The Scientific Study of Politics - Kellstedt and Whitten

The Scientific Study of Politics

1.1 Overview

  • Many political science students are drawn to the subject due to interests in political issues rather than methodology.

  • This chapter introduces the goals of this book and advocates for a scientific approach over a simplistic "just-the-facts" approach.

  • It emphasizes understanding politics through models where concepts are transformed into variables causally linked by theories.

  • Importance of establishing the goals and standards of political science research.

  • Concludes with a brief overview of the book's structure.

Chinese Proverb
  • "Doubt is the beginning, not the end, of wisdom."

1.2 Approaching Politics Scientifically

  • Common misconceptions about political science focus on partisanship, while the discipline is characterized as a scientific study of political phenomena.

  • Importance of conducting research such that personal political views of political scientists cannot be discerned.

  • The reality is that modern political science heavily incorporates scientific and mathematical methodologies.

  • Encouragement for students to persevere through challenges in learning scientific methods, emphasizing the utility of these tools in broader contexts:   - Goal 1: Enable students to consume academic political science research effectively.   - Goal 2: Help students become better consumers of information, particularly in evaluating claims about causal relationships.   - Goal 3: Foster skills to produce scientific research on politics.

  • Highlighting the contrast with a more fact-based learning approach in political science, illustrated by an example from the politics of the European Union (EU).

  • Explanation of how political contexts and phenomena evolve, citing changes in EU membership and institutional rules.

1.3 Variables and Causal Explanations

  • Core Philosophical Question: "How do we know what we know?"   - This reflects the scientific approach, which is characterized by:       - Skepticism and willingness to reconsider evidence.       - The development and testing of theories, leading to hypotheses.

  • Definitions:   - Theory: A tentative conjecture about causal relationships in political phenomena.   - Hypothesis: A theory-based expectation about observed relationships between variables.   - Null Hypothesis: The expectation of no effect or relationship, typically the counterpart to the hypothesis.   - Variables: Abstract concepts that vary, e.g., voter turnout defined as the percentage of eligible voters who cast votes in an election.

The Process of Hypothesis Testing
  • Steps in the scientific process:   1. Develop causal theories.   2. Derive testable hypotheses from theories.   3. Conduct empirical tests of hypotheses.   4. Assess evidence to confirm or reject hypotheses.   5. Re-evaluate the underlying causal theory based on findings.

  • Theories must withstand rigorous testing to gain confidence, not only in the hypotheses but also in the associated theories.

  • Unlike lawyers, who build cases to advocate for a position, scientists seek to disprove their theories through tough testing.

  • Statistical techniques gauge the probability that findings aren't due to chance, with a preference for the null hypothesis due to its conservative nature concerning false claims.

Evolution of Scientific Knowledge
  • Established theories become foundations for further research following Thomas Kuhn's cycles of knowledge accumulation and revolutions (paradigm shifts).

  • Example: Changes in the study of public opinion in the U.S. through mass surveys post the 1944 Erie County study that revealed voters' stable preferences instead of campaign-related influences.   - Resulted in new theories about long-standing partisan attachments and youth political socialization.

1.4 Thinking About The World in Terms of Variables

  • Development of political theories involves framing concepts as variables with causal relationships:   - Independent Variable: Variable presumed to influence the outcome.   - Dependent Variable: Outcome variable affected by changes in the independent variable.

  • Causal statement example: If the state of the economy influences election outcomes, then economic performance as the independent variable affects the incumbent vote as the dependent variable.

Practical Example of Causal Relationships
  • Using economic voting as a theory:   - Hypothesis: Stronger economic performance (independent variable) leads to higher incumbent vote percentages (dependent variable).   - Expected relationship: Positive if economic conditions are favorable.

  • Discussed how different operationalizations (e.g., economic growth vs unemployment rates) would inform the numeric relationships and shape hypotheses accordingly.

1.5 Rules of the Road to Scientific Knowledge About Politics

  • The following general principles guide inquiry in political science:   - Causality: Ensure theories address causal dynamics, not mere covariation.   - Theory Development: Formulate theories before data investigation to maintain theoretical integrity.   - Empirical Evidence: Base knowledge on observable phenomena and empirical tests.   - Avoid Normative Statements: Political science must remain objective, without conflating personal values and beliefs into scientific discourse.   - Generality and Parsimony: Strive for theories that are broadly applicable while maintaining simplicity.     - Generality: Broad theories across phenomena versus limited scope.     - Parsimony: Simplicity in theories may sometimes require trade-offs for greater broad applicability.

1.6 A Quick Look Ahead

  • Upcoming chapters will progressively build tools for developing and testing theories, starting from Chapter 2 on theory building to Chapter 12 focusing on regression models.

Concepts Introduced in This Chapter

  • Causal: Pertaining to establishing cause and effect relationships.

  • Correlation: Relationship where two variables vary together.

  • Covariation: Synonymous with correlation pertaining to relational patterns between variables.

  • Dependent Variable: The outcome variable influenced by independent variables.

  • Empirical: Based on observations and measurements from the real world.

  • Hypothesis: Predictive statement derived from theories.

  • Hypothesis Testing: Method of evaluating the viability of hypotheses against empirical evidence.

  • Independent Variable: The factor proposed to affect the dependent variable.

  • Normal Science: Period of research conducted under shared paradigms.

  • Normative Statements: Value-based statements about what ought to be.

  • Null Hypothesis: Hypothesis stating no effect or relationship exists.

  • Operationalize: Define concepts in measurable terms.

  • Paradigm: Framework of shared assumptions shaping scientific research.

  • Paradigm Shift: Fundamental changes in scientific thought processes.

  • Parsimony: The principle of simplicity in theories.

  • Theoretical Models: Simplified representations of complex phenomena.

  • Theory: A systematic explanation for a range of phenomena.

  • Variable: Attributes or characteristics that can change.