Congress and Policymaking Review
Structures, Powers, and Functions of Congress Impacting Policymaking
Committees
- Definition: Specialized groups within Congress that debate, amend, and vote on whether a bill should advance.
Types of Committees
- Standing Committees: Permanent committees that are always in existence.
- Special/Select Committees: Temporary committees established for a specific purpose.
- Joint Committees: Committees that include members from both the House and Senate.
- Conference Committees: Committees that resolve differences between the House and Senate versions of a bill; the hybrid version is then voted on by both chambers.
Key Terms and Concepts for Committees
- Mark Up Process: The procedure in which amendments are proposed and added to a bill. This is where a bill is edited in committee.
- Hearings: Sessions in which experts testify about bills, advocating for or against them.
- Part of the Iron Triangle: The interaction of special interest groups, the federal bureaucracy, and Congressional Committees leads to legislation being reshaped and passed.
- Logrolling: A practice of trading favors between legislators, typically involving the amending of bills.
- Riders: Provisions added to a bill that have little or no relevance to the main bill's content.
- Pork Barrel Spending: Specific funding in a bill that benefits constituents or districts, frequently used to gain political favor.
- Earmarks: Designated funds-specified funding portions to go to particular projects, often included in larger bills.
Federal Budget
Key Terms
- Expenditures: The total spending by the government.
- Revenue: The income generated by the government, including taxes and other fees.
- Deficit: The situation in which government spending exceeds its income.
- Surplus: When the government earns more than it spends.
- Balanced Budget: A budget in which total revenues equal total expenditures.
- Debt: The cumulative amount of deficits over time.
- Debt Ceiling: A legal limit on the amount of national debt that can be incurred, requiring Congressional approval to exceed. Violation may result in government shutdowns.
Types of Spending
Mandatory Spending: Expenditures required by law.
- Examples: Social Security, Medicare, Medicaid, and interest on the national debt.
- Notes: Budget bills related to mandatory spending can be handled through Reconciliation, a process that allows certain bills to bypass the filibuster.
Discretionary Spending: Spending that is not required by law and is subject to annual appropriations.
- This can be divided into 12 appropriations subcommittees or categorized into general segments like healthcare or military.
Budget Process
- Each agency within the executive departments submits budget requests to the Office of Management and Budget (OMB).
- The OMB sends these requests to the President of the United States (POTUS).
- The POTUS presents these requests to Congress in the spring.
- Within both the House and Senate, there are appropriations committees responsible for funding.
- Each appropriations committee consists of 12 subcommittees, which pass appropriations bills that fund government activities.
- If bills are combined into a single large bill, this is known as an omnibus package.
- House and Senate budget resolutions are drafted and passed.
- If a resolution fails, a continuing resolution extending previous appropriations may be enacted to prevent a shutdown.
- If no resolution is passed by October 1 of the new fiscal year, the government will shut down.
Key Concepts
- Authorization: A requirement that every program receiving federal funding must be officially approved for existence.
- Appropriations: The act of allocating actual funds to various programs existing within federal agencies.
Major Sources of Revenue
- Payroll Taxes: Fund programs like Social Security and Medicare.
- Federal Income Tax: Tax levied on individual incomes.
- Corporate Income Tax: Tax imposed on corporate earnings.
- Excise Taxes: Taxes on specific goods and services.
Ways to Lower National Debt
- Grow the Economy: Stimulate economic growth to increase revenue.
- Increase Taxes: Raise tax rates to generate more revenue.
- Cut Spending: Implement austerity measures and cuts to social services, although these are typically unpopular.
Consequences of National Debt
- Increased competition for available financial resources.
- Lead to higher interest rates across the economy.
- Dampen business investment due to financial uncertainties.
- Contribute to inflationary pressures.
- Overall detrimental effects on economic health.
Bill to Law Process
- A bill is written aided by lobbyists, special interest groups, and think tanks.
- Bill is introduced in the House of Representatives.
- The Speaker assigns the bill to an appropriate committee.
- Committee activities include:
- Hearings on the bill.
- Mark-up sessions where the bill is amended, debated, and voted on.
- The bill is sent to the Rules Committee for regulations regarding debate and voting procedures.
- The bill is debated and voted on the House floor.
- The process repeats in the Senate.
- If passed by both chambers, it goes to a Conference Committee to resolve any differences.
- The President can sign the bill into law or veto it (Congress can override a veto).
Congressional Behavior
Influencing Factors
- Partisanship: The inclination toward one political ideology over others.
- Polarization: The increasing division and extremity of views among the two major parties.
- Divided Government: A scenario where the Presidency is held by one party while the opposing party controls either the House or Senate.
- Gridlock: The inability of Congress to pass legislation due to political disagreements.
Coalitions
- Definition: Temporary alliances formed within political contexts.
- Party Coalitions: Combinations within a political party that include differing factions (e.g., social conservatives and fiscal conservatives).
- Candidate Coalitions: Groupings based on shared values that enhance a candidate's appeal (e.g., Barack Obama’s diverse supporter base).
Models of Congressional Behavior
- Trustee Model: Legislators act according to their own judgment for the perceived best interests of their constituents, even against their constituents' wishes.
- Delegate Model: Legislators strictly represent the preferences of their constituents, even against their own opinions.
- Politico Model: A blend of the trustee and delegate approaches, legislators act as trustees until doing so is politically adverse, then revert to acting as delegates.
Reapportionment, Redistricting, and Gerrymandering Process
- Reapportionment: The process of reallocating House seats based on the decennial census.
- Redistricting: The act of redrawing Congressional district boundaries following reapportionment, usually undertaken by state legislatures.
- It can involve bipartisan commissions, independent commissions, or, in some cases, AI algorithms for fairness.
- Gerrymandering: The manipulation of political district boundaries to favor one party over another. Named after Elbridge Gerry, whose district resembled a salamander in a political cartoon.
Redistricting Rules
- All districts must be contiguous, maintaining a continuous shape.
- All districts must have equal population sizes to uphold the “one person, one vote” principle.
- Cracking: Splitting opposition voters into various districts to dilute their influence.
- Packing: Concentrating opposition voters into a few districts to minimize their impact on other districts.
Supreme Court Cases Pertaining to Redistricting
- Baker v. Carr: Established that redistricting is a justiciable issue. The case challenged Tennessee’s congressional districts, which had not been redrawn for decades despite population shifts. Ruled unconstitutional under the 14th Amendment due to unequal representation.
- Reno v. Shaw: Concerned the creation of majority Black districts in North Carolina; while intentions aligned with civil rights, it was deemed unconstitutional due to its violation of the 14th Amendment due to the manner of implementation.