of principal targets, and people learned to interpret any deviation from Mao’s line as defects of petty bourgeois background

          • Peasants were recruited through mobilization by Communist organizers to ambush Japanese soldiers or sabotage installations, and indoctrinated with message that they could build better more egalitarian future

Chiang Kai-shek

  • From 1928 onwards, Chiang Kaishek led Nationalists

  • As a son of merchant family, went to Japan to study military science and joined precursor of Nationlist Party there, then appointed to Whampoa Academy was crucial to his rose because it allowed him to connect with local officers in party’s army; he was also a skilled politician

  • His efforts in state-building focused on army to rein in surviving warlords, suppress Communists, and resist Japan

    • For army, he turned to Germany for training and for arms

  • To modernize economy he turned to Western-trained economists and engineers

  • In first few years of power, Chiang has considerable success in gradually eliminating warlord opponents

  • In 1934 to combat intellectual appeal of Communists and build support for government, he launched indoctrination New Life Movement program inspired by contemporary fascist movements in Europe

  • Later on failed to mobilize early against Japanese aggression, then when fighting for Shanghai failed and led to Rape of Nanking

  • Chiang later on failed to capture Manchuria from communists, and retreated to Taiwan



Important People

Yuan Shikai

  • Top general sent to mount military response against revolutionaries, but instead negotiated with them and named himself president

    • Never really got off the ground, and all six provinces he supposedly controlled declared independence

Yan Fu

  • One of first Chinese to study in England and published translations of famous English rhetorics, and argued that Western form of gov freed energy of ind, which could then be channeled towards collective goals

Chen Duxiu

  • Founder of New Youth periodical, which in its first edition challenged traditional Confucius thought of respecting elders, saying that the youth needed to be more proactive

Hu Shi

  • Thought aim of new thought was not to replace old beliefs with ones imported from West, but to develop habit of critical thought

  • Campaigned for people to give up classical literary language

Lu Xun

  • First to write well in vernacular, educated in Japan and well read in European literature

Qiu Jin

  • Female political activist

Lin Biao

  • Defence minister who died bizarrely

Politics

Warlord Period

  • 12 years from Yuan Shikai’s death until est. of nationalist gov; in absence of strong central power, commanders in Yuan’s old army, governors of provinces, etc. built up local power bases and border regions declared independence

May Fourth Movement

  • 3k Beijing students assembled in Tiananmen Square, shouting patriotic slogans, were arrested by government, but widespread support for them led to their release

New Culture Movement

  • Set off by New Youth, was set in motion by youth determined to arrest China’s decline, angry that China lost out in Versailles Peace Conference

1911 Revolution

  • he 1911 Revolution, also known as the Xinhai Revolution, was a successful revolt against the Qing Dynasty in China that overthrew the imperial system and established the Republic of China

Nationalist Party

  • Comintern sent advisors who introduced democratic centralism for Nationalists and helped craft strategies for grassroots mobilization

Chinese Communist Party

  • Influenced by Comintern, Russian-led org to promote communist revolution throughout world, which helped structure Communist Party cells, creating degree of discipline and centralization beyond existing repertoire of Chinese organizational behavior

Three Principles of the People

  • The three principles are often translated into and summarized as nationalism, democracy, and the livelihood of the people (or welfarism).

New Life Movement

  • The New Life Movement was a government-led civic campaign in the 1930s Republic of China to promote cultural reform and Neo-Confucian social morality and to ultimately unite China under a centralised ideology following the emergence of ideological challenges to the status quo. Chiang Kai-shek as head of the government and the Chinese Nationalist Party launched the initiative on 19 February 1934 as part of an anti-Communist campaign, and soon enlarged the campaign to target the whole nation.

