ANT 111 Exam

10/28/24 EBA Ch. 11 (pp. 314-321) 

The Origins and Evolution of Early Homo

  • Ernst Haeckel (1834-1919): Germany's preeminent anatomist and evolutionary biologist of the late 19th century

    • Came up with an entirely different origin scenario (than Darwins: Africa as the birthplace of the earliest hominins)

    • Reasoned that the Asian great ape, the orangutan, is more anatomically similar to humans than are the African great apes

    • He went into great detail, even including a name: Pithecanthropus, meaning “ape-man”

  • Eugene Dubois (1858-1940): discovered, on the island of Java, one of the southernmost islands of what is now Indonesia, he discovered what was later identified as Homo erectus 

    • Not Homo sapien– it had a low and long braincase, no forehead to speak of, and large brow ridges like apes’

    • Dubois estimated that in life the brain had been about 1,000 cc, too big for a modern ape (a chimpanzee’s brain is 400cc) and too small for a modern human (the average human brain today is about 1,450cc)

    • He called his fossil Pithecanthropus erectus meaning “upright-walking ape-man” (later known as homo erectus)

  • Dubois was wrong in thinking that evidence of the earliest human would be found in Southeast Asia, but he was working in a scientific vacuum.

Homo habilis: The First Species of the Genus Homo

  • Modern humans are distinctive in having large brains and depending on material culture for survival.

    • Rather than relying on their bodies for collecting, processing, and eating food, modern humans rely on tools and technology as part of their adaptive strategy.

  • Soon after the discovery of the massively robust australopithecine Australopithecus boisei, remains of a hominin having jaws, teeth, and a fact that were relatively smaller and a relatively larger brain were found, also in Olduvai Gorge.

    • Its describers–Louis Leakey, Philip Tobias (1925-2012), and John Napier–recognized the significance of this combination of characteristics and named the new hominin Homo Habilis meaning “handyman” 

  • Homo habilis: the earliest Homo species, a possible descendant of Au. Garhi an ancestor to H. erectus; showed the first substantial increase in brain size and was the first species associated with the production and use of stone tools. 

    • Homo habilis is now known from Tanzania, Kenya, Ethiopia, Malawi, and South Africa–the same geographic distribution as that of the contemporary australopithecines. 

    • Found on the eastern side of Kenya’s Lake Turkana is sometimes called Homo rudolfensis

      • The major difference is that H. rudolfensis is somewhat bigger than H. habilis. 

  • H. habilis differs in its anatomy from the robust australopithecines dating to about the same time in East Africa and South Africa

    • Australopithecus boisei had an enormous chewing complex–its back teeth, jaws, and face were very large–but it had a small brain.

    • H. habilis had a smaller chewing complex and increased brain size, this gave the skull a more rounded, or globular, appearance (began the lineage leading to modern humans 

  • This all suggests that the evolutionary transition and appearance of Homo was sometimes around 3.0-2.5 mya

    • EX. Ledi-Geraru in the Afar region of Ethiopia, a partial mandible dating to 2.8 mya combines large teeth (Australopithecus) with Homo-like morphology 

  • For many years, H. habilis was known from just skulls and teeth 

    • Excavations at Olduvai Gorge in the 1980s by Donald Johanson and his field teams led to the discovery of a very fragmentary but important skeleton of H. habilis, known as OH 62 

      • The skeleton is from an individual that was about 1.1 m (3.5ft)-like the australopithecines; also had short legs in comparison to its arms 

Homo habilis: The First Member of Out Lineage 

  • Homo habilis was the first hominin to have anatomical and behavioral characteristics that foreshadowed the evolution of Homo sapiens: greater intelligence, reliance on tools, and dietary and behavioral flexibility 

    • Location: Africa (olduvai Gorge, Lake turkana, Afar, Omo, uraha, Sterkfontein)

    • Chronology; 2.8-1.8 mya 

Biology and Culture (compared with Australopithecines)

Feature 

Evidence 

Outcome 

Tool use (Oldowan)

Skulls teeth

Smaller face and smaller jaws 

Intelligence 

Brain size 

Increase (to 650cc)

Diet (scavenging, plant collecting)

Plants available, butchery of animals 

Perhaps more generalized, increased access to animal sources of protein 

locomotion

The ratio of leg length to arm length 

No significant change 



Homo habilis’s adaptation: intelligence and tool use become important 

  • Homo habilis’s short legs indicate that the species retained a primitive form of bipedalism, more australopithecine than human 

  • Much more telling about H. habilis’s adaptation and evolution are skull and teeth morphology and evidence of the making and use of stone tools 

    • Fossil skills and fossil teeth reveal that this hominin ancestor had a larger brain, smaller chewing muscles, and smaller teeth than those of earlier and contemporary hominins, the australopithecines 

    • Anatomical evidence from the study of hand bones, such as the presence of muscles that would have provided the necessary precision grip, suggest that H. habilis and at least some of the australopithecines made and used stone tools 

  • For several reasons, toolmaking and tool use were likely more important in H. habilis’s adaptation

    • Stone tools are more common in h. Habilis fossil sites than in Australopithecus fossil sites

    • The presence of butchery marks produced by a hominin using stone tools indicates clear access to animal sources of protein 

    • H. habilis's expanding brain size indicates that it was smarter than Australopithecus, with a kind of cognitive advancement almost certainly linked to toolmaking and tool use 

  • In contrast, the australopithecines became increasingly specialized, focusing on a narrower range of foods that required extremely heavy chewing.

Habitat Changes and Increasing Adaptive Flexibility

  • Environmental reconstruction of the East African and South African landscapes at 2.5 mya provides some insight into early Homo’s adaptive shifts 

    • This reconstruction indicates:

      • A spread of warm-season (C4) grasses

      • Increasing habitat diversity

      • Increasing food resources exploited by early hominins 

    • Such information, along with skull and teeth morphology, suggests early Homo’s increasing dietary versatility 

    • Tools may have played a central role in these early hominins’ ability to exploit this increasingly diverse landscape 

      • Stone tools were likely important for digging roots and tuber and for processing them for consumption 

Homo erectus: Early Homo Goes Global

  • Beginning around 1.8 mya, a new hominin appeared, H. erectus, which has anatomical characteristics that distinguished it from H. habilis

    • It was found in the late 19th century by Eugene Dubois at Trinil in Java 

    • Large brow ridge, long and low skull, bigger brain

  • During this period of evolution, hominins left Africa and moved toward Asia and Europe 

Homo erectus in Africa (1.8-0.3 mya)

  • The earliest record of H. erectus was 2 mya 

  • The earliest skeleton was a juvenile from nariokotome, Lake Turkana; dates about 1.6 mya

    • One of the most striking modern characteristics is the combination of relatively short arms and long legs 

    • Features of the pelvic bone and overall size indicate that the nariokotome individual was likely a young adolescent male

    • 166 cm (65 in)

    • Cranial capacity was about 900 cc

  • Ileret fossil found of potential female H. erectus; footstep tracks found also indicating bipedal walking 

    • Footprints included a double arch (the long one extending from your heel to the base of your toes and the shorter side-to-side one in the back of your toes) and an adducted big toe- a big toe, or a great toe, that is close to the second toe; compare with abducted.

Homo erectus at 1 million years ago

  • During the process of cleaning the facial bone of the Bodo skull, Tim White found a series of barely visible linear marks on the left cheek, around the left eye orbit and the nose, and elsewhere on the skull; indicating tool use. 

Homo Erectus in Asia (1.8-0.3 mya) 

  • The earliest evidence of hominins outside of Africa is a series of primitive stone tools dating to 2.1 mya and excavated at Shangchen, China, by Chinese paleoanthropologist Zhaoyu Zhu.

  • The earliest fossil evidence of H. erectus in Asia consists of 5 skulls, other bones, and many stone tools found in Dmanisi, Georgia.

    • The skeletons from Asia compared to the ones in Africa showed their faces were smaller and their brow ridges were less developed. 

    • Cranial capacity of only about 650 cc

  • Most H. erectus skeletons included a sagittal keel: a slight ridge of bone along the midline sagittal suture of the cranium, which is typically found on H. erectus skulls. 

Homo Erectus in Europe (1.2-0.4 mya)

  • The earliest presence and subsequent evolution of H. erectus were somewhat later in Europe than in Africa and Asia

    • Western Europe, Sierra de Atapuerca in northern Spain- dated about 1.2 mya

      • Partial mandible and some teeth, along with animal bones showing cut marks from butchering 

Evolution of Homo Erectus: Biological Change, Adaptation, and Improved Nutrition

  • Height change (males increased by 33% (to 1.8 m or 5.9ft)) (females increased by 37% (to 1.6m or 5.3 ft))

Trends from Homo Habilis to Homo Erectus

  • Reduction in size of teeth

  • Reduction in size of face and jaw relative to the size of the braincase

  • Brain increased in size 

  • Brow ridge increased in size 

  • Cranial bone increased thickness 

  • The body increased in size 

  • Arms had a reduction in length 

  • Increase in length of legs 

What caused the rapid increase in body size from H. habilis to H. erectus?

  • Various factors like climate change and its impact on the food supply

    • Fundamental reason was likely the increased access to animal food sources–protein– acquired from hunting 

  • Acheulean Complex: the stone tool culture associated with H. erectus; characterized by the use of handaxes and other types of stone tools. It was more refined than the earlier Oldowan Complex 

  • Wrangham’s cooking hypothesis is built on the premise that the cooking of food for their bodies to take full advantage of animal sources of protein for growth and development

    • Fire likely played a role in hominin’s adaptation to regions of the globe where the temperature is cold for at least part of the year 

10/31/24 The Genus Homo 

Part 1: Early Homo

  • What does it mean to be human?

