POSC 418 Midterm exam
Foundations of Political Authority
- Max Weber – Types of Legitimate Authority
Understand the three forms of authority and how they justify political power.
- Traditional Authority
- Based on custom and long-standing traditions.
- People obey because "this is how things have always been done."
- Example: Monarchy or hereditary rule.
- Charismatic Authority
- Based on the personal qualities or charisma of a leader.
- Followers obey because they believe the leader is extraordinary.
- Example: Revolutionary leaders.
- Legal-Rational Authority
- Based on rules, laws, and formal institutions.
- Authority comes from legal systems rather than individuals.
- Example: Modern constitutional governments.
Social Contract Theory
- Philosophers Explain the Existence of Governments
Understanding why governments exist and where political authority comes from.
- John Locke
- State of Nature: A condition where humans live without government.
- People have natural rights: life, liberty, property.
- Why People Form Government
- Individuals create government to:
- Protect natural rights.
- Create impartial laws.
- Resolve conflicts.
- Purpose of Government
- Government exists primarily to protect natural rights.
- If it fails, people have the right to revolt.
- Jean-Jacques Rousseau
- General Will: The collective will of the people aimed at the common good.
- Freedom Through Obedience:
- Rousseau argues that obeying the general will is true freedom because:
- Citizens are obeying laws they collectively create.
- Individuals become part of the sovereign body.
- Montesquieu
- Separation of Powers:
- Government power must be divided into:
- Legislative
- Executive
- Judicial
- Why?: Concentrated power leads to tyranny; dividing power creates checks and balances.
The Federalist Papers & American Constitutional Design
- Federalist No. 10 – James Madison
- Faction: A group of citizens united by interests that may harm others or the public good.
- Why Causes Cannot Be Removed:
- Removing faction would require:
- Destroying liberty or
- Making everyone think the same.
- Both are impossible or undesirable.
- Madison’s Solution:
- Control the effects of factions through:
- A large republic.
- Representation.
- Competing interests.
- Federalist No. 51 – Checks and Balances
- Compound Republic: Power is divided:
- Between branches (legislative, executive, judicial).
- Between levels (federal and state governments).
- This creates "double security" for liberty.
- Federalist No. 78 – Judicial Review
- Alexander Hamilton argues courts must:
- Interpret the Constitution.
- Invalidate laws that contradict it.
- Reason: The Constitution is the supreme law.
Core Constitutional Doctrines
- Judicial Review
- Key Case: Marbury v. Madison (1803)
- What Happened: The Supreme Court ruled part of the Judiciary Act unconstitutional.
- Importance: Chief Justice John Marshall established that the Court has the authority to interpret the Constitution and invalidate laws.
- Sovereign Immunity
- Concept: States cannot be sued without their consent.
- Key Case: Chisholm v. Georgia (1793)
- The Court allowed a citizen to sue a state.
- Constitutional Response: The Eleventh Amendment reversed the ruling and protected states from such lawsuits.
Bill of Rights & Incorporation
- Original Rule
- Barron v. Baltimore (1833): The Bill of Rights only applied to the federal government, not the states.
- Incorporation Doctrine
- After the Civil War: The 14th Amendment’s Due Process Clause became the basis for applying many rights to the states.
- This process is called Selective Incorporation.
Substantive Due Process
- Key Case: Lochner v. New York (1905)
- Issue: New York limited the number of hours bakers could work.
- Court’s Reasoning: The law violated the liberty of contract protected under the 14th Amendment.
- Significance: Example of the Court using substantive due process to strike down economic regulation.
Constitutional Interpretation
- Originalism
- Interpret the Constitution based on its original meaning at the time it was adopted.
- Focus:
- Historical understanding.
- Framers’ intent.
- Textualism
- Interpret the Constitution based on the plain meaning of the text itself, without relying heavily on historical intent.
Stare Decisis
- Definition: The principle that courts should follow previous precedents.
- Exceptions: The Court may overturn precedent if:
- The previous ruling is clearly wrong.
- Legal reasoning is flawed.
- The rule is unworkable.
- Example Cases:
- Dobbs v. Jackson Women’s Health Organization (2022).
- Ramos v. Louisiana (2020).
Counter-Majoritarian Difficulty
- Concept: Judicial review allows unelected judges to overturn laws passed by democratic majorities.
- Democratic Concern: Courts may override the will of the people.
- Hamilton’s Defense
- In Federalist No. 78, courts protect the Constitution and minority rights from majority abuse.
Second Amendment Test
- Key Case: New York State Rifle & Pistol Association v. Bruen (2022)
- The Court established a history-and-tradition test: Gun regulations must be consistent with the historical tradition of firearm regulation in the United States.
Philosophical Tradition of the Declaration of Independence
- The claim that governments derive power from "consent of the governed" comes from the social contract tradition, especially:
- John Locke
- It emphasizes:
- Natural rights.
- Popular sovereignty.
- Right to revolution.
How to Prepare for the Essay Question
- Your professor expects you to:
- Connect philosophers → constitutional principles.
- Connect principles → Supreme Court cases.
- Explain tensions in constitutional interpretation.
- Example Essay Structure:
- Paragraph 1 — Thesis: Explain the debate over judicial power or constitutional philosophy.
- Paragraph 2 — Philosophical Foundations: Discuss thinkers like Locke, Madison, or Rousseau.
- Paragraph 3 — Constitutional Cases: Apply those ideas to cases (Marbury, Lochner, etc.).
- Paragraph 4 — Analysis: Explain tensions between democracy and judicial power.
- Paragraph 5 — Conclusion: Defend your own interpretation.