AP Foundational Documents: Articles of Confederation and Declaration of Independence

The Articles of Confederation

  • Essential context

    • After declaring independence, the colonies needed a government separate from England.

    • Most states drafted new state constitutions by the end of 1776.

    • During the Revolutionary War, states could not agree on a unified structure for the national government.

    • The Articles of Confederation were ratified (made official) in 1781 and served as the first governing document of the United States.

    • Purpose: establish a "firm league of friendship" between the states.

  • Key features of the Articles

    • No national executive (President) or national judiciary (no national Supreme Court).

    • Each state had one vote in Congress, regardless of population or size.

    • 9 of 13 states were required to pass a law.

    • Unanimous consent of all 13 states was required to amend the Articles (which never happened).

    • Each state printed its own money, leading to currency confusion and lack of a unified economy.

    • Congress could not levy taxes or regulate interstate commerce.

    • No national military to respond to crises (e.g., limitations during Shays’ Rebellion).

  • Successes under the Articles

    • Negotiated peace with England, securing independence.

    • Prevented states from ending their alliance with each other after the war.

  • Notable critiques embedded in the slides

    • One-state–one-vote structure undermined participatory democracy for states with larger populations.

    • The currency issue (state-issued money) highlighted economic fragmentation and lack of national economic policy.

  • Numerical references to remember

    • Ratification: 1781

    • Independence achieved in 1776, Articles ratified in 1781 .

    • Law-passing threshold: rac{9}{13} of states.

    • Amendments require unanimous assent: rac{13}{13} = 1 (unanimous).

  • Visual/contextual notes from the slides

    • Slogan-like language of a “firm league of friendship.”

    • “One vote per state” design choice emphasized as both a power balance and a flaw in scale handling.

    • Depictions of currency from different states illustrate economic disunity.

  • Class discussion prompts (from slides)

    • What would the U.S. look like today if each state printed their own money?

    • What would the U.S. look like today if Congress could not collect taxes?

From the Articles to the Constitution

  • Timeline context

    • Within six years of ratification, it was clear the Articles were not working.

    • The Annapolis Convention (1786) led by Alexander Hamilton urged a broader convention to amend the Articles.

    • The Constitutional Convention (Philadelphia, 1787) was tasked with revising the Articles; James Madison played a pivotal role.

  • Key figures and outcomes

    • James Madison urged scrapping the Articles and writing a new constitution; later often called the Father of the Constitution.

    • The Convention produced the United States Constitution in 1787, which remains in use today (with amendments).

    • The phrase "We the People" appears in the new framework, signaling a shift toward popular sovereignty and a stronger national government.

  • Foundational shift

    • The new framework aimed to fix immediate problems from the Articles while balancing power between national and state governments (federalism).

Why the Articles Matter Today

  • Three core takeaways (as presented in the slides) 1) It Demonstrates the Fallibility of the Founders

    • The founders were accomplished but not perfect; their first system failed, and their second (the Constitution) has endured.

    • They learned from mistakes, but their initial solutions were not perfect, e.g., the Constitution initially protected slavery and the slave trade.

    • The United States has amended the Constitution many times (27 amendments) to address these gaps and flaws.

    • Quote/theme: IF AT FIRST YOU DON'T SUCCEED, TRY AGAIN, alluding to the adaptive process of constitutional change.

    • Visual note: The Apotheosis of Washington (Capitol Rotunda) symbolizes the reverence and scrutiny of the founders’ legacy.
      2) It Demonstrates the Danger of State Government Power

    • Post-revolution concerns centered on the possibility of national government abusing state governments.

    • The Articles overcorrected by stripping too much power from the national government; at times, this left states too autonomous and in conflict with each other.

    • The failure showed the need for a national framework strong enough to manage collective action while preserving state sovereignty.

    • Contemporary framing: The United States is a Union of states, not merely a league of friendship.

    • Visual note: Expressions of coercive authority (e.g., a military or forceful reminder) highlight tensions over sovereignty.
      3) It Influenced the Structure of the Constitution (Federalism)

    • The reforms were designed to address the immediate problems of 1787.

    • Distinct powers emerged for the national government, for shared powers, and for state governments.

    • Examples:

      • National-exclusive power: printing money (national monetary policy).

      • Shared power: collecting taxes (federal and state responsibilities).

      • State-exclusive power: ratifying amendments (the amendment process requires the states’ participation).

    • The resulting structure—division of powers between national and state levels—is called Federalism, a core AP concept.

  • The three branches in the Constitution

    • Legislative, Executive, Judicial

    • The new framework created mechanisms to prevent concentration of power and to provide checks and balances.

The Declaration of Independence: Why It Matters Today

  • Clarifying what the Declaration is and is not

    • Not a governing document and not part of federal law; it is a foundational explanation of why the colonies sought independence.

    • Written at the Second Continental Congress by a committee including Thomas Jefferson, John Adams, and Benjamin Franklin.

    • Structure:

    • Part 1: Introduction (philosophical justification for independence).

