TRIPS, Trademarks & TRIPS-Plus — Lecture Notes
TRIPS Agreement & Trademark Overview
- The discussion resumes at the point where the previous lecture stopped, focusing on specific provisions of the TRIPS Agreement that govern trademarks.
- Core trademark-relevant provisions are contained in TRIPS Articles 15 – 20.
- Emphasis in today’s lecture is mainly on Article 16 (rights of trademark owners), while briefly revisiting Articles 15 and 15.4.
- Trademark rules under TRIPS are intended to supply minimum international standards for member states; nations may adopt higher standards ("TRIPS-plus").
Absolute Grounds for Refusal (Article 15.4)
- Article 15 sets out what signs may constitute a trademark; Article 15.4 addresses absolute grounds for refusal/invalidation (e.g., lack of distinctiveness, descriptiveness, public morality).
- Recommended reading: Lionel Bentley & Brad Sherman, Intellectual Property Law, p.0 777.
- Similar classifications of absolute grounds are found in domestic statutes of many countries (UK, India, Sri Lanka, etc.).
WTO Expectations & Trade Liberalization
- The WTO’s overarching aim is to reduce barriers to international trade in line with neoliberal economic policy.
- IP protection can itself act as a trade barrier; therefore TRIPS seeks a balance by harmonising minimum levels of IP protection.
- Members must implement these minima but may exceed them.
Minimum Standards vs TRIPS-Plus Provisions
- "TRIPS-plus" = any domestic or treaty provision that gives more protection than TRIPS requires.
• In class, the lecturer quizzed students: meaning of TRIPS-plus?
• Answer: provisions that afford stronger, broader, or longer rights than the TRIPS baseline. - Such provisions may appear in:
• Domestic legislation (unilateral over-compliance).
• Bilateral, regional, or multilateral trade & investment agreements that include specialised IP chapters (similar in importance to dispute-settlement chapters). - Presence of TRIPS-plus obligations is optional; not every treaty includes them.
Example of a TRIPS-Plus Standard (Copyright Term in Sri Lanka)
- TRIPS minimum for copyright protection: 50 years from the death of the author.
- Sri Lankan IP Act: "life + 70 years" ➔ TRIPS-plus because 70 > 50.
- Legislators perceived copyright (and related rights) as especially significant during drafting, hence the broader protection.
Article 16: Rights of Trademark Owners
- Core content of Article 16: a registered trademark owner has the exclusive right to prevent third parties (without consent) from using identical or similar signs on identical or similar goods/services where such use would create a likelihood of confusion.
- Key elements:
• Requirement of use in the course of trade.
• Focus on identical/similar sign + identical/similar goods/services.
• Test = likelihood of confusion; not every similar use inevitably confuses, but it usually will.
Exclusive Rights, Likelihood of Confusion & In Rem Nature
- Exclusive rights cover:
• Preventing unauthorised use.
• Blocking infringing licensing agreements.
• Other defensive actions linked to the mark. - Trademark rights are in rem (enforceable against the whole world, not just specific persons).
Negative Character of IP Rights & Fundamental Rights Analogy
- IP rights grant a time-limited monopoly but operate mainly as negative rights (rights to exclude):
• The owner may stop others;
• The owner is not automatically obliged/entitled to exploit the sign personally. - This negative posture resembles many fundamental rights in Sri Lanka’s 1978 Constitution (Chapter III), framed as prohibitions on state action rather than affirmative entitlements.
Pedagogical Emphasis (Master’s-Level Study)
- A postgraduate IP course should not merely catalogue statutory provisions but explore:
• Philosophical and theoretical foundations of IP.
• Practical application and policy debates (e.g., balancing trade liberalisation with IP protection).
• Contemporary trends in trademark scope and enforcement. - Hence the lecture sequence: start with TRIPS-level fundamentals, then proceed to domestic legislation.