    • Some human traits:

      • Huge brains

      • Body proportions: larger bodies, shorter arms, striding bipedalism 

      • Adapting with material culture 

  • Tentative hominin phylogeny 

  • The genus Homo appears between 3.0 and 2.5 mya in East Africa 

    • Mandible (bottom row of teeth) from the Afar region of Ethiopia

    • 2.8 mya 

  • Homo habilis discovery 

    • 1960

    • Louis and Mary Leakey

    • Olduvai Gorge, Tanzania

    • Juvenile partial skull

    • “OH 7”

    • ~ 1.75 mya 

  • Leakey and colleagues: OH 7 represented something new 

    • Surprisingly small molars compared to OH 5 (Au. boisei)

    • Larger brain size (~650 cc)

  • Homo habilis 

    • “Handyman”

    • ~2.8-1.8 mya 

  • Controversial idea at the time:

    • Two hominin species were living at Olduvai at the same time (~1.8mya)

      • Au. boisei & H. habilis

  • 1973: KNM-ER 1470

    • Famous habilis specimen 

    • Richard Leakey

    • Koobi Fora, Kenya 

    • 2.1 mya 

    • Brain size (775 cc) considerably larger than Australopithecines 

  • Early Homo vs. Australopithecus 

    • Larger brain

    • Rounder cranial vault 

    • Less prognathism face

    • Smaller cheek teeth

    • The postcranial skeleton is still australopith-like:

      • Short stature

      • Limb proportions (short legs)

  • Brain sizes (avg.)

    • Chimps: 395 cc

    • Au. afarensis: 450 cc

    • Robust australopiths: 520 cc

    • Early Homo: 650 cc

    • Modern human: 1350 cc

  • Lumping & splitting views of variation in early Homo

    • Size & shape variation: some crania from Koobi Fora are much smaller than 1470 

  • KNM-ER 1813 and 1470

    • Similar date 

    • Same site

    • 1813:

      • Brain size ~⅓ smaller 

      • Smaller face

      • Smaller teeth 

  • Sexual dimorphism? Separate species?

    • H. rudolfensis: larger individuals (e.g. 1470)

    • H. habilis: smaller individuals (e.g. 1813)

    • If you are a splitter, then which one leads to humans?

      • Habilis: better fit based on dental and facial morphology

      • Rudolfensis: better fit based on brain size 

  • H. habilis way of life: adapting to culture

    • Stone tools are common at H. habilis sites

      • Oldowan tool industry 

      • Tool-making goal: sharp edges

        • Cutting, chopping, digging, cracking open bone 

    • Core: lump of stone used to produce flakes

    • Flake: fragments used as cutting tools

    • Hammerstone: removes flakes from cores 

  • Butchering sites 

    • Oldowan sites exhibit stone tools alongside processed animal remains 

      • Cut marks

      • Percussion pits 

      • Crushed bones 

11/4/24 The Genus Homo Part 2: Homo erectus

  • ~ 1.8 mya, the nature of the hominin fossil record changes:

    • More human-like body plan

    • Different adaptive pattern 

    • First to leave Africa 

  • Climate change in the Pleistocene (1.8 mya) 

    • Temperatures dropped 

  • H. erectus discovery 

    • Eugene Dubois

    • SE Asia: Java, Trinil site 

    • 1891: received a skullcap 

    • Later: teeth, femur 

    • Dubois noted:

      • Bipedalism

      • Large brain (~900 cc)

      • Heavy brow ridges 

  • H. erectus geographic range: (2 mya- 300 kya)

  • H. erectus vs. early Homo

    • Larger body size

      • 100+ pounds

      • 5+ feet

    • Legs longer relative to arms 

    • Larger brain 

      • Largest habilis brain: 775 cc

      • H. erectus range: 600-1200 cc

    • Slightly smaller teeth 

    • H. erectus cranial morphology 

      • Sagittal crest 

      • Large brow ridge 

      • Prognathism 

      • Receding chin 

    • H. erectus had heavy brow ridges (supraorbital torus)

    • H. habilis did not

    • H. erectus had an occipital torus

  • More unique H. erectus cranial features 

    • Sagittal keel 

    • Low, long cranial vault 

  • H. erectus appeared first in Africa

    • Drimolen, South Africa

    • ~2.04 mya 

    • Young juvenile cranium 

    • H. erectus morphologies:

      • Large brain size (~538 cc)

      • Long, low cranial vault 

      • Sagittal keel 

    • Coexistence of Hominins in South Africa

      • Between 2.04 and 1.95 mya

        • Au. robustus and H. erectus at Drimolen

        • Au. sediba at Malapa 

    • KNM-WT 15000

      • “Turkana Boy”

      • West Turkana, Kenya 

      • 8-11-year-old boy 

      • ~1.6 mya 

    • H. erectus postcranial skeleton 

      • Proportions very different from Australopiths

      • Long legs, narrow hips & shoulders

      • Some individuals are quite tall (Turkana Boy: 5’5 at 8-11 years)

      • Estimated adult height: 6 ft

      • Fully committed to terrestrial bipedalism 

      • Endurance running?

  • H. erectus in Eurasia 

    • Dmanisi, Republic of Georgia

    • ~1.8 mya 

    • At least 5 individuals 

    • Associated with Oldowan tools 

  • D2280: first hominin found at Dmanisi 

    • Brow ridges are not as heavy as other specimens outside of Africa

    • Small brain sizes (546-750 cc) 

  • D2282: second hominin found in Dmanisi 

  • D4500: robust male skull, large teeth, small brain size 

  • Life history of Dmanisi H. erectus

    • H. erectus dispersal into Asia 

    • H. erectus in China 

      • Zhoukoudian 1920s

      • 40-50 individuals 

      • Dated 800-400 kya

      • Avg. brain size: 1050 cc

      • Evidence of fire, cooking 

    • H. erectus in SE Asia

      • Sites on Java demonstrate rapid dispersal into SE Asia 

        • Mojokerto: 1.8 mya

        • Sangiran: 1.8-1.6 mya 

  • H. erectus vs. H. ergaster

    • To “splitters,” H. erectus in Asia has different morphologies:

      • More massive face 

      • Thicker skull

      • More pronounced brow ridges & occipital torus 

      • Sagittal keel 

  • Temporary coexistence of archaic human species 

  • Surprising evidence for mid-late Pleistocene hominin diversity 

    • Homo naledi

      • Rising Star Cave, South Africa

      • Thousands of fossils representing ~18 individuals

      • 335-236 kya

      • H. erectus-like skull 

      • The small cranial capacity (475-560 cc) 

    • Homo floresiensis

      • Flores Island, Indonesia

      • Several individuals 

      • 700-60 kya 

      • Very small body & brain size 

      • Island dwarfing? Pathological modern human?

  • H. erectus adaptive strategies 

    • Different toolkit 

    • H. habilis just interested in a sharp-edge 

    • H. erectus concerned with the shape 

      • Able to “pre-visualize” the finished tool(s) 

  • H. erectus at early African sites and Dmanisi (1.8-1.5 mya): Oldowan tools 

  • ~1.8 mya a new tool tradition appears: Acheulean tools

    • Bifaces: worked on both sides 

    • Removal of flakes from opposing sides creates cutting-edge

    • Points, scrapers, cleavers

      • “Hand axe” 

  • Acheulean hand axes

    • Butchering large animals 

    • Scraping plant material 

    • Digging up tubers, water 

    • Hurling at prey?

  • Acheulean tools & H. erectus way of life

    • Along with anatomical changes, the tools inventory suggests processing (and maybe hunting)/ increasing consumption of animal protein. 

  • If H. erectus was hunting, how was it done?

    • Persistence hunting: Chase down the game until exhausted 

    • Ambush hunting: surprise large number of animals using coordinated activity 

  • Controlled use of fire in H. erectus?

    • Advantages of fire:

      • Warmth 

      • Cooking food

      • Warding off predators

      • More social interaction 

    • Earliest evidence:

      • 1.5 mya at Koobi Fora, Kenya

      • 1.0 mya at Wonderwerk Cave, South Africa

    • Better evidence:

      • 790 kya– Israel

      • The concentration of burned stone might be a hearth 

11/4/24 EBA Ch. 12 The Origins, Evolution, and Dispersal of Modern People

  • The Feldhofer Cave Neandertal was the first fossil hominin to receive serious attention from scientists 

    • Before its discovery in 1856, answers to questions about the physical characteristics and behaviors of human ancestors were highly speculative

  • Feldhofer Cave, Neander Valley, Germany

    • Workers happened upon the skeleton while removing clay deposits from the cave as part of a limestone quarrying operation. 

    • The skull was long and low, different from those of modern humans 

    • Similar brain size to humans 

  • Caught the attention of Rudolf Virchow (1821-1902); started cell pathology; 

    • Dismissed any notion that the fossils belonged to an ancestor of living humans 

    • Long, low skulls and bowed, thick limb bones were more closely related to humans with rickets and arthritis. 

  • Thomas Henry Huxley disagreed with Virchow and argued that this was a primitive, potentially ancestral human. 

What is So Modern about Modern Humans?