Military

Rape of Nanking

  • Occurred after Nationalist defeat in Shanghai, where Japanese soldiers followed the Chinese to Nanjing, killing, looting, and raping women

Northern Expedition

  • Expedition to reunify country, esp. North, and was launched by Chiang Kaisheck and Communists aiding his military advance

  • Chiang Kaishek ultimately ordered Shanghai underworld guild to kill all Communist members and Communists retaliated by massacring nationalist supporters

Long March

  • Communists broke out from Nationalists’ encircelment and started Long March for new base area, eventually making Yan’an central base of the Communists

Yan’an

  • Everyone in yanan had to study Mao’s writings in small study groups, acquiring vocabulary and conceptual framework, with dramatic public humiliations of principal targets, and people learned to interpret any deviation from Mao’s line as defects of petty bourgeois background

Culture

Mao Zedong Thought

  • Mao Zedong’s interpretations of Marxist thought


China Under Mao (1949-1976)

Important People

Liu Shaoqi

  • Labeled as chief capitalist roader by Mao during cultural revolution, died later

Ding Ling

  • Female author that fell out of favor with Mao

Jiang Qing

  • Wife of Mao and later leader of radical faction

Gang of Four

  • Jiang Qing’s allies who terrorized Den Xiaoping, Zhou enlai

Deng Xiaoping

Xi Jinping

Military

Korean War

  • Not even a year into new gov under Mao Zedong, it became embroiled in Korean war, supporting Stalin and Kim Il-sung

  • Costs were huge, eliminating reconciliation w/ US and resulted in massive Chinese casualties

Culture

Five Antis

  • Launched during Korean War and simultaneous search for enemy agents w/i China, it was to weed out least cooperative of capitalists still controlling private enterprises, and people were mobilized to accuse merchants and manufacturers of bribery, etc., with tens of thousands of businessmen investigated and criticized, and once they confessed had to pay restitution, consisting of all their assets

  • So many ppl were arrested that they had to create labor camps to hold the people

“Let a hundred flowers bloom”

  • When Mao publicly called for candid advice on problems w/i party, with intellectuals at first wary, lost inhibitions when first few were lavished with praise

    • So many complaints came that Mao got mad abruptly reversed course

Anti-Rightist Campaign

  • Came after above campaign, where greater than half of China’s tiny educated elite were stigmatized so that unit leaders could show their quota of rightists, and were sent to countryside to overcome separation from the masses

  • Victims were diverse, ranging from reporters to railroad engineers

Great Leap Forward

  • Mao thought growth was too slow so he devised plan where, through concerted hard work of hundreds of millions of people laboring together, China would transform itself into modern country

  • Agricultural collectives all over country were amalgamated to gigantic communes, where seeds were planted more densely and small-scale factories were opened using locally available materials

    • With educated experts removed by anti-rightist campaign, plans were formulated by commoners, not experts

    • With little time spent on the farm doing normal farm work, and projects were done with such haste and so little technical knowledge that serious mistakes were made

    • This resulted in deadliest famine in world history, with greatly exaggerated harvest (much of it was left to rot) and when harvests fell in next two years, shortages were magnified by cadres who continued to report gains in production and refusal of central government to accept aid

  • Prevented people from moving to improve situations, where population registration bound rural people to villages of birth

Three Hard Years

  • The famine period, 30-40 million excess deaths from dearth of food

Cultural Revolution

  • Decided to mobilize the masses to discover and attach bourgeois and capitalist elements that had insinuate themselves into the party

  • Quickly escalated beyond ability of anybody to control or direct, with school closing as students devoted all their time to Red Guard activities, with massive rallies held in Tiananmen Square

  • Tensions and antagonism suppressed by tight social control broke into open as Red Guards found opportunities to get back at people or vent their fury, posting big character posters and roamed streets, destroying all things foreign and old, searching homes for things that were reactionary, and orchestrated countless denunciation meetings

  • Mao also mobilized workers to attack local and regional party officials, with rival rebel factions fighting for power with many places having no functioning civilian government

  • With deteriorating situation, Mao moderated the movement to prevent full-scale civil war, disbanding Red Guards and sending them to work as ordinary farmers

  • In place of old party structure, Revolutionary Committees were set up with members from various organizations, though army quickly became dominant force, instigating the most violent phase of Cultural Revolution where military authorities and civilian partners embarked on campaign of terror to rout out imagined class enemies, and stopped only when defense minister bizarrely died

Little Red Book

  • Gospel of Chairman Mao, compiled by Lin Biao to indoctrinate soldiers

Red Guards

  • Young people who acted on cultural evolution

Tiananmen Incident

  • Students protested for democracy and wanted to end corruption in Tiananmen Square, with people numbering in the millions, a humiliation for Deng, resulting in troops shooting down the students

Environment

Three Gorges Dam

  • Completed on Yangzi River is world’s largest hydroelectric power station, and required relocation of almost a million people, but also dramatically changes ecology of river