Chapter 14 Notes: Managerial Accounting (Kimmel, Weygandt, Mitchell)

Learning Objective 1: Identify the features of managerial accounting and the functions of management

  • Managerial accounting provides economic and financial information for managers and other internal users.

    • Internal users vs external users (contrast with financial accounting).

    • Both managerial and financial accounting quantify and communicate economic events, but they differ in purpose, scope, and audience.

  • Comparing Managerial and Financial Accounting

    • Similarities: Both deal with economic events of a business and require quantification and communication of those events to interested parties.

    • Differences (LO 1):

    • Primary users

      • Financial accounting: external users (stockholders, creditors, regulators).

      • Managerial accounting: internal users (officers and managers).

    • Types and frequency of reports

      • Financial: external financial statements, typically quarterly and annually.

      • Managerial: internal reports, as frequently as needed.

    • Purpose of reports

      • Financial: general-purpose.

      • Managerial: special-purpose for specific decisions.

    • Content of reports

      • Financial: pertains to the business as a whole; highly aggregated; limited to accrual accounting and cost data; GAAP-governed.

      • Managerial: pertains to subunits of the business; very detailed; extends beyond accrual accounting to any relevant data; not GAAP-bound; evaluated for decision relevance.

    • Verification process

      • Financial: audited by CPA.

      • Managerial: no independent audits.

  • Management functions (Planning, Directing, Controlling) and their sub-points

    • Planning

    • Maximize short-term profit and market share.

    • Commit to environmental protection and social programs.

    • Add value to the business.

    • Directing

    • Coordinate diverse activities and human resources.

    • Implement planned objectives.

    • Provide incentives to motivate employees; hire and train employees; ensure smooth operation.

    • Controlling

    • Keep and maintain activities on track.

    • Determine whether goals are met.

    • Decide what changes are needed to get back on track.

    • May use informal or formal evaluation systems.

  • Organizational structure

    • Organization charts show interrelationships of activities and the delegation of authority and responsibility within the company.

  • DO IT! 1: Managerial Accounting Part 1 — True/False

    • 1) Managerial accountants have a single role within an organization: collecting and reporting costs to management. FALSE

    • 2) Financial accounting reports are general-purpose and intended for external users. TRUE

    • 3) Managerial accounting reports are special-purpose and issued as frequently as needed. TRUE

  • DO IT! 1: Managerial Accounting Part 2 — True/False

    • 4) Managers’ activities and responsibilities can be classified into three broad functions: cost accounting, budgeting, and internal control. FALSE

    • 5) Managerial accounting reports must now comply with generally accepted accounting principles (GAAP). FALSE


Learning Objective 2: Describe the classes of manufacturing costs and the differences between product and period costs

  • Manager questions to guide cost thinking

    • 1. What costs are involved in making a product or providing a service?

    • 2. If we decrease production volume, will costs change?

    • 3. What impact will automation have on total costs?

    • 4. How can we best control costs?

  • Manufacturing costs (LO 2)

    • Definition: Activities and processes that convert raw materials into finished goods.

    • Major components: Direct Materials, Direct Labor, Manufacturing Overhead.

    • Direct Materials (DM): Raw materials that can be physically and directly associated with the finished product during the manufacturing process.

    • Direct Materials example: material costs that become part of the finished product.

    • Direct Labor (DL): Work of factory employees that can be physically and directly associated with converting raw materials into finished goods.

    • Indirect Materials: Not physically part of the finished product or too costly to trace; part of Manufacturing Overhead (MOH).

    • Indirect Labor: Manufacturing-related employees without direct physical association to the finished product; costs are part of MOH.

    • Manufacturing Overhead (MOH): All manufacturing-related costs not direct materials or direct labor; also called factory overhead, indirect manufacturing costs, or burden.

  • Product costs vs. Period costs

    • Product costs (inventoriable): DM + DL + MOH; costs that are an integral part of producing the product; recorded in inventory; expensed as COGS when goods are sold.