  • Biological anthropologists define modern based on a series of distinctive anatomical and behavioral characteristics that contrast in several key ways with archaic characteristics found in earlier hominins 

  • Modern people tend to have anatomical profiles consisting of a high and vertical forehead, a round and tall skull, a small brow ridge, a small face, small teeth, and a projecting chin 

    • Below the neck, modern humans, both past and present, have relatively more gracile, narrower bones than their predecessors

  • The immediate ancestors of modern people– archaic H. sapiens–differ from modern H. sapiens

    • Archaic H. sapiens have:

      •  a longer and lower skull, 

      • a large brow ridge, 

      • a bigger and more projecting face, 

      • a wider nasal aperture (opening for the nose), 

      • a more projecting occipital bone (sometimes called an occipital bun when referring to Neandertals), 

      • larger teeth (especially the front teeth), 

      • and no chin. 

      • Their postcranial bones are also thicker than modern people 

Modern Homo sapiens: Single Origin and Global Dispersal, or Multiple Origins and Regional Continuity?

  • Homo sapiens’ evolution begins with the emergence of archaic forms some 500,000-350,000 yBP

  • Modern H. sapiens first appeared in Africa, by 160,000 yBP, and in Europe, by about 35,000 yBP

    • The transition to fully modern H. sapiens was completed globally by about 25,000 yBP

  • Two main hypotheses have emerged to explain modern people’s origins

    • Out-of-Africa hypothesis: modern H. sapiens first evolved in Africa and then spread to Asia and Europe, replacing the Indigenous archaic H. sapiens population (Neandertals) living on these two continents 

    • Multiregional Continuity hypothesis: regards the transition to modernity as having taken place regionally and without involving replacement. African archaic H. sapien gave rise to Asian modern H. sapiens, and European modern H. sapiens

      • Emphasizes the importance of gene flow across population boundaries–separate species of humanity never arose owing to the constant interbreeding of human groups throughout human evolution 

What Do Homo sapiens Fossils Tell Us about Modern Human Origins? 

  • Early Archaic Homo Sapiens

    • The earliest forms of H. sapiens emerged around 350,000 yBP

      • Found in Africa, Asia, and Europe

      • Evolution is clearly from the earlier H. erectus

      • From H. erectus to H. sapiens shows continued reduction in skeleton robusticity, smaller tooth size, expansion in brain size, and increasing cultural complexity. 

  • Archaic Homo sapiens in Africa (350,000-200,000 yBP)

    • Kabwe, Broken Hill, Zambia

      • Enormous brow ridge, facial bones, and the muscle attachment areas on the back of the skull for the neck muscles are quite small compared with those of H. erectus in Africa.

      • Cranial capacity is about 1,300 cc.

      • The skull is similar in appearance to those of early archaic hominins from Europe. 

      • H. erectus-like characteristics: a large face, a large brow ridge, and thick cranial bones

  • Early Archaic Homo sapiens in Asia and Europe (350,000-130,000 yBP)

    • Ngandong site, Java

      • Braincasing only, no face 

      • Ngandong 11 has a brain size of about 1,100 cc

      • The skull is long and low

        • Compared to archaic H. erectus the skull is somewhat higher, reflecting its larger brain 

      • Browridge is massive

    • Europe well-known early archaic H. sapiens

      • Arago, France- skull and other remains 

      • Petralona, Greece- skull

      • Swanscombe, England- partial skull 

    • Their average cranial capacity is 1,200 cc

  • Early Archaic Homo sapiens’ Dietary Adaptations

    • The earliest archaic H. sapiens had many of the same kinds of tools and material technology as their earlier H. erectus, but H. sapiens used more diverse tools to acquire and process food. 

      • Across the group, the face, jaw, and back teeth (premolars and molars) show a general reduction in size. 

    • C. Loring Brace hypothesized that selection for large back teeth lessened as tools became more important for processing food. 

    • The use of the front teeth increased. 

      • Atapuerca 5 fossil from Spain, the front teeth are worn nearly to where to gums would have been in life. 

      • This evidence tells us that these hominins used their front teeth as a tool.

  • Late Archaic Homo sapiens: The Neandertals 

    • The homies from this period show a continuation of trends begun with early Homo, especially increased brain size, reduced tooth size, and decreased skeletal robusticity 

      • In Asia and Europe, a new pattern of variation and adaptation to cold climates occurred 

    • Neandertal features include:

      • Wide and tall nasal apertures

      • Projecting face

      • Occipital bun 

      • Long and low skull

      • Large front teeth (some with especially heavy wear)

      • Wide stocky body 

      • Short limbs 

  • Late Archaic Homo sapiens in Asia (125,000-40,000 yBP)

    • Amud Neandertals, Israel date about 55,000-40,000 yBP

      • Best known for the complete skeleton of an adult male 

      • Had an enormous brain, 1,740 cc

    • Kebara Neandertal, Israel dates to about 60,000 yBP

      • Represented by the complete mandible and body skeleton 

        • The legs and the cranium are missing 

    • Tabun, Israel 

      • Nearly complete female Neandertal skeleton 

      • May be as old as 170,000 yBP

      • Also has a large brain 

    • The Amud and Tabun skulls have several anatomical characteristics that are strongly similar to those of contemporary populations of late archaic H. sapiens in Europe. 

      • Their eye orbits tend to be small and round

      • Their nasal openings are tall and wide

      • Their faces project forward 

    • These two skulls share several modern characteristics

      • Such as the lack of the occipital bun and the presence of relatively small teeth 

  • Some of the most interesting Neandertals are from the Shanidar site in northern Iraq’s Kurdistan region 

    • The site was excavated from 1951 to 1960 and then again from 2015 to 2019

    • Discovered 7 adults and 3 young children

  • Shanidar 1- older adult male dates to at least 45,000 yBP

    • One of the most complete skeletons from the site

    • The face is typical for Neandertals- wide nasal aperture and forward facial projection. 

    • The fracture on his upper face, well healed at the time of his death, may have been severe enough to cause blindness.

    • Severe arthritis in his feet might have resulted from the constant stresses of traversing difficult, mountainous terrain.

    • Upper incisors are severely worn, probably from his use of the front teeth as a tool for grasping and holding objects in the same or a similar way as the much earlier hominin from Atapuerca. 

    • When he was excavated in the late 1905s his lower right arm was missing 

      • Might suggest that the lower arm may have been either amputated or accidentally severed right above the elbow 

    • The humerus was severely atrophied, probably owing to disuse of the arm during adult life 

  • Late archaic H. sapiens have only recently been found in eastern Asia

    • Xuchang, China- crania

      • Shows striking similarities with western Asian Neandertals, especially with their low cranial vaults, from top to bottom, enlarged cranial capacity, and relatively thin brow ridges 

  • Late Archaic Homo sapiens in Europe (130,000-44,000 yBP)

    • Krapina, Croatia 1899-1905

      • Highly fragmented remains 

      • Most complete was a cranium, Krapina 3, which had typical Neandertal features:

        • Round eye orbits

        • Wide space between the eye orbits

        • Wide nasal aperture

        • Protruding midfacial region 

      • Front teeth are the largest of any known fossil hominin 

      • The Krapina bones display a series of distinctive cutmarks in places where ligaments were severed with stone tools; indicating that these people processed and ate animal AND HUMAN tissue. 

    • The Krapina Neandertals were not the only ones to practice cannibalism 

      • From at least 3 other sites in Europe–the Moula-Guercy Cave, southeastern France–El Sidron, northeastern Spain–Goyet, Belgium

        • Multiple individuals dating to 100,000 and 45,000 yBP display cutmark patterns very similar to those on animal remains

    • The cutmarks on cranial and postcranial bones involved the removal of tissue and marrow extraction 

  • Scientists cannot explain why cannibalism was practiced, but perhaps Neandertals ate human flesh to survive severe food shortages during their occupation of Ice Age Europe 

    • Could have been a ritual as well 

  • The Neandertal Body Plan: Aberration or Adaptation?

    • La Chapelle-aux Saints 

      • One of the most complete skeletons 

      • First described by Marcellin Boule (1861-1942) in the early 1900s 

        • Argued that the Neandertal cranial and postcranial traits were simply too primitive and too different from modern people’s to have provided the ancestral basis for later human evolution 

        • Concluded that La Chapelle individual must have walked with a bent-kneed gait–as in chimpanzees that walk bipedally–and could not have been able to speak 

      • Boule’s interpretations led to the view that Neandertals were evolutionary dead ends, replaced by the emerging modern humans and representing distant cousins of humanity 

  • Massive nasal apertures led Boule to believe that Neandertals were not related to later humans in an evolutionary sense 

    • Nasal features are more likely part of an adaptive complex reflecting life in cold climates during the Upper Pleistocene 

  • One of the nose’s important functions is to transform ambient air—the air breathed in from the atmosphere–into warm, humid air 

    • Large noses have more internal surface area, thus providing an improved means of warming and moistening the cold, dry air 

  • Other features of Neandertal skeletons are consistent with adaptation to the cold 

    • Infraorbital foramina–the small hole in the facial bones located beneath the eye orbits–are larger in European Neandertals than in modern people 

      • Increase in size due to the blood vessels that tracked through them having been quite large 

      • Larger blood vessels may have allowed greater blood flow to the face, preventing exposed facial surfaces from freezing 

    • The shape of the Neandertal body trunk and the length of the arms and legs 

      • Compared with Humans–European Neanderthals were stocky–the body was short, wide and deep 

      • This is supported by Bergmann’s and Allen’s rules (animals that live in cold climates are larger than animals that live in hot climates 

  • Neandertal Hunting: Inefficient or Successful?

