Democracy: Waves, Systems, Electoral Rules, and Governance Outcomes

Definition and Core Concepts of Democracy

  • Democracy originates from the Greek word demokratia, combining demos (people) and kratos (rule).
  • Representative democracy is necessary in contemporary large-scale societies where direct participation in lawmaking is unfeasible.
  • Economist Joseph Schumpeter defined democracy as a political framework in which citizens select among competing political candidates in free, fair, and periodic elections.
  • Modern democracies are the dominant global form of government, with a majority of the world population residing in democratic states.

Waves of Democratization

  • First Wave (18th Century–1930): Rooted in the American and French Revolutions, expanding voting rights across North America and Europe to encompass approximately 3030 democracies.
    • Barrington Moore, Jr. concluded "No bourgeois, no democracy," identifying a strong, independent commercial middle class as a prerequisite for democratic transition.
    • Receded in the 1930s due to military coups, fascism, and communism.
  • Second Wave (Post-World War II–1960s): Triggered by the defeat of fascism and post-colonial nation-building in Africa and Asia.
    • Receded in the 1960s via authoritarian turns and military coups. Guillermo O'Donnell theorized that modernization activated lower-class demands, driving elites toward authoritarian responses to resolve economic instability.
  • Third Wave (1974–Late 1990s): Commenced in Portugal, Spain, and Greece, expanding across Latin America, Asia, Eastern Europe, and Africa.
  • 21st Century Equilibrium ("Careening"): According to Dan Slater, contemporary democratization has flat-lined into a pattern of "careening," where regimes lurch between popular mobilization and elite institutional restraint.
  • Transitional Factors: Regional diffusion effects, support from international bodies like the European Union, and specific economic or structural conditions influence democratic durability.

Presidential vs. Parliamentary Systems

  • Presidential Systems:
    • Feature executive-legislative separation where sovereignty is shared between both branches.
    • Presidents are directly elected for fixed terms and do not require legislative majorities to retain office.
    • Provide higher voter accountability and direct selection of the executive.
    • Risk executive-legislative gridlock (Juan Linz) and display a historically higher rate of democratic breakdown (Alfred Stepan and Cindy Skatch).
  • Parliamentary Systems:
    • Feature executive-legislative fusion where direct sovereignty resides exclusively in the elected legislature.
    • Prime ministers are chosen by the legislative assembly and remain in power only while maintaining its confidence.
    • Produce higher legislative passage rates for executive proposals but require continuous coalition management.

Electoral Rules and Party Systems

  • District Formats: Single-member districts elect one representative per district, whereas multimember districts elect multiple representatives.
  • Voting Formulas:
    • Plurality Rule: The candidate with the highest number of votes wins the seat, promoting two-party political systems.
    • Double-ballot System: Requires a candidate to earn an absolute majority (>50%>50\%) to win; otherwise, a run-off election is held between top candidates.
    • Proportional Representation (PR): Seats are allocated based on the percentage of total votes received by each party list, promoting multiparty systems.
  • Systemic Consequences:
    • PR systems demonstrate higher legislative party discipline, yield greater representation for women, and foster more redistributive social policies.
    • Kenneth Arrow's Impossibility Theorem proved that no electoral system can simultaneously fulfill all democratic criteria without flaws.

Democracy, Development, and Quality of Life

  • Economic Performance:
    • Comparative research by Amartya Sen, Adam Przeworski, and Fernando Limongi demonstrates no direct causal link between regime type and economic growth rates.
    • Democracies offer structural advantages: adherence to the rule of law, institutional adaptability, lower fertility rates, and protection against severe economic collapse (Halperin et al.).
  • Good Society Performance Indicators:
    • Average Infant Mortality Rate (per 1,0001{,}000 live births): Full democracies (4.324.32), flawed democracies (19.819.8), hybrid regimes (37.837.8), authoritarian regimes (44.744.7).
    • Average Adult Literacy Rate: Full democracies (99.2%99.2\%), flawed democracies (91.1%91.1\%), hybrid regimes (76.2%76.2\%), authoritarian regimes (81.4%81.4\%).
    • Average Homicide Rate (per 100,000100{,}000 people): Full democracies (2.12.1), flawed democracies (12.012.0), hybrid regimes (13.913.9), authoritarian regimes (10.810.8).
  • Capability Impact: High levels of democracy consistently enhance physical well-being, literacy, and safety primarily within established "Full Democracies."