The Theory and History of Punishment Study Notes
Chapter 10: The Theory and History of Punishment
Introduction to the Correctional System
Purpose of the Correctional System:
- To address criminal behavior through various forms of punishment, including prison, probation, and parole.
- There is a dichotomy between societal desire for punishment and the need for correction.
Key Questions:
- Why do we have a correctional system?
- Are the primary aims to correct the criminal, or to impose punishment?
Two Central Themes:
- Theories of Punishment: Reasons for punishing individuals.
- History of Punishment: Evolution of punishment practices over time.
Theories of Punishment
Necessity of Punishment:
- The need to take action against individuals who commit crimes.
- Possible responses include:
- Punishment
- Incapacitation
- Rehabilitation
- Retribution
Disagreement on Methods:
- Varied penal practices: prison, home confinement, parole, probation, counseling, execution, community service.
The Concept of Deterrence
Definition:
- The act of sending a message to discourage criminal behavior.
- Two Types of Deterrence:
- Specific Deterrence: Aimed at preventing the individual from reoffending.
- General Deterrence: Aimed at dissuading the overall population from committing crimes.
Designing Punishments for Deterrence:
- It's essential that punishments are designed to maximize their effectiveness as deterrents.
Incapacitation
- Definition:
- The strategy of preventing individuals who have broken laws from committing future crimes
- Ultimate Form:
- The death penalty, as it removes individuals permanently from society.
- Critique:
- This approach does not address the underlying motivations behind criminal behavior; it only inhibits the ability to commit further crimes.
Rehabilitation
Definition:
- The process of changing an offender’s behavior in hopes of preventing re-offense.
Underlying Assumption:
- Offenders are not inherently bad but are seen as “broken” or “sick” who require treatment and support rather than merely punishment.
Role of Correctional Institutes:
- Facilities intended to provide rehabilitative support to change behavior and address underlying issues.
Commonalities Among Theories
Future Orientation:
- All theories aim to prevent future criminal behavior.
- They seek to either convince offenders not to reoffend, make it difficult to offend, or treat underlying issues prompting their offenses.
Focus on Offenders:
- The various approaches target the individual who committed the crime rather than the crime itself.
Retributivism
Definition:
- The philosophy that an offender should be punished for their crime because they consciously chose to commit it.
- Punishment is seen as a right or an entitlement rather than a means of societal benefit.
Principles:
- Reflects the concept of the Golden Rule or “an eye for an eye,” indicating that offenders deserve punishment solely for their actions.
The History of Punishment
- Historical Methods of Punishment:
- Execution: Seen as effective and inexpensive.
- Exile: Considered a fate worse than death in certain contexts.
- Corporal Punishment: Utilizing physical pain to deter behavior.
- Disfigurement: Public branding as a visible punishment.
- Enslavement: Imposition of forced labor.
- Humiliation: Engaging in public degradation as punishment.
Premodern Forms of Punishment
- Initiation by Quakers:
- Developed as a means to encourage penitence and rehabilitation rather than punishment.
- Penitentiary Concept:
- Designed to induce repentance through total isolation and silence.
- Sustainability Issues:
- The Pennsylvania system was criticized for high costs and cruelty.
Early Philadelphia Prisons
- Design Evolution:
- Congregate and Silent System:
- Allowed inmates to congregate silently, adhering to military-style discipline.
- Inmates wore black and white striped clothes and had shaved heads.
- Congregate and Silent System:
Prison Labor and Indeterminate Sentencing
Indeterminate Sentencing Definition:
- Sentences without a fixed end date, determined by prison officials based on rehabilitation goals.
Incentives:
- Good behavior can lead to early release through parole and probation.
Critiques:
- Concerns over excessive power granted to prison staff, perceived leniency in sentences, and public rights to transparency.
Consequences of Prison Labor
Benefits of Prison Labor:
- Offsets operational costs of prisons
- Provides productive engagement for inmates
- Teaches valuable skills, promoting a strong work ethic amongst prisoners.
Economic Context:
- During the Great Depression, the prevalence of prison labor made it difficult for non-prison workers to compete due to cost advantages.
- Hawes-Cooper Convict Labor Act:
- Legislation limiting availability of prison-made goods in private sectors.
Changes in Rehabilitation Focus
- Shift in the 20th Century:
- Emphasis placed on modern psychological treatment for offenders.
- Political Activism: Rise in resistance against rehabilitation, viewing prisoners as victims of systemic social issues.
- Impact of Politics:
- Decrease in enthusiasm around rehabilitation as societal awareness of mass incarceration and racial biases grew.
Mass Incarceration Trends
Statistical Rise in Incarceration:
- Sharp increases in incarceration rates in the late 20th century, especially during the War on Drugs.
- Key influences include limited mental health service availability and tough-on-crime policies leading to longer sentences.
Demographic Shift:
- Increased incarceration among minority populations for drug offenses, trends changing as perspectives shift.
The Prison Industrial Complex
Political and Economic Collaboration:
- A symbiotic relationship between politicians and private entities to sustain prison populations, enhancing political visibility and economic gain.
- Private Prisons:
- Managed by private companies, raising concerns over the quality of services and abuse.
Critiques of Private Prisons:
- Abuses reported due to profit motivation, service quality deficiencies, and pressure to maintain high occupancy rates.
Discussion on Prison Reform
Economic Considerations:
- There is a growing dialogue regarding the cost-efficacy of prison systems versus their social impacts.
- Humonetarianism:
- Contrast with humanitarianism, referring to profit gains of private prisons relative to the well-being of inmates.
Legislative Changes:
- Introduction of laws like the First Step Act, providing opportunities for federal inmates to be considered for early release, especially in non-violent cases.