    • Period costs (non-manufacturing): Nonmanufacturing costs (selling and administrative expenses); expensed in the period incurred.

  • Product Costs vs. Period Costs (summary chart behavior)

    • Product costs (Inventoriable):

    • Direct Materials, Direct Labor, Manufacturing Overhead.

    • In Inventory (Finished Goods, Work in Process, Raw Materials).

    • Period costs (Non-Inventoriable):

    • Selling Expenses, Administrative Expenses.

  • Illustration: Terrain Park Boards (cost classification exercise)

    • 1. Wood cores, fiberglass, and resin ($30 per board) → Product Cost (Direct Materials)

    • 2. Labor to trim and shape boards ($40 per board) → Product Cost (Direct Labor)

    • 3. Factory equipment depreciation ($25,000) → Product Cost (Manufacturing Overhead)

    • 4. Property taxes on factory building ($6,000 per year) → Manufacturing Overhead

    • 5. Advertising costs ($60,000 per year) → Period Cost

    • 6. Sales commissions ($20 per board) → Period Cost

    • 7. Factory maintenance salaries ($25,000 per year) → Manufacturing Overhead

    • 8. Salary of factory manager ($70,000 per year) → Manufacturing Overhead

    • 9. Cost of shipping boards to customers ($8 per board) → Period Cost

    1. Salary of product quality inspector ($20,000 per year) → Manufacturing Overhead

  • Additional Terrain Park quantitative example (Total manufacturing costs concept)

    • Given:

    • Direct materials used: $146,400

    • Direct labor: $175,600

    • Manufacturing overhead: $54,800 (indirect materials, indirect labor, and other overhead items broken out: Indirect labor $14,300; Factory repairs $12,600; Factory utilities $10,100; Factory depreciation $9,440; Factory insurance $8,360)

    • Beginning Work in Process: $18,400

    • Ending Work in Process: $25,200

    • Total Manufacturing Costs =
      extTotalManufacturingCosts=extDirectMaterialsUsed+extDirectLabor+extManufacturingOverhead=146,400+175,600+54,800=376,800.ext{Total Manufacturing Costs} = ext{Direct Materials Used} + ext{Direct Labor} + ext{Manufacturing Overhead} = 146{,}400 + 175{,}600 + 54{,}800 = 376{,}800.

    • Cost of Goods Manufactured (COGM) = Beginning WIP + Total Manufacturing Costs − Ending WIP
      extCOGM=18,400+376,80025,200=370,000.ext{COGM} = 18{,}400 + 376{,}800 - 25{,}200 = 370{,}000.

    • Note: The Terrain Park example shows a complete COGM schedule flow, including raw materials flows and WIP calculations; values illustrate the mechanics of moving raw materials through to finished goods.

  • Why it matters

    • Product costing ties directly to inventory valuation and expense recognition (COGS) under different inventory systems.

    • Distinguishing product vs. period costs helps managers make decisions about pricing, budgeting, and cost control.

  • DO IT! 2: Managerial Cost Concepts — Quick classification (summary of solution)

    • Tires: Direct Materials → Product Cost

    • Wages of employees who put tires on the wheels: Direct Labor → Product Cost

    • Factory building depreciation: Manufacturing Overhead → Product Cost

    • Advertising expenditures: Period Cost

    • Factory machine lubricants: Manufacturing Overhead → Product Cost

    • Spokes: Direct Materials → Product Cost

    • Salary of factory manager: Manufacturing Overhead → Product Cost

    • Salary of accountant: Period Cost

    • Handlebars: Direct Materials → Product Cost

    • Salaries of factory maintenance employees: Manufacturing Overhead → Product Cost

    • Salary of product quality inspector: Manufacturing Overhead → Product Cost


Learning Objective 3: Demonstrate how to compute cost of goods manufactured and prepare financial statements for a manufacturer

  • Manufacturing costs in financial statements (intro)

    • The financial statements of a manufacturer are similar to those of a merchandiser, but differences arise in two places:

    • The current assets section of the balance sheet

    • The cost of goods sold (COGS) section of the income statement

  • Balance Sheet: Inventories in a manufacturer

    • Inventory accounts include Raw Materials, Work in Process, and Finished Goods.