    • Neandertals are normally viewed as dumb and hard-headed but they demonstrate that they are not as mentally deficient. 

      • Neandertals were associated with the culture known as Mousterian or Middle Paleolithic- the stone tool culture in which Neandertals produced tools using the Levallois technique. 

        • Culture lasted from about 300,000 to 30,000 yBP, including a complex and distinctive type of flaking involved the Levallois technique- a distinctive method of stone tool production used during the Middle Paleolithic, in which the core was prepared and flakes removed from the surface before the final tool was detached from the core. 

    • One way to measure hunting success is to determine how much meat Neandertals ate.

      • The bones of butchered animals are abundant in Neandertal habitation sites, indicating that Neandertals hunted the animals and processed the carcasses for food. 

      • To find out how important meat was in Neandertal’s diet, anthropologists have applied the powerful tools of bone chemistry and stable isotope analysis.

        • Measurement of stable isotopes of both nitrogen and carbon in the bones of Neanderthals–from Scladina Cave (Belgium), Vindiji Cave (Croatia), and Marillac (France)--indicates that Neanderthals ate lots of meat, at or nearly at the level of carnivores living at the same time and place. 

      • Tooth calculus- the hard substance that your dental hygienist periodically scrapes off your teeth, contains microscopic residue of plant and other food remains 

        • This showed they ate a diversity of plants, including mushrooms, moss, and pine nuts; some foods were cooked. 

      • These tests also suggest they consumed some of these plants for medicinal purposes.

        • Evidence of a tasting chemical that is a well-known appetite suppressant 

    • Another indicator of their effective adaptation is the measurement of stress levels. 

      • Debbie Guatelli-Steinberg found that enamel hypoplasias, the stress markers in teeth that reflect growth disruption due to poor diets or poor health, are present in Neandertalks but at a frequency no different from that of modern humans. 

  • Neandertals Buried Their Dead

    • A significant number of fossils have been found in puts

      • Excavation of some Neandertal sites in Europe and Western Asia has shown that puts were dug, corpses were placed in the pits, and the pits were filled in 

      • The hand and arms were in flexed (fetal-oriented) postures 

      • The hands and arms were carefully positioned, and the bodies were typically on their sides or backs 

      • They represented purposeful symbolic behavior linking those who died and those who were living 

  • Neandertals Talked

    • In the 1970s, the American linguist Philip Lieberman and the American anatomist Edmund Crelin restructured the Neandertal vocal tract. 

      • Their reconstruction resembled a modern newborn infant’s vocal tract, they concluded that, like human babies, Neanderthals could not express the full range of sounds necessary for articulate speech. 

    • Their skulls also lacked the anatomical soft tissue to determine whether they talked. 

    • The Kebara Neandertal skeleton included a hyoid bone, a part of the neck that can survive ancient settings.

    • Various muscles and ligaments attach it to the skull, mandible, tongue, larynx, and pharynx, collectively producing speech. 

    • From the study of microscopic wear patterns on the surfaces of incisors and canines, especially the study of the relationship with brain laterality 

  • Early Modern Homo Sapiens

    • Modern H. sapiens from the Upper Pleistocene are represented in the fossil record throughout Africa, Asia, and Europe.

    • Later in this period, they spread into regions with extreme environments, such as the Arctic tundra of Siberia in northern Asia. 

    • Timeline for Major Upper Paleolithic Cultures of Europe

      • The Aurignacian (45,000-30,000 yBP)

        • Associated with the first anatomically modern humans in Europe 

      • The Gravettian (30,000-20,000 yBP)

        • The Perogordian in France

        • Earliest art, in the form of carved figurines

        • Lagar Velho burial in Portugal 

      • The Solutrean (21,000-17,000 yBP)

        • France and Spain during the last glacial peak 

        • Made very fine stone points 

      • The Magdalenian (17,000-12,000 yBP)

        • Successful hunters of reindeer and horses

        • Spread out across Europe as conditions improved at the end of the Ice Age

        • Made many of the spectacular paintings and carvings 

  • Early Modern Homo sapiens in Africa (200,000-6,000 yBP)

    • African record for early H. sapiens is especially important because it includes the earliest evidence of modern people’s anatomical characteristics

      • Crucially important fossil hominins from this time come from the Herto, Aduma, and Bouri sites in Ethiopia’s Middle Awash Valley from and from Omo in southern Ethiopia

      • Herto: partial skulls of two adults and a child, dating to 160,000-154,000 yBP- show cranial capacity of about 1,450 cc, close to the average for modern humans 

    • Many of the fossils show a tall cranium, a vertical forehead, smaller brow ridges, a smaller nose, and a nonprojecting face 

The First Modern Humans: Biology and Behavior

  • Southern Africa–Klasies River Mouth Cave and Hofmeyr–provide important information about early modern H. sapiens that date to after 100,000 yBP

    • Anthropologists have documented the presence of a chin, a distinctively modern characteristic, that dates to at least 90,000 yBp

  • African hominins, although modern, retained some robusticity 

    • Lothagam, Kenya: dating to the Holocene (ca. 9,000-6,000 yBP) are robust compared with those of living East Africans’

Early Modern Homo sapiens in Asia (100,000-18,000 yBP)

  • The earliest modern H. sapiens in Asia are best represented by fossils from western Asia, from the same region as Amud and Kebara Neandertalks in Israel

    • 90,000-year-old remains from Skhul have distinctively modern characteristics, suggesting that the people living there were modern H. sapiens

On the Margin of Modernity in Southeast Asia: Homo floresiensis and Homo iuzonensis (100,000-50,000 yBP)

  • Liang Bua Cave, Flores, Indonesia

  • Dubbed “hobbit” because of its tiny brain (400 cc) and skull, only stood 3.3 ft 

  • Some say it can’t possibly relate to the hominin of that time and others think the person might have had microcephaly: a condition in which the cranium is abnormally small and the brain is underdeveloped

  • Callao Cave, Philippines- hand and foot phalanges and teeth; dating 67,000 and 50,000 yBP

    • Called Homo luzonensis: has extraordinarily small teeth, and its hand and foot phalanges were distinctively curved 

      • Reflects local adaptation to the considerable climbing required in this arboreal environment

Early Modern Homo sapiens in Europe (35,000-15,000 yBP)

  • Pestera cu Oase, Romania; 35,000 yBP- very reduced brow ridges and a generally gracile appearance 

  • Mladec Predmosti and Dolni Vestonice, Czech Republic; dating to 35,000-26,000 yBP- show remarkable variation, including a mix of Neandertal characteristics in some (occipital bun, low skull, large brow ridges, large front teeth, and thick bone) and modern characteristics 

Modern Behavioral and Cultural Transitions 

  • Fishing and the use of aquatic resources as an important part of the diet are first documented at Katanda, Democratic Republic of the Congo; 75,000 yBP 

  • Specialized kinds of hunting

  • Wider employment of raw materials (bone) for producing tools 

  • Advanced blade technology 

  • Trade 

  • Symbolic behavior and cognitive advancement were also present in Europe

Ancient DNA: Interbreeding Between Neandertals and Early Modern People? 

  • Analysis of mitochondrial DNA offers potential clues about the origins of modern people 

  • Comparisons of mtDNA from more than a dozen Neandertal skeletons–from Engis and Scladina in Belgium and other places–with that of early modern humans and living humans show similarity among Neandertals and dissimilarity between Neandertals and modern humans

  • This resulted in there was no gene flow occurring between Neandertals and modern humans during the later Pleioscene 

Modern Human’s Other Migrations: Colonization of Australia, the Pacific, and the Americas 

  • After 50,000 yBP populations expanded from the southeastern fringes of Asia to Australia, eventually fanning out from west to east across the hundreds of islands that dot the Pacific Ocean 

  • In the last few millennia of the Pleisocene, humans spread throughout the Americas 

    • These migrations represent adaptive radiations involving movement and adaption to new settings 

  • What motivated these early modern people to move?

