chapter 3.2 - healthcare law

health-related law

  • body of rules for the conduct of individuals & organizations

    • created by federal, state, & local government

    • ensures a minimal standard of action by individuals & organizations

    • interpreted differently & changed over time

    • rules & regulations are interpretations of law

  • public law

    • enforces relationships & regulations between government & the public

  • private law

    • manages issues between individuals or groups

      • civil law

        • wrongful acts against individuals & organizations based on contractual violations

        • torts

          • type of wrongful acts in civil law that cause harm, which may not have a pre-existing contract

      • criminal law

        • actions that are illegal, based on the court decisions

          • activity must be proven without a reasonable doubt of guilt private law manages issues between individuals or groups

  • law vs policy

    • policy is more broad, guidance, decision to address a long term purpose

    • law is an established procedure, standard & system of rules that will have penalty if violated

  • health policy

    • laws, rules, regulations, principles, plans, or actions taken to achieve health-related goals in society

    • may address health at all levels → production, delivery, & financing of health care services

    • all levels of government influence health policy

    • can be used to enforce regulation/allocate resource

    • ex) food safety policy, substance abuse policy

health related legislation

  • health consumer laws

    • address how healthcare is provided to consumers

      • EMTALA, HIPAA

  • antitrust laws

    • protect consumers by ensuring market competition so consumers have a choice for healthcare

      • enforced by federal trade commission & department of justice

  • employment-related legislation

    • ensures protection of employer & employees rights in the workplace, including the healthcare industry 

      • ADA, FMLA

HIPAA & the privacy rule - public example

  • HIPAA - health insurance portability & accountability act national standards

    • protect a patient’s personal medical records & other personal health info maintained by healthcare providers, hospitals, insurance companies, and health plans

  • privacy rule

    • established the first set of national standards for the protection of
      individual health info

      • assure that an individual’s health information was protected
        while allowing the flow of information to provide high-quality health care

      • requires safeguards to protect information and sets limits on the use/disclosure of the health information without the knowledge and consent of the individual

      • 2 exceptions

        • an individual can request a copy of their health record

        • information needed for a police investigation

    • PHI - protected health info

mental health parity & addiction equity act - public example

  • mental health & substance use disorder treatment must be offered at the same level & cost as medical/surgical benefits

    •  plans cannot impose annual/lifetime limits on mental health benefits

    • includes group insurance provided by employer of 50+, insurance purchased on the exchange, & Medicaid/CHIP

    • *medicare is not subject to this law

GINA - public example

  • genetic info nondiscrimination act

    • prohibits U.S. insurance companies and employers from discriminating based on info derived from genetic tests

    • forbids insurance companies from discriminating through
      reduced coverage or price increases

    • prohibits employers from making adverse employment decisions based on a person’s genetic code

  • genetic info

    • an individual’s request for genetic services

    • if someone or a family member participates in a clinical
      trial that collected genetic info

    • the genetic info of a fetus of a pregnant woman or
      an embryo is used is assisted reproductive methods

healthcare provider

  • a doctor of medicine or osteopathy who is authorized to practice medicine or surgery (as appropriate) by the state in which the doctor practices

  • OR

  • any other person determined by the secretary to be capable of providing
    health care services

    • ex) dentists, clinical psychologists, optometrists, chiropractors,
      nurse practitioners, nurse midwives

legal relationship between provider & healthcare consumer

start of provider-consumer relationship

  1. care contract

  2. informed or statutory consent

  3. patient bill of rights

  4. standard of care/negligence or malpractice/liability insurance

end of provider-consumer relationship

  • not al provider/consumer relationships have negligence or malpractice, may also not be a linear process

care contract

  • mutually agreed upon relationship between a provider and patient

  • contract to care

    • for a designated population is often indicative of an HMO or managed care contract (in-network)

      • physician is contractually required to care for those member patients of a managed care organization

  • express contract

    • simple contract & is a mutual agreement of care between the provider & patient

      • may be defined verbally or in writing

      • clearly states terms of agreement

      • physician may define limitations of contract, including parameters of care

  • implied contract

    • implied from actions of a patient or provider

      • if physician gives advice regarding medical treatment

      • patient extends their arm in a lab draw chair prior to lab work

informed consent

  • based on the patient’s right to make an informed decision regarding a medical or surgical treatment

  • legal requirement in all 50 states

  • provider is responsible for discussing with patient:

    • diagnosis if it has been established

    • nature of a proposed treatment or procedure, w risks & benefits, any alternatives & risks & benefits of those alternatives

    • risks & benefits of not agreeing to procedure/treatment

  • statutory consent

    • if individuals cannot provide informed consent

    • presumes a reasonable person would give consent to the lifesaving procedure

    • ex) heimlich maneuver

  • assent

    • affirmative agreement to take part in a clinical investigation

    • not always required by law nor for medical treatment

    • may be required for participation in a clinical study

      • children as young as 7 can provide this, but must be developmentally able to understand what the decision entails


patient bill of rights

  • patient has right to all info from provider regarding testing, diagnoses, & treatments

  • patient self determination act of 1990

    • requires hospitals, nursing homes, home health providers, hospices, & MCOs that provide services to medicare & medicaid eligible patients to supply info on patient rights to them upon admission

standard of care & medical malpractice

  • standard of care

    • used to determine if a medical practice was negligent or evidence of malpractice

    • reasonable person standard 

      • did someone act with the same care as someone with similar credentials in the same circumstances?

  • medical malpractice

    • improper treatment of a patient leading to injury, damage or loss

      • negligence

        • unintentional act or omission of an act that puts the patient’s health at risk

        • failure to act in the same way a reasonable person would in the same circumstances, that may lead to harm

      • intentional tort

        • assault & battery

        • intentional harm

        • invasion or privacy

  • patient must show clinician acted w negligence & it results in jury or harm to patient, showing these ways:

    • professional duty to patient

    • breach of duty

    • breach led to injury/harm to patient

    • proven causation between breach of duty & damage

end of provider-consumer relationship

american medical association provides 5 steps for physician to terminate a relationship:

  1. giving patient written noticed → certified mail

  2. providing patient w specific reason for termination

  3. continuing to provide care for a reasonable period of time so patient can find other care

  4. providing assistance to patient to find other care

  5. offering to transfer all medical records w patient permission

  • following this helps prevent being accused of patient abandonment