POSC 418 Midterm exam

Foundations of Political Authority

  • Max Weber – Types of Legitimate Authority Understand the three forms of authority and how they justify political power.
    • Traditional Authority
      • Based on custom and long-standing traditions.
      • People obey because "this is how things have always been done."
      • Example: Monarchy or hereditary rule.
    • Charismatic Authority
      • Based on the personal qualities or charisma of a leader.
      • Followers obey because they believe the leader is extraordinary.
      • Example: Revolutionary leaders.
    • Legal-Rational Authority
      • Based on rules, laws, and formal institutions.
      • Authority comes from legal systems rather than individuals.
      • Example: Modern constitutional governments.

Social Contract Theory

  • Philosophers Explain the Existence of Governments Understanding why governments exist and where political authority comes from.
    • John Locke
      • State of Nature: A condition where humans live without government.
      • People have natural rights: life, liberty, property.
    • Why People Form Government
      • Individuals create government to:
      • Protect natural rights.
      • Create impartial laws.
      • Resolve conflicts.
    • Purpose of Government
      • Government exists primarily to protect natural rights.
      • If it fails, people have the right to revolt.
    • Jean-Jacques Rousseau
      • General Will: The collective will of the people aimed at the common good.
      • Freedom Through Obedience:
      • Rousseau argues that obeying the general will is true freedom because:
        • Citizens are obeying laws they collectively create.
        • Individuals become part of the sovereign body.
    • Montesquieu
      • Separation of Powers:
      • Government power must be divided into:
      1. Legislative
      2. Executive
      3. Judicial
      • Why?: Concentrated power leads to tyranny; dividing power creates checks and balances.

The Federalist Papers & American Constitutional Design

  • Federalist No. 10 – James Madison
    • Faction: A group of citizens united by interests that may harm others or the public good.
    • Why Causes Cannot Be Removed:
      • Removing faction would require:
      • Destroying liberty or
      • Making everyone think the same.
      • Both are impossible or undesirable.
    • Madison’s Solution:
      • Control the effects of factions through:
      • A large republic.
      • Representation.
      • Competing interests.
    • Federalist No. 51 – Checks and Balances
      • Compound Republic: Power is divided:
      1. Between branches (legislative, executive, judicial).
      2. Between levels (federal and state governments).
      • This creates "double security" for liberty.
    • Federalist No. 78 – Judicial Review
      • Alexander Hamilton argues courts must:
      • Interpret the Constitution.
      • Invalidate laws that contradict it.
      • Reason: The Constitution is the supreme law.

Core Constitutional Doctrines

  • Judicial Review
    • Key Case: Marbury v. Madison (1803)
      • What Happened: The Supreme Court ruled part of the Judiciary Act unconstitutional.
      • Importance: Chief Justice John Marshall established that the Court has the authority to interpret the Constitution and invalidate laws.
    • Sovereign Immunity
      • Concept: States cannot be sued without their consent.
    • Key Case: Chisholm v. Georgia (1793)
      • The Court allowed a citizen to sue a state.
    • Constitutional Response: The Eleventh Amendment reversed the ruling and protected states from such lawsuits.

Bill of Rights & Incorporation

  • Original Rule
    • Barron v. Baltimore (1833): The Bill of Rights only applied to the federal government, not the states.
  • Incorporation Doctrine
    • After the Civil War: The 14th Amendment’s Due Process Clause became the basis for applying many rights to the states.
    • This process is called Selective Incorporation.

Substantive Due Process

  • Key Case: Lochner v. New York (1905)
    • Issue: New York limited the number of hours bakers could work.
    • Court’s Reasoning: The law violated the liberty of contract protected under the 14th Amendment.
    • Significance: Example of the Court using substantive due process to strike down economic regulation.

Constitutional Interpretation

  • Originalism
    • Interpret the Constitution based on its original meaning at the time it was adopted.
      • Focus:
      • Historical understanding.
      • Framers’ intent.
  • Textualism
    • Interpret the Constitution based on the plain meaning of the text itself, without relying heavily on historical intent.

Stare Decisis

  • Definition: The principle that courts should follow previous precedents.
  • Exceptions: The Court may overturn precedent if:
    • The previous ruling is clearly wrong.
    • Legal reasoning is flawed.
    • The rule is unworkable.
  • Example Cases:
    • Dobbs v. Jackson Women’s Health Organization (2022).
    • Ramos v. Louisiana (2020).

Counter-Majoritarian Difficulty

  • Concept: Judicial review allows unelected judges to overturn laws passed by democratic majorities.
    • Democratic Concern: Courts may override the will of the people.
  • Hamilton’s Defense
    • In Federalist No. 78, courts protect the Constitution and minority rights from majority abuse.

Second Amendment Test

  • Key Case: New York State Rifle & Pistol Association v. Bruen (2022)
    • The Court established a history-and-tradition test: Gun regulations must be consistent with the historical tradition of firearm regulation in the United States.

Philosophical Tradition of the Declaration of Independence

  • The claim that governments derive power from "consent of the governed" comes from the social contract tradition, especially:
    • John Locke
    • It emphasizes:
      • Natural rights.
      • Popular sovereignty.
      • Right to revolution.

How to Prepare for the Essay Question

  • Your professor expects you to:
    1. Connect philosophers → constitutional principles.
    2. Connect principles → Supreme Court cases.
    3. Explain tensions in constitutional interpretation.
  • Example Essay Structure:
    • Paragraph 1 — Thesis: Explain the debate over judicial power or constitutional philosophy.
    • Paragraph 2 — Philosophical Foundations: Discuss thinkers like Locke, Madison, or Rousseau.
    • Paragraph 3 — Constitutional Cases: Apply those ideas to cases (Marbury, Lochner, etc.).
    • Paragraph 4 — Analysis: Explain tensions between democracy and judicial power.
    • Paragraph 5 — Conclusion: Defend your own interpretation.