    • Population increase

    • Disappearance of food resources

    • Increased competition with neighbors for remaining resources 

    • Climate deterioration 

Down Under and Beyond: The Australian and Pacific Migration 

  • Late Pleistocene, sea levels were considerably lower than they are today, by as much as 90 m (295 ft), exposing land surfaces now submerged by water and making them available for huma occupation and movement between landmasses 

  • The earliest human biological record in Australia is from Lake Mungo, in southeastern Australia, dating about 40,000 yBP

    • Two skulls; adult male and adult female 

      • Skulls are high and have rounded foreheads with small browridges 

      •  Shared features with H. erectus  and later Indonesian hominins 

        • These anatomica similarities suggest a common genetic origin, thereby indicating regional continuity of human populations and their biological evolution 

Arrival in The Western Hemisphere: The First Americans 

  • Ales Hrdlicka- American biological anthropologist

    • Noted similarity in the shaped of the upper incisors of East Asian and Native American people, past and present 

      • Shovel-shaped incisors: a dental trait, commonly found among Native Americans and Asians, in which the incisors’ posterior aspect has varying degrees of concavity 

  • America’s founding populations were adapted to cold, dry climates 

    • Indicated by the northeastern Asian origin 

  • Paleoindians: the earliest hominin inhabitants of the Americas; they likely migrated from Asia and are associated with the Clovis and Folsom stone tool cultures in North America and comparable tools in South America 

  • Clovis: the earliest Native American (“Paleoindian”) culture of North America; technology known for large, fluted, bifacial stone projectile points used as spear points for big-game hunting 

  • Folsom: Early Native American (immediately after Clovis) culture of North America; technology known for large, fluted, bifacial projectile points used as spear points for big-game hunting 

    • All best known for hunting megafauna: large game animals hunted by pre-Holocene and early Holocene humans 

      • Mammoth, steppe bison, reindeer (caribou) 

    • Pleistocene megafauna throughout the Americas became extinct by the Early Holocene, and some evidence suggests that in the Americas and Australia, humans hunted these large animals to extinction 

      • Seems unlikely because of the small number of humans

      • More likely due to climate change at the end of the Pleistocene and the changes in habitats frequently by large mammals 

  • Continuity in genes has been demonstrated between Paleoindians and later Native Americans, there were distinctive anatomical changes between them, most of which reflect foods consumed 

    • Craniofacial morphology 

      • Paleoindians: long and narrow skulls,robust faces, large attachment areas fo the masticatory muscles 

      • Native Americans: short, round skulls, and gracile faces 

11/7/24 Archaic Homo sapiens and Neandertals 

  • The Middle Pleistocene 

    • ~800-150 kya

    • The climate is colder and more variable than today

    • Northern Europe periodically covered by ice sheets 

    • Short interglacial periods

  • Middle Pleistocene Hominins

    • Homo erectus disappearing (~300,000 ya)

    • A hominin with more derived traits appears:

      • Archaic Homo sapiens 

  • H. erectus-like traits 

    • Long cranial vault 

    • Thick cranial bones 

    • Heavy, arched brow ridges

    • Large faces 

    • Occipital torus

    • Receding chin 

  • Derived (human-like) traits

    • Increased cranial capacity (1000-1400 cc)

    • Slightly taller cranial vault 

    • Reduced prognathism 

    • Smaller cheek teeth 

  • Archaic H. sapiens in Africa 

    • Bodo, Ethiopia

      • Earliest African specimen 

      • 600 kya 

      • Evidence of defleshing, maybe 

    • Kabwe, Zambia 

      • 324-274 kya 

      • Very large brow ridges 

      • Reduced face & occipital region 

    • These crania have a mix of H. erectus and modern features 

    • Cranial capacities 

    • ~1300 cc

  • Archaic H. sapiens in Europe 

    • Example: “Sima de los Huesos”

    • Cave site, Atapuerca, Spain 

    • ~430,000 ya

    • ~30 individuals 

      • Mortuary site?

    • Early Neandertal morphologies?

  • Improved tool technology

    • Middle Pleistocene ” Prepared core” tech 

    • Levallois technique

      • Flakes removed from edges and top of stone 

      • Controls flake size and shape; cutting surface 

  • Evidence for big-game hunting 

    • Schoeningen, Germany

      • Preserved wooden spears (7 ft long)

      • 400,000 ya 

      • Associated with butchered remains of horses, hand axes 

  • Gradually, a group of archaic Homo sapiens became increasingly adapted to glacial conditions in Eurasia 

  • The Neandertals

    • Neandertals appear ~200-150 kya 

      • Extreme environmental fluctuations 

      • Cooling trend 

        • Frigid grassland 

        • Many large mammals 

  • The first recognized non-modern human fossil

    • Neander Valley, Germany 1856

    • Limestone quarry 

    • Discoveredodd-looking skullcap, partial skeleton 

    • Dated to around 40 kya 

  • Neandertal Cranial Morphology 

    • Long, low vault 

    • Occipital bun

    • Mid-facial prognathism 

    • Chin absent 

    • Large cranial capacity 

      • Average: ~1500 cc

      • Compare to ~1350 in living humans 

    • Double-arched brow ridge 

    • Large, wide nasal aperture 

    • Unique dental traits:

      • Taurodont molars- deeper tooth pulp under enamel 

      • Teeth as tools 

      • Retromolar space-  space between teeth and back gums 

  • Postcranial morphology 

    • Short and stocky 

    • Broad trunk 

    • Thick long bones with/ large joints and extensive muscle attachments 

    • Short forearms & lower legs 

  • Cold adapted?

    • Bergmann’s Rule: bigger body retains more heat 

    • Allen’s Rule: short limbs better in cold climates 

  • Dictionary results for Neandertal:

    • N. an unenlightened or ignorant person; barbarian 

    • Adj. primitive, unenlightened; culturally or intellectually backward 

  • La Chapelle-aux-Saints

    • First relatively complete Neandertal skeleton 

    • An older adult male (~40)

    • Date: 40,000 ya 

    • Reconstructed by paleontologist Marcellin Boule 

  • Boule’s Interpretation:

    • Low vault + large brow ridge = ape-like and unintelligent 

    • Curved spine, stooped stance 

    • Bent kneed posture 

    • Sloping neck with head jutting forward 

    • Grasping feet 

  • More recent examination of the “Old Man”

    • “Slouching posture” is the result of severe osteoarthritis

    • No evidence that the toe was opposable 

    • Many other pathologies 

  • Neandertals led tough lives

    • Shanidar Cave, Iraq

    • 10 individuals

    • 40-50,000 ya 

    • Traumatic injuries 

  • Shanidar 1

    • Adult male (30s-40s)

    • Injuries:

      • A crushing injury the to left eye orbit may have blinded him 

      • R. hand & forearm missing, possibly amputated 

      • R. upper arm atrophied 

      • Atrophied right leg 

      • Fractured right metatarsal 

  • Neandertal Material Culture

    • Mousterian tools 

      • Levallois prepared a core technique

      • Many types:

        • Cutters, scrapers, points 

      • Advantages: thin, light, specialized for tasks, could be halved 

  • Use of Fire 

    • Bruniquel Cave, France 

    • Hearths in Portugal ~ 60kya 

    • Pitch for hafted weapons 

    • Many sites with burned, crushed bones 

    • Cannibalism 

  • Symbolic Expression 

    • Bruniquel Cave, France 

    • 176 kya 

    • Complex spatial organization 

    • Deep cave occupation 

      • Symbolic or ritual behavior?

      • Domestic occupation?

      • Refuge?

    • Cave Art (Spain)

    • At least 64.8 kya 

      • Maltravieso (Extremadura): hand stencil 

      • La Pasiega (Cantabria): array of red lines 

      • Ardales (Andalucia): red-painted cave formation 

  • Symbolic Expression & Burials 

    • Burial or dead 

      • Ceremonial?

      • Practical: keep scavengers away?

    • Personal adornment 

      • Necklaces 

      • Body pigmentation 

  • Migration & Co-occupation?

    • Israeli Cave sites:

      • Tabun, Kebara, Amud: Neandertals from 170-40 kya 

      • Skhul and Qafzeh: modern humans by 110-90 kya 

    • Alternating use of these sites? Co-occupation? 

  • Neandertals disappeared about 30,000 years ago

  • …but are they gone entirely?

    • Ancient DNA evidence:

    • Neandertal genes exist in modern populations

      • 1-4% of genomes among Europeans and Asians 

      • Recently also been detected in African groups 

  • Changing perceptions of Neanderthals, from ape-like brutes to essentially human 

11/11/24 The Emergence of Anatomically Modern Humans 

  • Famous Discovery 

    • Cro-Magnon, France 

    • 1868

    • Rock shelter; at least 5 individuals 

    • Discovered by railroad workers 

    • 27,000 ya 

  • Modern Homo sapiens Cranial Morphology 

    • Rounded cranium 

    • Vertical forehead 

    • Reduced browridges 

    • Reduced prognathism

    • Small teeth & jaws

    • Definite chin 

    • Avg. cranial capacity: 1500 cc

    • Canine fossa: depression under cheek bones prominent in modern humans and not neandertals 

  • Anatomical Characteristics of Homo sapiens 

    • Reduced robusticity 

      • More gracile cranial & postcranial skeletons 

        • Why? Diet has a big impact on why modern humans are more reduced over all compared to neandertals. More tools, cooked food, less physical fighting and more weapons, more sophisticated overall, longer and leaner because modern humans appeared first in africa 

  • When & where did H. sapiens appear?

    • Traditionally, there were two groups of hypotheses of modern human origins:

      • Replacement models (“Out of africa”)

        • Modern H. sapiens evolved in Africa as a new species 

        • Migrated out of Africa and replaced archaic populations 

        • Interbreeding between archaic & modern H. sapiens was rare or nonexistent

      • Multiregional models (regional continuity)

        • Modern H. sapiens arose from archaic populations in Africa, Europe, & Asia

        • Regional populations were always connected by gene flow during the transition to modern humans 

        • No single origin, no separate species, no replacement 

  • The Evidence for Modern Human Origins 

    • Bones, stones, and genomes test 

    • The fossil evidence 

    • At present, the oldest modern human fossils come from Africa 

      • Jebel Irhoud, Morocco

      • Cave site 

        • At least 5 individuals 

        • Lots of stone tools 

      • ~300 kya 

      • Omo, Ethiopia

      • Two individuals 

      • One is more modern looking 

      • ~230 kya 

  • Earliest modern H. sapiens outside of Africa?

