Detailed Study Notes on Chinese Dynasties and Confucianism

Early Chinese Statehood and Historiography

  • China was established as the first modern state, characterized by a centralized government and a dedicated corps of bureaucrats capable of executing the state's will. This system essentially persisted until 1911 CE.

  • The Chinese were among the first civilizations to record history systematically. One of the foundational Confucian Classics is the Shujing, also known as the Classic of History.

  • While the longevity of the Chinese record allows for contemporaneous observations, the narrative is heavily influenced by how the historians chose to tell the story, which is divided into periods known as dynasties.

The Dynastic Cycle: Definition and Succession

  • A dynasty is defined by the rule of an emperor (or king) originating from a continuous ruling family.

  • Dynastic succession traditionally featured male rulers, though there were significant exceptions. Empress dowagers wielded considerable power throughout history, and Empress Wu governed for more than 20 years, even founding her own dynasty.

  • A dynasty typically ends for one of two reasons:

    • The ruling family runs out of male heirs (a rare occurrence due to the use of concubines).

    • The emperor is overthrown via rebellion or war.

Chronological Overview of Chinese Dynasties

  • The chronology of Chinese dynasties follows a repeating cycle of rise, fall, and political reorganization:

    • Xia Dynasty: Regarded as fictional or legendary.

    • Shang Dynasty: The first historical dynasty, eventually overthrown by the Zhou.

    • Zhou Dynasty: Its decline led to a period of political chaos known as the Warring States period.

    • Qin Dynasty: Reunified China under a single emperor for the first time in 500 years. Though it lasted only 38 years, it gave the region its name (‐China‐).

    • Han Dynasty: Established the pattern for much of Chinese history, lasting for nearly 400 years.

    • Period of Chaos: Occurred after the fall of the Han, when no single dynasty ruled all of China.

    • Sui Dynasty: Followed by the Tang Dynasty.

    • Tang Dynasty: Succeeded by a short period of fragmentation before the Song Dynasty.

    • Song Dynasty: Noted for significant growth in commerce, yet eventually conquered by the Yuan.

    • Yuan Dynasty: Unusual because it was ruled by the Mongols; it was unpopular and eventually sparked rebellions.

    • Ming Dynasty: Known for building the Great Wall and creating famous vases; eventually fell to the Manchus.

    • Qing Dynasty: Founded by the Manchus, this was the final dynasty of China, ending in a rebellion similar to those in America, France, or Russia.

The Mandate of Heaven (Tianming)

  • The concept of the Mandate of Heaven dates to the Zhou Dynasty. Historians believe the Zhou created this concept to justify their overthrow of the Shang.

  • Before the Zhou, the primary deity was a high god called Shangdi. The Zhou introduced the concept of T’ian (Heaven) and portrayed it as eternal.

  • The Zhou retrospectively applied the Mandate of Heaven to the Xia, claiming the Xia kings lost the mandate due to immoral behavior, specifically tracing their downfall to ‐orgies in Ming Tiao.‐

  • Successive dynasties attributed the fall of their predecessors to moral failings. For instance, the last Shang emperor was accused of roasting and eating his opponents.

  • The Mandate of Heaven serves as an after-the-fact analysis for a cycle lasting 3000 years. It suggests that a ruler's legitimacy depends on upright, moral behavior. If an emperor behaves properly, the dynasty flourishes; if not, Heaven causes natural disasters (storms, floods) or peasant uprisings to signal the removal of the mandate.

Case Study: The Qin and Han Dynasties

  • Qin Shi Huangdi re-unified China using brutal methods. While his reputation for brutality was justified, it was also exaggerated by later Han historians to make the Han dynasty appear more legitimate.

  • Han historians claimed the Qin fell because murderous eunuchs manipulated emperors into committing suicide. This contrasted with early Han rulers like Emperor Wen (180 BCE).

  • Emperor Wen followed Confucian principles, ruled benevolently, avoided personal extravagance, stopped the practice of burning books, and reduced executions and punishments for criticizing the government.

Philosophical Foundations: Confucianism

  • Confucius was a minor official during the Warring States period. He developed a conservative philosophical and political system intended to create a stable society, which eventually became the basis for Chinese government and education.

  • The core of Confucianism is looking to the past and the model of sage emperors. Order is achieved through upright, moral behavior and knowing one's place in hierarchical relationships.

  • There are five key relationships in society, with the most important being the relationship between father and son. This is governed by filial piety—a son's reverential respect for his father.

  • Ideally, the father earns respect by caring for and educating the son, and the son reciprocates with respect. Both strive to be a Junzi, or a ‐superior man.‐

Elements of Junzi (The Superior Man)

  • To become a Junzi, one must study history, poetry, and paintings to understand beauty and historical antecedents.

  • Two complex concepts define Junzi-ness:

    • Ren: Usually translated as ‐propriety.‐ It involves understanding and practicing proper behavior in every situation, tailored to the specific relationship involved.

    • Li: Often translated as ‐ritual.‐ It refers to religious rituals, particularly those associated with the veneration of ancestors.

The Symbiosis of History and Scholarship

  • Traditional Chinese historians were Confucian scholars. They believed that to maintain the Mandate of Heaven, an emperor must behave like a good Confucian and avoid immoral acts.

  • This creates a circular logic: scholars write the history that defines how an emperor should act, and they argue that the best way to maintain power is to read the Confucian Classics written by those same scholars.

  • While modern historians might link peasant uprisings and leadership changes to the direct negative effects of floods and storms, the traditional Chinese view emphasizes the moral dimension of these events.

Questions & Discussion

  • Me From The Past: Mr. Green, I didn’t even say anything. That doesn’t seem very fair.

  • Response: Shh!

  • Open Letter to the Xia Dynasty:   Dear Xia Dynasty, why you gotta be so fictional? You contain all of the most awesome emperors, including my favorite emperor of all time, Yu the Engineer. There are so many The Greats and The Terribles among royalty and so few The Engineers. We need more kings like Yu the Engineer: Peter The Mortgage Broker; Danica The Script Supervisor; Stan The Video Editing and Producer Guy. Those should be our kings! I freakin’ love you, Yu, The Engineer. And the fact that you’re not real – it breaks my heart, in a way that could only be fixed by Yu The Engineer. The circularity actually reminds me of the Mandate of Heaven. Best wishes, John Green.

  • Secret Compartment: It contained an iPhone, which does not factor into Chinese history until much later.

  • Closing Discussion: Next week's topic was initially confused with ‐Alexander the Grape,‐ described as a less sour, grapey-er lemonhead, before being corrected to Alexander the Great.