    • Part 2: List of British abuses (practical justification for independence).

  • Core Enlightenment ideas embedded in the Declaration

    • Natural rights: ext{All men are created equal, endowed by their Creator with certain unalienable Rights, among these Life, Liberty and the pursuit of Happiness}.

    • Social contract: Governments derive their just powers from the consent of the governed; purpose is to secure these rights.

    • Right of Revolution: When a government becomes destructive of these ends, the people have the right to alter or abolish it and institute a new government (influenced by John Locke).

  • The Declaration as a foundational but not legal document

    • It established Enlightenment ideas as part of America’s core identity and democratic ethos.

    • It is considered a required AP Foundational Document, shaping values and rhetorical frame for American politics and law.

  • Slavery and equality: profound tensions

    • The Declaration asserts universal rights, yet the early Constitution protected slavery and related practices; racism and sexism were widespread in early American governance.

    • The Declaration has been used to call out hypocrisy and to push for inclusion and reform.

  • How the Declaration has shaped activism and progress

    • Used by marginalized groups to argue for equality and rights:

    • Frederick Douglass’s What to the Slave is the Fourth of July? connecting the Declaration to anti-slavery critique.

      • Quote context: The Declaration’s principles of justice and rights challenge the nation to live up to its stated ideals.

    • Women’s rights movement: Elizabeth Cady Stanton and Susan B. Anthony framed demands for equality in light of the Declaration (Declaration of Sentiments and Resolutions).

    • The idea of popular sovereignty and equal rights has informed ongoing movements for gender and racial equality.

  • Modern implications

    • The Declaration’s principles continue to inspire debates about who is included in “all men are created equal,” and how to extend rights to all people regardless of race or gender.

    • It serves as a historical anchor for evaluating American government and civil rights progress.

  • Prominent discussion prompts related to the Declaration (from slides)

    • Is the Right of Revolution Biblical? Why or why not?

    • Where can you see the Declaration’s ideas inspiring people to push for progress today?

Open-Ended and Discussion Prompts (from the slides)

  • Articles discussion prompts

    • What would the U.S. look like today if each state printed their own money?

    • What would the U.S. look like today if Congress could not collect taxes?

    • In your opinion, why is the Articles of Confederation still worth studying today, even though it was only America’s governing document for ~6 years? (at least 3 sentences)

  • Declaration discussion prompts

    • Is the Right of Revolution Biblical? Why or why not?

    • Where can you see the Declaration’s ideas inspiring people to push for progress in America today?

Key Takeaways to Memorize

  • Articles of Confederation (179x framing)

    • Ratified: 1781; first governing document; “firm league of friendship”

    • Structural flaws: no national executive or judiciary; no power to tax or regulate commerce; currency fragmentation; unicameral Congress with one vote per state; need for unanimity to amend

    • Consequences: strong emphasis on state sovereignty created inefficiencies and conflicts; led to the drafting of a new Constitution

  • Transition to the Constitution

    • Annapolis Convention (1786) -> Constitutional Convention (1787)

    • James Madison’s leadership; “Father of the Constitution”; creation of a new framework with a stronger national government and a system of federalism

    • The Constitution introduces three branches, enumerated powers, and a system of checks and balances, while preserving some state powers

  • The Declaration of Independence

    • Not a law or governing document; a philosophical-and-practical justification for independence

    • Core ideas: Natural rights, social contract, and right of revolution

    • Its legacy: shaped American identity, inspired movements for equality and rights across history, used to critique and push reforms (e.g., abolition, women’s suffrage)

    • Tensions: while proclaiming universal rights, it did not extend equality to enslaved people or women in practice at the time

Connections to Foundational Principles and Real-World Relevance

  • Foundational principle: Federalism and the balance of power between national and state governments

    • The Articles highlighted the dangers of too-weak national power; the Constitution created a more balanced federal system

  • Foundational principle: Popular sovereignty and consent of the governed

    • The Declaration grounds government legitimacy in the consent of the governed, a theme carried through to the Constitution and modern democracy

  • Real-world relevance

    • Ongoing debates about the proper role and power of the federal government versus states (federalism) remain central to U.S. politics

    • The ongoing tension between national unity and regional autonomy echoes the historical shift from a “league of friendship” to a “Union”

    • The Declaration’s ideals continue to serve as a benchmark for evaluating laws, policies, and social progress toward equality and rights for all citizens

Notable quotes and references to remember

  • “We the People” (Constitution) — symbolizing popular sovereignty

  • “All men are created equal, endowed by their Creator with certain unalienable Rights, among these are Life, Liberty and the pursuit of Happiness”

  • “Governments are instituted among Men, deriving their just powers from the consent of the governed”

  • Locke’s Right of Revolution: when governments breach the social contract, the people may resume liberty

  • Frederick Douglass, What to the Slave is the Fourth of July? (illustrates ongoing struggle to extend Declaration principles to all)

  • The Declaration of Sentiments (Elizabeth Cady Stanton, Susan B. Anthony) mirrors the Declaration to argue for women’s rights