    • Mt. Carmel, Israel 

    • Misliya Cave, Israel 177-194 kya 

  • Europe 

    • Moderns apparently arrived relatively late 

    • Romania:

      • Pestera cu Oase 

      • ~35 kya 

    • Czech Republic:

      • Mladec, Predmosti, Dolni Vestonice 

      • 35-26 kya 

  • Genetic evidence Part 1: Genetic variation in living people 

    • Goal: identify the most recent common ancestor (“MRCA”)

      • mtDNA studies 

        • Deepest lineages in africa

        • All non-african groups are a subset of african lineages

        • Estimates of MRCA: less than 200,000 years ago 

      • Y-chromosome studies 

        • Deepest lineages in Africa

        • MRCA: 100-180,000 years ago

        • Modern african populations have the most genetic diversity 

      • Other portions of nuclear genome 

        • Some older estimates for MRCA 

  • Genetic Evidence Part 11: Ancient DNA 

    • Neandertal myDNA is outside the range of variation for DNA from modern human fossils:

      • MRCA for neandertals and humans?

        • myDNA: 365,000-853,000 ya

        • Nuclear: 270,000-440,000 ya 

      • But some interbreeding occurred, including with denisovans: newer branch of hominins that may have interbreeded with modern humans; found in Asia 

  • Summary: the genetic evidence 

    • Modern H. sapiens evolved in Africa ~200,000+ years ago 

    • Most humans today descended from populations than left Africa ~60 kya 

    • Interbred with neandertals and denisovans as they expanded into Europe & Asia 

  • Out of Africa? Multiregional continuity? Other?

    • The extremes of both models are rejected 

      • Earliest AMH fossils in Africa 

      • Transitional forms in Africa 

      • BUT: gene flow between modern & archaic humans definetly occured 

  • A middle ground:

    • Assimilation Model

      • Modern H. sapiens appeared first in Africa 

      • Migrated out & did exchange genes with archaics 

      • No biological species-level difference between archaic and modern humans 

  • Upper Paleolithic culture 

    • Around 40-50 kya: flourishing of new technology and art 

      • More complex tools 

      • Hunting and foraging; exploiting new resources 

      • Increased symbolic expression 

        • Cave art and portable art 

          • carved/engraved tools and other objects, personal adornment 

          • Venus figurines

            • Exaggerated female figures

          • Cave art 

            • Lascaux, france 

              • Aurochs (extinct ox)

              • Horses 

            • Oldest figurative art? Sulawesi, Indonesia 

            • Rock art depicting a hunting scene 43.9 kya 

  • Technological advances 

    • Blade tools: flakes at least 2x as long as wide 

    • Microliths: 

      • Small points with a flat back 

        • Hafted onto spears 

    • Spear throwers (atlatls)

    • Tools made from bone, ivory, antler 

  • More symbolic Epxression 

    • South Africa: 

      • Engraved ostrich shells from Diepkloopf Rock Shelter (60kya)

      • Engraved red ochre from Blombos Cave (77kya)

        • Also used in burials  

  • Burials 

    • Caves and open air sites 

    • Elaboration of graves 

      • Careful, deliberate body placement 

      • Grave goods, items of personal adornment 

      • Elaborate garments, decorations 

        • EX. Double burial from Sungir, Russia 

11/14/24 Global Dispersal of Anatomically Modern Humans 

  • Australia & The Americas

  • Migration into Australia

    • Despite lower sea levels, Australia was probably separated from the nearest land mass by ~40-50 miles 

    • Greater Australia: combined land mass of New Guinea and Australia 

    • Lake Mungo

      • Stone tools ~50 kya

      • Burials (~40-42 kya)

        • Partial cremation of a young female

        • Old male covered with red ochre 

    • Evidence of watercraft, and occupation sites cannot be investigated because it is submerged/destroyed

  • The Americas 

    • Clovis culture 

    • Fluted projectile points 

    • Widespread around 13 kya 

    • Once considered the oldest in the Americas 

    • Evidence for much earlier human presence 

      • Footprints in White Sands National Park, NM

      • ~23-21 kya 

  • Early Human Remains in North America 

    • Kennewick Man

      • Washington State (8,400-9,200 ya)

    • “Naia” from Hoyo Negro

      • Yucatan, Mexico (11,750-12,900 ya)

11/14/24 EBA Ch. 13 Our Past 10,000 Years 

The Agricultural Revolution: New Foods, New Adaptations, New Challenges 

  • Up until roughly 10,000 yBP, humans acquired all their food through hunting and gathering 

  • Late Pleistocene, began intensively exploiting fish and shellfish in oceans, lakes, and streams 

  • In the final centuries of that epoch, at the ket environmental transition from the Pleistocene’s cold and dry climate to the Holocene’s warm and wet environment, people began to control the growth cycle of animals and plants through a process called Domestication: the process of converting wild animals or wild plants into forms that humans can care for and cultivate 

    • This dramatic change is associated with the period called the Neolithic 

  • Many diseases in humans today are linked in one way or another to this extraordinary change in lifeway 

    • The transition from foraging to farming laid the foundation for population size to increase to its current remarkable level, resulting in an increasingly crowded world 

  • Humans practiced artificial selection, as opposed to natural selection

    • The resulting changes proved very deleterious for some of the species being domesticated 

      • Wheat- the part holding all the edible sections is called the rachis, and at some point, humans selected wheat with a hard rachis for storage and later consumption 

      • After many generations, the grain was unable to reproduce itself because humans had selected plants that could not reproduce without human involvement

  • At least two factors probably brought about this agricultural revolution:

    • The environment changed radically, going from cooler, drier, and highly variable during the very late Pleistocene to warmer, wetter, and more stable during the Holocene, beginning around 10,000-12,000 yBP

    • Almost everywhere, agriculture was developing and the human population was increasing 

  • Population Pressure

    • Changes in climate and ecology would not have resulted in plant and animal domestication, of course, without people 

      • Catalhoyuk, Turkey

        • The beginning of agriculture coincided with the increase in the number and especially the sizes of villages 

  • Regional Variation 

    • Plant domestication started in at least 11 independent regions around the world 

      • The practice spread through a process of diffusion in some areas and through the movement of agricultural people in others 

    • Eventually, every inhabitable continent, except Australia saw the change 

      • American Midwest- native seed crops–goosefoot, sump weed, and sunflowers–were farmed about 6,000-1,000 yBP

      • Later corn replaced these crops, probably owing to its greater productivity and potential for feeding more people than before 

    • Archaeological evidence and genetic studies of domesticated plants indicate that before becoming agricultural at the end of the Pleistocene, people living in southwestern Asia began to intensively harvest the grains of wheat’s and barley’s wild ancestors

      • Within 1,00 or so years after this combined practice of exploiting wild grans and foraging, sometime around 11,500 yBp people began to manipulate the growth cycles of plants 

    • The archaeological record suggests that farming first started in southwestern Asia, specifically in modern-day Turkey around 10,500 yBP

      • Early agricultural communities had sprung up along a vast swath extending from the eastern side of the Mediterranean across an arch-shaped zone of grasslands and open woodlands known as the Fertile Crescent 

      • Jericho and Catalhoyuk grew from tiny villages consisting of only a few huts into the first cities, containing several or more thousands of people living in close, cramped settings 

    • Plant domestication was nearly as early in China (millet at 11,000 yBP and rice at 9,200 yBP) as in southwestern Asia 

      • Agriculture likely developed in China earlier than that, perhaps by several thousand years 

    • Other early domesticated plants are from 

      • Mexico (bottle gourds, 10,000 yBP; corn, 9,000 yBP)

      • New Guinea (taro and banana trees, 7,000 yBP)

      • Eastern North America (squash, sunflowers, and goosefoot, 6,000 yBP)

      • South America (yams, 6,000 yBP; sweet potatoes, 4,500 yBP; potato, 7,000 yBP)

      • Africa south of the Sahara Desert (sorghum and yams, 4,500 yBP) 

    • Like most other technological innovations, agriculture spread by diffusion out of the primary centers, often for very long distances 

      • Corn: spread from Mexico to the American Southwest 

      • Eventually, it spread across North America and reached the Atlantic coast by about 1,000 yBP

    • Diffusion of agriculture consists of both far western Asia and Europe 

      • Southwestern Adia: domestication of wheat and barley spread from Greece by 8,000-7,000 yBP, then to Europe 

    • Agriculture spread through cultural contact and the exchange of knowledge 

    • Analyses of ancient DNA of Neolithic skeletons in western Anatolia (modern Turkey) and in Europe, revealed sharing significant elements of the genome 

      • The genetic similarities in neolithic Anatolians and Europeans signal substantial gene flow from Anatolia to Europe 

      • Indicates the movement of early farmers from Western Asia to Europe which caused genetic diversity seen today in Europe 

    • Animals were also domesticated around the world, beginning with dogs between 30,000 and 15,000 or so years ago 

    • 8,000 yBP- goats, sheep, cattle, and pigs were domesticated

      • Important food sources in Asia and Europe but domesticated plants likely provided the majority of calories and were far more fundamental to the growing human populations’ survival at the regional and the global scale 

    • Neolithic Southwest Asians suggested that animal husbandry was highly labor-intensive and resource-expensive, but also, before domestication, hunting was a social act and was a central element of community life 

  • Survival and Growth 

    • Domestication fueled humans’ remarkable population growth in the Holocene, and it formed the foundation for the rise of complex societies, cities, and increasingly sophisticated technology 

    • Archaeologists learned that domesticated plants served as both a food staple and a source of drink, alcoholic drinks 

      • China: chemical analysis of residue inside ceramic vessels shows that perhaps as early as 8,000 yBP, grapes, and rice were fermented for wine 

