TRIPS, Trademarks & TRIPS-Plus — Lecture Notes

TRIPS Agreement & Trademark Overview

  • The discussion resumes at the point where the previous lecture stopped, focusing on specific provisions of the TRIPS Agreement that govern trademarks.
  • Core trademark-relevant provisions are contained in TRIPS Articles 15 – 20.
  • Emphasis in today’s lecture is mainly on Article 16 (rights of trademark owners), while briefly revisiting Articles 15 and 15.4.
  • Trademark rules under TRIPS are intended to supply minimum international standards for member states; nations may adopt higher standards ("TRIPS-plus").

Absolute Grounds for Refusal (Article 15.4)

  • Article 15 sets out what signs may constitute a trademark; Article 15.4 addresses absolute grounds for refusal/invalidation (e.g., lack of distinctiveness, descriptiveness, public morality).
  • Recommended reading: Lionel Bentley & Brad Sherman, Intellectual Property Law, p.0 777777.
  • Similar classifications of absolute grounds are found in domestic statutes of many countries (UK, India, Sri Lanka, etc.).

WTO Expectations & Trade Liberalization

  • The WTO’s overarching aim is to reduce barriers to international trade in line with neoliberal economic policy.
  • IP protection can itself act as a trade barrier; therefore TRIPS seeks a balance by harmonising minimum levels of IP protection.
  • Members must implement these minima but may exceed them.

Minimum Standards vs TRIPS-Plus Provisions

  • "TRIPS-plus" = any domestic or treaty provision that gives more protection than TRIPS requires.
    • In class, the lecturer quizzed students: meaning of TRIPS-plus?
    • Answer: provisions that afford stronger, broader, or longer rights than the TRIPS baseline.
  • Such provisions may appear in:
    • Domestic legislation (unilateral over-compliance).
    • Bilateral, regional, or multilateral trade & investment agreements that include specialised IP chapters (similar in importance to dispute-settlement chapters).
  • Presence of TRIPS-plus obligations is optional; not every treaty includes them.

Example of a TRIPS-Plus Standard (Copyright Term in Sri Lanka)

  • TRIPS minimum for copyright protection: 5050 years from the death of the author.
  • Sri Lankan IP Act: "life + 7070 years" ➔ TRIPS-plus because 70 > 50.
  • Legislators perceived copyright (and related rights) as especially significant during drafting, hence the broader protection.

Article 16: Rights of Trademark Owners

  • Core content of Article 16: a registered trademark owner has the exclusive right to prevent third parties (without consent) from using identical or similar signs on identical or similar goods/services where such use would create a likelihood of confusion.
  • Key elements:
    • Requirement of use in the course of trade.
    • Focus on identical/similar sign + identical/similar goods/services.
    • Test = likelihood of confusion; not every similar use inevitably confuses, but it usually will.

Exclusive Rights, Likelihood of Confusion & In Rem Nature

  • Exclusive rights cover:
    • Preventing unauthorised use.
    • Blocking infringing licensing agreements.
    • Other defensive actions linked to the mark.
  • Trademark rights are in rem (enforceable against the whole world, not just specific persons).

Negative Character of IP Rights & Fundamental Rights Analogy

  • IP rights grant a time-limited monopoly but operate mainly as negative rights (rights to exclude):
    • The owner may stop others;
    • The owner is not automatically obliged/entitled to exploit the sign personally.
  • This negative posture resembles many fundamental rights in Sri Lanka’s 1978 Constitution (Chapter III), framed as prohibitions on state action rather than affirmative entitlements.

Pedagogical Emphasis (Master’s-Level Study)

  • A postgraduate IP course should not merely catalogue statutory provisions but explore:
    • Philosophical and theoretical foundations of IP.
    • Practical application and policy debates (e.g., balancing trade liberalisation with IP protection).
    • Contemporary trends in trademark scope and enforcement.
  • Hence the lecture sequence: start with TRIPS-level fundamentals, then proceed to domestic legislation.