Evidence Foundations 8 - Lay and Expert Witness Testimony
Authentication of Evidence
- Things and documents offered as evidence must be authenticated.
- The person offering the evidence must prove its authenticity (e.g., "This is the contract signed by the party").
- Authentication is usually done through witness testimony.
Witness Competency
- Witnesses are presumed competent unless proven otherwise.
- Federal court requirements for witness competency:
- Personal knowledge of the facts they're testifying about.
- An oath to tell the truth.
Lay Witness Testimony
Lay witness: A regular person, not an expert.
Lay witnesses generally cannot give opinion testimony; they must stick to the facts.
The Trier of fact draws conclusions based on facts presented.
Exception: Lay witnesses can give opinions if:
The opinion is rationally based on the witness's perception.
The opinion is helpful to the trier of fact.
The opinion is not based on scientific, technical, or specialized knowledge.
Rationale: Avoids a flat ban on opinion testimony, acknowledging some opinions are inherently factual.
Examples of Permitted Lay Witness Opinions:
- General appearance, condition, or emotion of a person (e.g., "David looked tired").
- Matters of sense recognition (e.g., "He smelled like flaming hot Cheetos").
- Voice or handwriting recognition (e.g., identifying handwriting in a letter).
- All examples based on personal observation and provide unique insights.
Example Scenario:
- Permitted: A lay witness testifies that David looked ill after eating salami roses.
- Not Permitted: A lay witness testifies the salami roses were contaminated with E. coli; this requires expert testimony.
Expert Witness Testimony
- Experts can give opinions, even without direct personal knowledge of the incident.
- Expert witnesses are often paid.
- Expert testimony is allowed when scientific, technical, or specialized knowledge helps the trier of fact.
- The testimony must pass rules ensuring relevance and reliability.
Gatekeeping Role of Trial Court
- Trial court acts as gatekeeper for scientific evidence, reviewing it in a pretrial hearing (Daubert Hearing) outside the presence of the jury.
- Ensures that juries are not swayed by "quackery or charlatanism."
Daubert Factors (from Daubert v. Merrill Dow and Federal Rule of Evidence 702):
- Would the scientific, technical, or specialized knowledge help the fact finder?
- Is the expert qualified based on knowledge, skill, experience, training, or education?
- Is the testimony based on sufficient facts or data?
- Did the expert use reliable principles and methods?
- Were those principles and methods reliably applied to the facts of the case?
Closer Look at Daubert Factors
Qualified Expert: Includes those with knowledge, skill, or experience.
- Example: A dog walker with 10 years of experience can give an opinion on walking French Poodles.
Sufficient Facts or Data: Can be from the expert's personal observation or facts made known to the expert at or before trial.
- Facts supplied to the expert outside the courtroom must be of a type reasonably relied upon by experts in the field.
Reliability of Principles and Methods: The court reviews:
- Whether the theory or technique has been tested.
- Whether it has been subjected to peer review and publication.
- The known or potential rate of error.
- Whether it's generally accepted by experts in the same field.
Standard of Proof: All factors must be proven by a preponderance of the evidence.
- If proven, the jury hears the expert testimony;
- If not, the judge excludes the testimony.
Expert Opinion on Ultimate Issue
- Experts can give an opinion on the ultimate issue in a case.
- Example: A brain surgeon can testify that another brain surgeon failed to use reasonable care.
Exception for Criminal Cases
- In criminal cases where the defendant's mental state is an element of the crime or defense (e.g., insanity plea), the expert cannot give an opinion on the defendant's mental state.