    • The arrival of European explorers and colonists in the Americas had an enormous impact on the kinds of domesticated plants consumed by world populations 

      • EX. corn: taken back to Europe by early explorers

      • By the middle of the 1500s’ its use as good had spread widely, and it had become an important part of diets, especially in Africa 

    • Today, domesticated plants remain crucially important for sustaining human populations 

      • ⅔ of calorie and protein intake comes from the key cereal grains domesticated in the earlier Holocene 

        • Wheat, barley, corn, and rice

      • Rice accounts for half the food consumed by 1.7 billion people in the world whose diets include rie and for more than 20% of all calories consumed by humans today 

      • Rice and these other cereal grains are now aptly called superfoods

  • Agriculture: An Adaptive Trade-Off 

    • Writing, art, business, technology, and just about every other feature of modern life came about because of agriculture 

    • The rise of complex societies, civilizations, and technologically sophisticated ways of acquiring both food and other resources also brought about several profound, and largely negative, consequences for humankind

  • Population Growth 

    • Neolithic demographic transition: The most visible characteristic associated with the shift from foraging to farming is the increase in population size

      • The shift from a low birth rate in hunter-gatherers to a high birth rate in farmers resulted in a rapid increase in the world’s population 

      • As a result; breastfeeding was shortened  

        • The availability of grains cooked into soft mushes and fed to infants made it possible to wean infants from breast milk earlier in their lives 

    • The world population around 10,000 yBP was probably no more than 10 million people 

    • By 2,000 yBP, the population likely increase to 250 million or 300 million 

    • By AD 1850, the population had increased to 1 billion, and today approaches 8 billion 

      • Increased population leads to competition for resources 

      • As towns and cities began to compete for increasingly limited resources, organized warfare developed 

    • The level of violence among pre-Holocene hominins was nothing compared with that of the early civilizations in Southwest Asia, Central America, and South America or with the medieval wars in Europe, where thousands of people were killed in organized warfare and interpersonal conflict 

  • Environmental Degradation 

    • The consequences of environmental degradation, like those of extreme population growth, are well documented by historians and ecologists for recent human history 

      • Dense settlement based on agrarian economies has contributed to soil erosion, making it increasingly difficult to produce food 

      • Around 8,000 yBP, several large towns in the eastern Mediterranean were abandoned, probably due mostly to a period of climate drying 

      • Overgrazing of livestock resulted in damaging erosion 

      • The amount of fuel, especially wood, needed to support the community resulted in the destruction of native vegetation and the desiccation of landscapes 

      • The recent collapse of coastal ecosystems worldwide clearly had its start in overfishing–especially of large vertebrates (whales) and shellfish–beginning thousands of years ago 

    • It is predicted that if left unchecked, the population will outstrip the arable land available to produce the plants and animals consumed by humans 

  • How Did Agriculture Affect Human Biology?

    • Many think that humans stopped evolving biologically once they became modern in the Upper Paleolithic 

  • The Changing Face of Humanity 

    • The foods we eat and how they are prepared tremendously influence our biology, our health, and our physical appearance 

      • Throughout human evolution after the australopithecines, the face and jaws have continuously reduced in size and robusticity, reflecting a general decrease in the demand placed on the jaws and teeth as culture became increasingly complex and foodstuffs changed 

      • This change came from eating soft foods, such as cooked cereal grains 

  • There are two hypotheses to explain why the human skull changed shape in Nubia during the past 10,000 years, anthropologists in the 1800s and most of the 1900s offered an explanation based on old concepts of race 

    • 1st: they believed that the change occurred because short-headed people invaded territory occupied by long-headed people 

      • Early anthropologists saw head shape as unchanging and essentially a diagnostic racial marker 

    • Masticatory-functional hypothesis: The change in skull form represents a response to decreased demands on the chewing muscles–temporalis and masseter–as people shifted from eating hard-textured wild foods to eating soft-textured agricultural foods, such as millet 

  • Building a new physique: agriculture’s changes to workload and activity 

    • One major debate in anthropology concerns the extent to which the agricultural revolution improved the quality of human life, including the workload 

      • Robert Braidwood (1907-2003)- characterized the lifestyle of a typical hunter-gatherer as a savage’s existence, and a very tough one, following animals just to kill them to eat, or moving from one berry patch to another.

    • There is another theory that they may have worked hard but still had time for leisure 

      • Biomechanics provides enormous insight into the evolution of the body below the neck workload and other activity 

      • Borrowing from how engineers measure the strength of building materials–such as I beams used in the construction of a bridge or of a building–biological anthropologists have developed a means for assessing the robusticity of bone cross-sections

        • Material located farther away from an axis running down the center of the bone is stronger than material placed closer to the axis 

      • Bone comparisons from hunter-gatherers to later agriculturalists to modern people show a remarkable decline in size 

      • Measurement involves first getting a good image of the bone’s cross-section 

        • This might mean cutting the bone physically to expose the cross-section, usually in the mid-diaphysis 

        • If cutting is impossible a cross-section can be created by taking a CT scan of the bone 

      • The biological anthropologist traces the bone's outer and inner perimeter with an electronic stylus hooked up the a computer loaded with engineering software that automatically calculates bone strength properties called second moments of area 

  • Health and the Agricultural Revolution 

    • Population crowding and infectious disease 

      • Humans began to live in conditions crowded and unsanitary enough to support pathogens and their successful evolution 

        • Periosteal reaction: an inflammatory response of a bone’s outer covering due to bacterial infection or trauma 

          • Often caused by localized infections, like staph 

      • In the American Midwest and Southeast, tibias are swollen and bowed, while crania have a distinctive uneven, pitted texture 

        • Both are caused by a group of diseases called treponematoses- which includes venereal syphilis, nonvenereal syphilis, and yaws 

      • The pattern of bone changes in the New World before the late 1400s suggests the presence of nonvenereal syphilis, one passed not by sexual contact but by casual contacts, like a mother holding her child 

      • Tuberculosis was seen all over the world including the New World, Old World, and Australia 

    • The Consequence of Declining Nutrition: Tooth Decay 

      • Because domesticated plants are carbohydrates, they cause cavities or dental caries 

        • A process in which the natural bacteria in your mouth–common culprits are streptococcus mutans and lactobacillus acidophilus–digest the carbohydrates there

        • There were no dentists back then so people with cavities either let the teeth fall out or died due to infection 

      • Different domesticated plants promote tooth decay at varying rates 

        • Rice doesn’t seem to cause it to the same extent as other plants

        • corn causes considerably 

    • Nutritional Consequences Due to Missing Nutrients: Reduced Growth and Abnormal Development 

      • Dietary reconstructions of past societies by archaeologists and studies of living agrarian populations in different settings indicate that the diets of agriculturalists tend to overemphasize one plant or a couple of them

        • Rice in Asia, wheat in Europe, corn in the Americas, and millet or sorghum in Africa 

        • Many groups received poor nutrition from an increasingly narrow range of food 

  • If it is so bad for you, why farm?

    • The key components of evolution are survival to the reproductive years and producing of offspring

      • Because women were settled and not spending time moving about the landscape, they could bear children more frequently 

      • It is possible that a population with a reduced quality of life, as a result of disease and other negative health effects associated with an agricultural lifestyle, might still have very high fertility 

11/18/24 Biological Changes with Agriculture 

End of Pleistocene: Climate Stabilizes 

  • Until ~12 kya, all humans were hunter-gatherers

    • Highly mobile groups 

    • Small population sizes 

    • Subsisting on local resources 

      • Foraging: generalized, immediate use

      • Collecting: staple foods, storage 

  • Plant food processing & storage

    • Grinding wild grain staples (oats, barley) into meal:

      • Italy (32 kya)

      • Ohalo, Israel (23 kya)

    • Contemporaneous hearths contain roasted seeds, phytoliths 

Plant Domesticates Appear Around 12-11 kya 

How/Why Did This Happen?

  • Habitat modification; artificial selection 

    • Individual animals or plants are chosen based on desired traits 

  • Agricultural transition is a watershed moment 

    • Huge adaptive shifts:

      • Raising animals and growing plants 

      • Diets fundamentally change 

      • Become more sedentary 

Sedentism & Population Growth & Disease 

  • More evidence for specific infections in large populations after 10,000 ya 

    • Tuberculosis 

    • Treponemal diseases (e.g. syphilis) 

  • Periosteal reactions: evidence of non-specific infection or possibly trauma 

  • Increased evidence for interpersonal violence and organized warfare 

    • Victims of a 9th century BC battle in Iran 

    • Cranial depressed fracture 12th century AD Greece 

Nutritional Consequences of Agriculture 

  • Most pre-agricultural diets: high nutrient density, variety 

    • High protein  

    • Low saturated fat (lean wild game)

    • Complex carbs 

    • High fiber 

    • Low sodium 

Intensive agriculture reduces the variety 

  • Corn:

    • Deficient in many essential amino acids 

    • Contains phytates (inhibit iron absorption)

  • Wheat: very little iron 

  • Rice: deficient in protein, inhibits vitamin A absorption

Skeletal evidence of nutritional deficiency 

  • Cribra orbitals 

  • Porotic hyperostosis 

  • Lesions like cribra orbitalia and porotic hyperostosis can be caused by:

    • Anemia (insufficient red blood cells)

      • Deficiencies or iron, folate, vitamin B12

    • Scurvy (vitamin C deficiency)

    • Rickets (vitamin D deficiency)

  • In many contexts, these conditions are rare before 10,000 ya 

Dental evidence of developmental disruption 

  • Enamel hypoplasias 

    • Grooves, pits, patches of missing tooth enamel

    • Reflect enamel growth disruption 

    • Malnutrition or infections 

Other consequences of a less varied diet 

  • More processed carbohydrates = more tooth decay 

Other biological changes in agriculture 

  • Craniofacial changes 

  • Decline in bone strength 

  • Decrease in osteoarthritis

Agriculture: An Adaptive trade-off 

  • Advantages

    • Predictability of food sources 

    • Mitigate seasonal shortages through surplus & storage 

    • Supports more people 

    • Enabled the rise of complex societies 

  • Disadvantages

    • Dependence on fewer food sources 

    • Nutritional problems 

    • Crowded conditions 

    • Social stratification 

    • Conflict over resources 

    • Environmental degradation 

11/21/24 Introduction to Human Osteology 

Ethical treatment of human remains 

  • Skeletal remains are people, not objects

  • Working with human remains:

    • Do qualified experts undertake a privilege

    • Is subject to federal & state law 

    • It is performed with permission from descendant communities 

  • Human remains from historic/prehistoric contexts in the US are subject to NAGPRA

Why Study Bones?