    • A merchandising company reports a single Inventory (no separate subinventories).

    • The presence of multiple inventory accounts affects the current assets presentation and the calculation of COGS.

  • Income Statement differences under a periodic system

    • Merchandising company: COGS = Beginning Inventory + Purchases - Ending Inventory

    • Manufacturing company (periodic): COGS = Beginning Finished Goods + Cost of Goods Manufactured - Ending Finished Goods

  • Sample forms (conceptual, not all numbers shown)

    • Balance Sheet (Merchandiser vs. Manufacturer):

    • Merchanising: Current assets typically include Cash, Accounts receivable, Inventory, Prepaid expenses.

    • Manufacturing: Current assets include Cash, Accounts receivable, Inventory (which is subdivided into Raw Materials, Work in Process, Finished Goods), Prepaid expenses.

    • Income Statement (partial) under a periodic system:

    • Merchandising: COGS section shows beginning inventory, purchases, cost of goods available for sale, ending inventory, Cost of Goods Sold.

    • Manufacturer: COGS section shows Beginning Finished Goods, Cost of Goods Manufactured, Cost of Goods Available for Sale, Ending Finished Goods, Cost of Goods Sold.

  • Cost of Goods Manufactured (COGM) schedule (structure)

    • Work in Process, January 1 (BWIP)

    • Direct Materials Used

    • Direct Labor

    • Manufacturing Overhead

    • Total Manufacturing Costs

    • Total Cost of Work in Process (TCWIP)

    • Less: Work in Process, December 31 (EWIP)

    • Cost of Goods Manufactured (COGM)

    • Example structure (from textbook layout):

    • Begin WIP (Jan 1)

    • Raw Materials: Inventory Jan 1; Raw materials purchases; Total raw materials available; Less: Raw materials inventory Dec 31; Direct materials used

    • Direct Labor

    • Manufacturing Overhead (with breakdowns, e.g., Indirect labor, Factory repairs, Factory utilities, Factory depreciation, Factory insurance)

    • Total Manufacturing Costs

    • Total cost of Work in Process

    • Less: WIP December 31

    • Cost of Goods Manufactured

  • Illustrative calculations (Terrain Park-inspired example; Keystone has its own numbers)

    • Total Manufacturing Costs:

    • Direct Materials Used = $146{,}400

    • Direct Labor = $175{,}600

    • Manufacturing Overhead = $54{,}800

    • Total Manufacturing Costs = 146,400+175,600+54,800=376,800.146{,}400 + 175{,}600 + 54{,}800 = 376{,}800.

    • Beginning Work in Process (BWIP) = $18{,}400; Ending Work in Process (EWIP) = $25{,}200

    • Cost of Goods Manufactured (COGM) = BWIP + Total Manufacturing Costs − EWIP = 18,400+376,80025,200=370,000.18{,}400 + 376{,}800 - 25{,}200 = 370{,}000.

    • Note: A separate Keystone example yields a different COGM (e.g., $385,500) due to different input numbers; the method remains the same.

  • Balance Sheet and Income Statement emphasis on COGS

    • For a manufacturer, COGS reflects: Beginning Finished Goods + COGM − Ending Finished Goods.

    • The finished goods inventory is part of current assets; changes affect the COGS calculation and gross margin.

  • DO IT! 3: Cost of Goods Manufactured — Keystone example (structure to replicate)

    • Given: March 1 and March 31 balances: Raw Materials, Work in Process, Materials purchased, Direct labor, MOH.

    • Prepare COGM for March 2025 using the schedule layout and assuming all raw materials used are direct materials.

    • Solution structure typically shows BWIP, DM used, DL, MOH, Total Manufacturing Costs, TCWIP, EWIP, and COGM (numerical result).


