Criminal Courts: Structure, Process, and Issues - Pretrial Procedures and the Trial Process Study Notes
Criminal Courts: Structure, Process, and Issues
Chapter 7: Pretrial Procedures and the Trial Process - Learning Objectives
- Overview of Chapter: This chapter focuses on critical pretrial procedures and the trial process.
Learning Objectives (1 of 2)
- Understand the processes of:
- Arrest and booking of suspects.
- Initial appearance in court.
- Conditions and granting of bail.
- Summarize the Bail Reform Act of 1984 and its implications.
- Identify the role of fugitive recovery agents (bounty hunters).
- Explain the necessity of a speedy trial for defendants.
- Compare bench trials versus jury trials.
Learning Objectives (2 of 2)
- Understand the trial process from indictment to jury instructions.
- Recognize various pretrial motions:
- Motion to suppress.
- Motion for dismissal.
- Motion for discovery.
- Motion for continuance.
- Motion for change of venue.
- Describe opening arguments and their purposes.
- Analyze the state’s case presentation, including cross-examination rights.
- Understand the role of eyewitnesses and expert testimony.
- Summarize defense presentation and closing arguments.
- Analyze jury deliberation processes and verdict requirements.
Introduction
- Processing of Defendants: The whole criminal justice process, from arrest to conviction, can impact the defendant's opportunity for appeal or legal challenges in higher courts.
Arrest and Booking
Arrest
- Definition: Arrest refers to taking offenders into custody; typically performed by police officers.
- Terminology: Persons who are arrested are referred to as arrestees.
- Little details: For misdemeanor or felony cases, officers must have reasonable suspicion to detain individuals for investigation.
- Probable Cause: Following detention, if officers acquire probable cause, they can formally arrest suspects for further processing.
Booking
- Definition: Booking is the administrative process of obtaining personal background information about arrestees.
Initial Appearance
- Definition: The initial court appearance involves informing defendants of the charges against them, post-booking.
- Importance: Ensures defendants understand the specific charges they face.
The Right to Bail
- Historical Context: Rights against unreasonable searches, double jeopardy, self-incrimination, trial by jury, and bail stem from early English common law and are embodied in the Bill of Rights.
Bail
- Definition: Bail is a surety that ensures an arrested individual's appearance in court.
- Bail Bond: A written assurance often backed by money or securities to confirm a suspect's return for trial.
Bail Bondsmen and Bonding Companies
- Functions: Bail bondsmen and bonding companies post bail for suspects and charge a non-refundable fee (typically 10%) for their services.
Criticisms of Bail
- Eighth Amendment Context: States excessive bail and fines should not be imposed.
- Social Implications: Criticisms include:
- Bail discriminates against the poor, preventing them from preparing a defense.
- Longer sentences are often given to detained individuals.
Competing Goals of Bail
- Extralegal Variables: Race, gender, and socioeconomic status may unfairly influence bail decisions, despite their irrelevance to legal processes.
- Overview: This law allows magistrates and judicial officers greater discretion in determining bail eligibility.
- Special laws: Some states have enacted laws denying bail to violent sex offenders.
Preliminary Hearings
- Definition: Occurs after the initial appearance to determine probable cause exists for a charge against the defendant.
Grand Jury Action
- Definition: Grand juries, composed of citizens, examine evidence from a prosecutor to decide whether to indict.
- True Bill vs. No Bill: A true bill leads to arraignment; a no bill results in dismissal of charges.
Arraignments
- Purpose: Formal proceeding to inform defendants of charges and allow them to enter pleas (guilty, not guilty, nolo contendere).
Guilty Pleas
- Nature: A guilty plea is akin to a confession; judges ensure it's voluntary and that defendants understand the charges against them.
Not Guilty Pleas
- Consequences: Leads to a trial date being set; the judge decides if bail continues based on the defendant's status.
Nolo Contendere Pleas
- Definition: A plea where the defendant does not contest the charges but does not admit guilt, preserving their right to challenge the law's validity.
The Speedy Trial Act
- Provisions: Requires that if a not guilty plea is entered, the trial must start within 70 days from indictment or arraignment, with specific conditions for delay.
Jury versus Bench Trials
- Jury Trials: A panel of 12 jurors hears felony cases, where defendants have the right to a jury trial.
- Bench Trials: Conducted by a judge without a jury, typically for minor offenses.
Right to a Jury Trial
- Those charged with felonies are guaranteed this right; jurors decide guilt or innocence, while the judge sentences if necessary.
The Trial Process
- Frequency of Trials: Most criminal cases are resolved through plea agreements rather than trials.
Opening Arguments
- Conduct: Prosecutor speaks first unless waived; defense follows, with significant leeway in addressing the jury.
The State Presents its Case
- Process: Prosecution introduces evidence; witnesses are sworn to ensure truthfulness during direct examination.
Re-Direct Examination
- Definition: A follow-up questioning by the party that called the witness, aimed at clarifying or elaborating on previous testimony.
Re-Cross-Examination
- Importance: Entitles either side to further examine witnesses based on new evidence or connections made during the trial.
Impeaching Witnesses
- Definition: Challenges a witness's truthfulness; defense attorneys have multiple strategies to impeach credibility.
Eyewitnesses and Expert Witnesses
- Role of Experts: Testimony can include forensic analysis, mental state evaluations, and more; this type of testimony plays a critical role in linking the defendant to the crime.
Victim-Witness Assistance Programs
- Purpose: Provide support to witnesses, helping them understand court processes and feel comfortable within the justice system.
Children as Eyewitnesses
- Concerns: Child witnesses' reliability, especially in sexual abuse cases, raises significant issues, often with the involvement of parents in the decision to testify.
Trial Proceedings
- Defense Motions: Defense can request a directed verdict of acquittal if the prosecution hasn't met its burden of proof.
The Defense and Summation
- Defense Strategy: The defense presents evidence and witnesses favorable to the defendant; defendants may choose whether to testify.
The 5th Amendment
- Right Not to Testify: Protects defendants from self-incrimination, but not testifying may lead the jury to infer guilt.
Jury Deliberations
- Process: After final arguments, the jury receives instructions on deliberation procedures to reach a verdict.
Jury Deliberation Process
- Steps: Deliberation involves setting an agenda, reviewing evidence, voting, and reaching consensus or declaring a hung jury if undecided.
Must Juries Agree on a Verdict?
- Federal Courts: Require unanimous verdicts from a 12-person jury.
- State Courts: May require fewer jurors (down to six), varying state guidelines.
The Verdict and its Aftermath
- Procedure: Jury returns the verdict; a “not guilty” decision leads to the defendant's release.
Consequences of a Guilty Verdict
- Rights of Defendant: The defendant has the right to appeal; a request for directed verdict can be made post-verdict, which may or may not be granted by the judge.
- Appeals Process: The appeal can take years, often requiring review by higher courts before reaching the U.S. Supreme Court.