  • Bones and teeth are resistant to decay 

  • Contains information on life history

    • Survival; way of life

    • Life stages, growth & development

    • Individual life histories 

What is Bone?

  • A network of cells and a neurovascular system embedded in a protein/mineral matrix

  • A dynamic, living tissue 

What is bone made of?

  • Organic component (~25%):

    • Primarily collagen (protein)

    • Arranged in fibers; elastic

  • Inorganic component (~60%):

    • Hydroxyapatite (mineral)

    • Primarily calcium & phosphates 

    • Hard property 

  • Water (~15%)

The function of Bones:

  • Encasement and protection 

  • Support and movement 

  • Production of blood cells

  • Fat storage

  • Mineral reservoir

    • E.g. calcium & phosphate 

Bones have features 

  • Projections 

    • Bumps or ridges that stick out from bone surface 

    • E.g. mastoid process

  • Depressions, fossae, grooves

    • Indentations or furrows on bone surface 

    • E.g. mandibular fossa 

  • Foramina & canals

    • Holes or channels in bone

    • E.g. foramen magnum 

Skeletal variation 

  • The morphology of bones & teeth varies from person to person 

    • Allows osteologists to estimate age, sex, population affinity, stature, pathologies, activity patterns, etc. 

Osteology overview 

  • 206 bones in adults 

  • Axial Skeleton 

    • Skull and thorax (vertebrae, sacrum, ribs, sternum)

  • Appendicular skeleton 

    • Shoulder & pelvic girdles, limbs 

  • skull= cranium + mandible 

    • 28 bones including ear ossicles 

Postcranial axial skeleton

  • Hyoid 

  • Vertebrae (24 total)

    • Cervical (7)

    • Thoracic (12)

    • Lumbar (5)

  • Sacrum 

  • Coccyx

  • Ribs 

    • 24 total (12/side)

  • Sternum 

Upper appendicular skeleton 

  • Shoulder girdle

    • Clavicle & scapula

  • Upper arm 

    • Humerus 

  • Lower arm 

    • Radius and ulna 

  • Hand

    • Carpals, metacarpals, phalanges 

Lower appendicular skeleton 

  • Pelvic girdle 

    • Os coxae (composed of ilium, ischium, & pubis)

  • Upper leg

    • Femur and patella 

  • Lower leg 

    • Tibia and fibula 

  • Foot

    • Tarsals, metatarsals, and phalanges 

11/25/24 Forensic Anthropology 

What is Forensic Anthropology?

  • Application of methods from anthropology & skeletal biology to the investigation of death 

Forensic Anthropologists are biological anthropologists who:

  • Have advanced training in human osteology

  • Are experts in human skeletal variation 

  • Perform mediolegal services as a consultant to medical examiner/coroner 

Contributions to the Death Investigation:

  • Search & recovery of human remains

  • Human vs. non-human 

  • Forensic significance 

  • Time since death

  • Skeletal trauma analysis 

  • Personal identification 

    • Biological profile

    • Positive ID 

Forensic Anthropology has Legal Implications

  • You may be asked to testify in court as an expert witness 

    • ABFA (1977)

    • NIST OSAC anthropology subcommittee 

    • Daubert v. Merrell-Dow (1993) 

Applications of FA

  • State and local law enforcement 

    • Medical examiner’s offices

    • University forensic anthropology labs 

  • Federal government

    • US military 

      • Office of the armed forces medical examiner (OAFME)

      • Defense POW/MIA accounting agency (DPAA)

    • National transportation safety board (NTSB)

  • Humanitarian assistance 

    • Human rights violations 

    • Mass disasters 

Examples of Forensic Anthropology Roles/Contributions 

  • Human vs. non-human 

  • The biological profile 

    • Estimation of:

      • Biological sex

        • Pelvic bone 

          1. Women have bigger hips for childbirth 

          2. Male: narrow and short

          3. Female: wide and long 

        • Skull

          1. Supraorbital ridge/glabella 

          2. Supraorbital margins 

          3. Nuchal crest

          4. Mastoid process 


  • Age at death

    • Juvelines 

      1. Dental formation

      2. Appearance & fusion of femoral epiphyses 


  • Adults 

    1. Pubic symphysis-where the two pelvic bones meet at the front of the body 

      • Is billowing present?- ridges against where the bones meet (teens)

      • Is the symphyseal rim formed? (ridges go away; 30-40)

      • Is the symphysis porotic? Breaks down and becomes brittle 

  • Population affinity 

    • Craniometric analysis: take images of skull and compare measurements to ancestral samples

    • Ancestry 

  • Stature (height) 

Skeletal Trauma Analysis 

  • Importance to death investigation:

    • Mechanism of trauma 

      • Blunt force 

        • Relatively slow loading 

        • Relatively large area

        • Can leave tool impressions 

      • High-velocity projectile 

        • Rapid loading 

        • Small surface area 

        • Bone acts as a brittle material 

          • Shatters rather than deforms 

          • Entrance: small and precise 

          • Exit: large, blown out, fragmented 

      • Sharp force 

        • Relatively slow loading 

        • Small surface area 

        • Beveled edge instrument 

        • Knives:

          • Narrow, v-shaped cuts 

        • Saws: 

          • Flat or w-shaped kerf: marks made by saw blade; flat or w shaped 

    • Sequence & timing of injuries: tell when multiple injuries occurs; same time-different??

    • Accident vs. intentional injury 

    • Direction of fire/position of assailant: perpetrator relative to victim 

    • Class of weapon 

Timing of trauma 

  • Antemortem: before death; evidence of healing/vital reaction 

  • Perimortem: at or around the time of death 

  • Postmortem: after death; bone fractures like dry material 

Personal identification 

  • Linking unknown remains to an individual of known identity 

  • Methods:

    • DNA (nuclear, not mitochondrial!!)- mitochondrial can be shared, so not a reliable source 

    • Fingerprints 

    • Comparative radiology- xrays or ct scans of someone during life, take scans of unknown person and try and match them up 

      • Surgery or root canal are identifying features that help 

12/2/24 Bioarchaeology 

What is Bioarchaeology?

  • The contextual analysis of human remains from archaological sites

    • Modern people not hominins or otherwise 

  • Similarities with forensic anthropology:

    • Expertise in human osteology 

    • Some analytical methods in common

    • E.g. the biological profile

      • Biological sex

      • Age at death

      • Population affinity 

      • Stature (height) 

  • Differences from forensic anthropology:

    • Historic & prehistoric contexts (non forensically significant)

    • Emphasis on reconstructing life as opposed to circumstances of death 

    • Typically (but not always) a population approach 

  • Examples of Population-Level approach: Butrint, Albania

    • Demographic profiles

    • Analysis of skeletal pathologies 

    • Spatial analysis of burials 

    • Ancient DNA analysis:

      • Biological relationships 

      • Molecular identification of pathogens 

    • Paleopathologies

      • Orbital lesions in a young juvenile possibly caused by scurvy (butrint, Albania 6-7th century AD)

      • Vertebral lesions caused by brucellosis (Butrint, Albania 10-13th century AD)

  • Bioarchaeologists ask questions related to:

    • Health & disease

    • Dietary patterns

    • Activity patterns 

    • Injury & violence

    • Biological relationships 

    • Migration

    • Mortuary behavior 

    • Social identity 

  • G-190: adolescent male with metastatic cancer

    • Biological profile:

      • Sex: male (enamel proteomics)

      • Age at death: 15-19 years (dental formation, epiphyseal union)

    • Early life stress:

      • Linear enamel hypoplasias 

    • Oral health problems:

      • Dental caries & antemortem loss 

  • G-56 Elderly male with antemortem trauma and postmortem examination 

    • Biological profile:

      • Sex: male (pelvic & cranial morphology)

      • Age at death: 50+ years (pubic symphysis)

    • Developmental anomaly: 

      • Cervical rib & Srb’s anomaly 

    • Early life stress:

      • Orbital lesions 

    • Later adulthood: 

      • Joint disease

    • Purpose for examination of the brain?

      • Receiving medical care or institutionalized?

      • Death under unusual/suspicious circumstances?

      • Confirm a diagnosis? Effects of cranial trauma?