Tocqueville's Democracy in America: Connection Between Democracy and Society

Introduction

  • Lecture focuses on Tocqueville's analysis of the connection between democracy and society in "Democracy in America."

  • Democracy is not just a political system but deeply intertwined with social, cultural, and economic systems.

Tocqueville's Perspective on Democracy

  • Tocqueville emphasizes that democracy must be understood in the context of society as a whole.

  • He illustrates how political systems are related to societal structures—the interaction varies from place to place.

Contrast: France vs. United States

  • In France, established institutions (e.g., the Catholic Church, laws of property, aristocracy) maintained a monarchical form of government.

  • In contrast, the United States had systems that encouraged and reinforced democratic ideas and practices.

  • Tocqueville asserts democracy arises not merely from institutional design but from specific societal conditions.

Implications of Cultural Change

  • Tocqueville reflects that a change in culture can lead to political system changes.

Political Culture and Democracy

  • Culture and political institutions have a reciprocal influence on each other, shaping and reinforcing one another.

  • Politics reflects culture while simultaneously constituting it.

    • Focus should go beyond laws and institutions to the pervasive culture.

The Concept of Social State

  • Tocqueville's idea of the "social state" refers to societal structures, particularly economic conditions, including:

    • Distribution of property

    • Class relations

    • These aspects create the foundation for dynamics in political systems.

Equality in the Social State
  • Tocqueville notes an unprecedented form of equality in the United States compared to other parts of the world.

  • He highlights the absence of permanent inequalities or caste systems.

    • Acknowledgement that slavery is a significant exclusion from this condition of equality.

  • America was distinguished by its lack of fixed status, enabling earlier and intense democratic developments.

Influence of Equality of Conditions

  • Tocqueville states that equality of conditions shapes public spirit, laws, governance, and the habits of the governed.

  • He indicates that equality does not generate everything but modifies existing frameworks, influencing political institutions and social attitudes (mores).

Defining Mores
  • Mores are defined as social attitudes, morals, and norms manifesting in habits or repeated practices.

  • They consist of identifiable national character reflective of societal behavior, providing consistency and predictability over time.

  • Tocqueville articulates that mores exert a "lasting influence" on societal operations.

Understanding Democracy through Cultural Values

  • To truly understand democracy, one must first comprehend its cultural underpinnings.

  • The relationship between social state, laws, customs, and ideas points to a reciprocal effect where each influences the others.

Characteristics of American Social State

  • Described as eminently democratic, Tocqueville expands democracy beyond elections to encompass interactions among individuals.

  • The absence of ascribed status in the social state allows for social mobility:

    • No titles of nobility or guaranteed status are prevalent, which is pivotal when juxtaposed with European aristocracies.

  • While economic equalities may not be perfect, there is economic vulnerability across all classes, emphasizing no fixed status for any group.

Social Mobility in Historical Context
  • Social mobility was more pronounced at the time of Tocqueville's writing compared to present conditions.

    • Scholars indicate that socioeconomic gaps were narrower, and upward mobility was more frequent.

  • Quintile Analysis: Modern scholars divide economic groups into quintiles, where historical fluidity has diminished.

    • Current mobility is drastically slower than during Tocqueville’s observations.

Case Studies of Social Mobility
  • James Wilson: A framer of the Constitution who experienced extreme financial downfall and imprisonment.

  • Robert Morris: Another framer whose fortune drastically changed from wealth to poverty, reinforcing the notion of economic vulnerability.

The Role of State Laws in the Social State

  • Tocqueville describes the importance of property laws and their social implications:

    • Abolishment of entail and primogeniture influenced property fluidity, which contributed to the democratic approach.

    • This allowed for property to circulate among individuals, reducing aristocratic privileges and fostering economic equality.

Defining Entail and Primogeniture
  • Entail: Laws keeping estates intact through generations, preventing sales or transfers, reinforcing aristocracy.

  • Primogeniture: Laws dictating that the oldest male heir inherits entire estates, perpetuating wealth concentration.

  • Absence of these laws in America fostered a culture where professionalism was valued instead of idleness, due to economic vulnerability.

Cultural Impacts of Economic Mobility
  • The focus on developing careers creates cultural consequences, including a:

    • Materialistic pursuit of wealth.

    • Devaluation of intellect, leading to a prioritization of career over arts and philosophy.

The Propagation of Equality

  • Tocqueville theorizes once equality emerges in one area, it diffuses into others (e.g., education, politics, manners).

    • Public education began spreading, emphasizing access rather than exclusivity.

    • In political spheres, individuals were encouraged to pursue office irrespective of their social or family background.

A Consideration of Gender Equality
  • Tocqueville discusses emerging gender equalities, illustrating trends towards increased women's educational opportunities and involvement in marriage choices.

The Contrast with Aristocracy
  • Relative equality encourages sympathy and friendliness among individuals, contrasting starkly with aristocratic structures where rank insulates individuals from commoners.

Complexities of Equality

  • Tocqueville observes that while equality can promote a sense of community and friendship, it can lead to both elevation and degradation:

    • The desire for equality can result in mediocrity, as strong individuals may be more readily envious of each other's successes.

    • This parallels concerns about the election of capable representatives, where mediocrity becomes accepted.

Forms of Liberalism in Tocqueville's Work

  • Tocqueville is a proponent of a specific type of liberalism emphasizing individual liberty and rights.

    • He appreciates the American passion for equality while cautioning against its potential drawbacks (e.g., mediocrity, mob rule).

    • Liberalism in this sense prioritizes individual autonomy over collective equality.

Tensions between Liberty and Equality

  • Tocqueville highlights the conflict between popular majority opinion and individual liberty:

    • Majority desire might not always align with personal autonomy, suggesting a concern for protecting individual greatness against democratic mediocrity.

    • His discussion invites questions about the ability of a democratic government to enable individual greatness or deter it.

Conclusion

  • Overall, Tocqueville's analyses emphasize that social and cultural conditions in America shaped democracy in ways significantly different from Europe.

  • His reflections yield insights into the nature of equality, mobility, and the interplay between culture and politics.