Chapter 1 Summary: Introduction to Accounting and Business

Nature of Business and Accounting

  • A business assembles resources (inputs) to provide goods/services (outputs).

  • Profit = Revenues - Expenses

  • Types of businesses:

    • Service: Provides services.

    • Retail: Sells products purchased from other businesses.

    • Manufacturing: Converts inputs into products.

Role of Accounting and Ethics

  • Accounting provides information for:

    • Managers to operate the business.

    • Users to assess economic performance.

  • Accounting is an information system reporting on economic activities.

  • Accountants must be ethical for trustworthy information.

  • Ethics are moral principles guiding conduct.

  • Unethical behavior arises from:

    • Failure of individual character.

    • Culture of greed and ethical indifference.

Generally Accepted Accounting Principles (GAAP)

  • GAAP: Accounting standards, principles, and assumptions for financial reporting.

  • Accounting standards: Rules for individual transactions.

  • Principles/assumptions: Framework for standards.

  • FASB develops accounting standards in the U.S.

  • SEC oversees financial disclosures for publicly traded companies.

  • IASB sets standards outside the U.S.

  • Financial information should be:

    • Relevant: Impacts decision-making.

    • Faithful representation: Accurately reflects economic activity.

    • Enhanced by comparability, verifiability, timeliness, and understandability.

Assumptions in Financial Accounting

  • Monetary unit: Reports in a single currency.

  • Time period: Reports activities regularly for specific periods.

    • Fiscal year: Annual accounting period.

    • Natural business year: Ends when activities are at their lowest.

  • Business entity: Limits data to the business's activities.

  • Going concern: Assumes the entity will continue operating.

Forms of Business Entities

  • Proprietorship: Owned by one individual.

  • Partnership: Owned by two or more individuals.

  • Corporation: Organized under state/federal statutes; separate legal entity.

  • Limited liability company (LLC): Combines partnership and corporation attributes.

Principles of Financial Accounting

  • Measurement: Determines recorded amounts.

    • Arm’s-length transactions: Objective and verifiable amounts.

    • Historical cost principle: Record at initial transaction price.

  • Revenue recognition: Determines when revenue is recorded.

  • Expense recognition (matching principle): Record expenses in the same period as related revenue.

The Accounting Equation

  • Assets = Liabilities + Equity

Business Transactions

  • Economic events changing an entity’s financial condition.

  • Recorded in terms of changes in the accounting equation.

  • Examples:

    • Issuing common stock: Increases assets (Cash) and equity (Common Stock).

    • Purchasing land: Changes asset composition but not total assets.

    • Purchase on account: Increases assets (Supplies) and liabilities (Accounts Payable).

    • Providing services for cash: Increases assets (Cash) and equity (Fees Earned).

    • Paying expenses: Reduces assets (Cash) and equity.

    • Paying creditors: Reduces assets (Cash) and liabilities (Accounts Payable).

    • Supplies used: Decreases assets (Supplies) and equity (Expenses).

    • Paying dividends: Decreases assets (Cash) and equity.

Financial Statements

  • Primary statements:

    • Income statement: Revenues and expenses for a period.

      • Net income = Revenue - Expenses

    • Statement of stockholders’ equity: Changes in equity for a period.

    • Balance sheet: Assets, liabilities, and equity at a specific date.

    • Statement of cash flows: Cash inflows and outflows for a period, categorized by operating, investing, and financing activities.

Financial Statement Interrelationships

  • Net income from the income statement flows to the statement of stockholders’ equity.

  • Ending balances of common stock and retained earnings from the statement of stockholders’ equity flow to the balance sheet.

  • Cash balance on the balance sheet matches the ending cash balance on the statement of cash flows.

Ratio of Liabilities to Stockholders’ Equity

  • Ratio=TotalLiabilitiesTotalStockholdersEquityRatio = \frac{Total Liabilities}{Total Stockholders' Equity}

  • Used to evaluate a company’s financial condition.