Learning Objective 4: Discuss trends in managerial accounting

  • Service industries and the value chain

    • Much of the U.S. economy focuses on services rather than goods.

    • About 80% of U.S. workers are employed by service companies.

    • Most manufacturing techniques apply to service companies as well.

  • Focus on the value chain

    • The value chain includes all business processes associated with providing a product or service.

    • For manufacturers, this typically includes activities from product design to after-sales service.

  • Key trends and concepts

    • Just-In-Time (JIT) Inventory: Goods manufactured or purchased just in time for sale.

    • Total Quality Management (TQM): System to reduce defects with the goal of zero defects.

    • Theory of Constraints (TOC): Identify and manage bottlenecks to improve profitability.

    • Enterprise Resource Planning (ERP): Software that integrates major business processes.

    • Activity-Based Costing (ABC): Allocates overhead based on product use of activities; improves costing accuracy and efficiency.

    • Balanced Scorecard: A performance measurement approach using financial and nonfinancial measures linked to company objectives in a cause-and-effect framework.

    • Corporate Social Responsibility (CSR): Focus on sustainable business practices affecting people, planet, and profit; many large companies publish sustainability reports.

    • Ethical standards and governance: It’s essential to act ethically; codes of ethics and governance structures support this.

    • Sarbanes-Oxley Act (SOX): Clarifies management responsibilities, requires CEO/CFO certifications, strengthens board/audit committee criteria, increases penalties for misconduct.

    • Triple bottom line: People, Planet, Profit; CSR is sometimes framed in these terms.

  • DO IT! 4: Trends in Managerial Accounting — Matching exercise

    • Items 1–5 (descriptions matched to terms):

    • All activities associated with providing a product or performing service → Value chain (g)

    • A method of allocating overhead based on each product’s use of activities in making the product → Activity-based costing (a)

    • Systems implemented to reduce defects in finished products with the goal of achieving zero defects → Total Quality Management (TQM) (e)

    • A performance-measurement approach using financial and nonfinancial measures tied to objectives → Balanced Scorecard (b)

    • Inventory system in which goods are manufactured or purchased just as they are needed → Just-In-Time (JIT) inventory (d)

    • Items 6–7 (CSR and ethics) matched as:

    • Corporate social responsibility → CSR (c)

    • A code of ethical standards developed by the Institute of Management Accountants → Statement of Ethical Professional Practice (f)

  • Ethics, governance, and practical implications

    • Emphasis on ethics and proper controls to prevent manipulation of incentives.

    • SOX and governance requirements shape reporting and management accountability.

    • CSR and sustainability reporting influence stakeholder decision-making and long-term strategy.


Key formulas to remember

  • Total Manufacturing Costs = Direct Materials Used + Direct Labor + Manufacturing Overhead
    extTotalManufacturingCosts=extDirectMaterialsUsed+extDirectLabor+extManufacturingOverheadext{Total Manufacturing Costs} = ext{Direct Materials Used} + ext{Direct Labor} + ext{Manufacturing Overhead}

  • Cost of Goods Manufactured (COGM)
    extCOGM=extBeginningWIP+extTotalManufacturingCostsextEndingWIPext{COGM} = ext{Beginning WIP} + ext{Total Manufacturing Costs} - ext{Ending WIP}

  • Cost of Goods Sold (Merchandising)
    extCOGSextMerch=extBeginningInventory+extPurchasesextEndingInventoryext{COGS}_{ ext{Merch}} = ext{Beginning Inventory} + ext{Purchases} - ext{Ending Inventory}

  • Cost of Goods Sold (Manufacturer)
    extCOGSextManufact=extBeginningFinishedGoods+extCOGMextEndingFinishedGoodsext{COGS}_{ ext{Manufact}} = ext{Beginning Finished Goods} + ext{COGM} - ext{Ending Finished Goods}

  • Product costs vs. Period costs (conceptual)

    • Product costs: DM + DL + MOH; inventoriable

    • Period costs: Selling and Administrative (non-inventoriable)