China Notes

Introduction to China


Geography

  • Third largest country in the world

  • The geography is varied

  • Similar to the United States

  • Two important rivers

    • Yellow River: some of the oldest evidence of human civilization are from here

      • Has people living there; called the cradle of Chinese civilization

      • Also called China’s sorrow because it has flooded so many times

    • Yangtze River

      • Longest river in Asia

      • Area of of large population centers


Population

  • China and India’s population have around 1.3 billion people

  • Population is not evenly distributed

    • Densely populated around the Yangtze River and the coasts

  • Over 100 cities with more than 1 million people


Political Divisions

  • Municipalities: cities that are their own political subdivisions

    • Beijing

    • Shanghai

  • Autonomous(misleadingly named) Regions: regions that have populations of a distinct cultural background

    • Xinjiang

      • Muslim people

    • Tibet

  • Provinces

    • Hunan

    • Sizuan

  • Special administrative regions

    • Hong Kong

      • Turned back to China

      • Had independence under British rule; became more restricted under China

    • Macao

  • Taiwan

    • Chinese government says Taiwan is a province

    • In reality is an independent country


Ethnic Groups

  • Largest ethnic group is Han chinese

  • In addition to Han chinese, there are 55 other ethnicities that are recognized

  • Uyghurs minority group

    • Northwest; Xinjiang

    • Wide spread accusations of human rights violation

      • Accusation of education camps; forced labor camps


Philosophy and Religion

  • Historically had a pluralistic relationship to philosophy and religion

  • Now, PRC is a communist country

    • Marxism, atheist philosophy

    • Religion is sometimes a fraught subject in China

    • Numerous religious groups who have be persecuted

  • In the past, people may observe more than one religion or philosophy

  • Northwest is heavily muslim

  • Significant number of Christians






Confucianism

  • Played an enormous role in creating Chinese society

  • Based on the idea that import values for society are orderliness and harmony

  • Hierarchical; everyone within it has duties to perform

  • More about treatment and treatment of others depends on someone’s hierarchy

    • Even in terms of the law

    • E.g. older siblings hold a superior position to younger siblings

  • Show proper conduct according to status

  • To create a harmonious whole and patriarchal society

  • Elements still even attempts to remove it from society


Social Stratification

  • Four orders of society

    • * Emperor: does not fit into any society because he's above everyone

    • Scholar official: members of the civil service, sons of wealthy gentries, passed rigorous exams

      • Government officials are assumed to be scholars who have passed rigorous exams

    • Peasants: worked the land and produced things everyone needs and uses

      • Stayed tied to the land of their ancestors

      • Said to be worthy and honorable things

    • Artisans: people make stuff with their hands

    • Merchant: people who buy and sell things; travel and don’t show reverence to their ancestors. Do not produce useful things

  • Confuscian societies are supposed to look up to scholar officials and peasants

  • Soldiers, actors, and prostitutes are even more below than merchant

  • Peasants didn’t have it great

    • Like most peasants in a feudalist system, Chinese peasants were often poor

    • Didn’t meant they were leading comfortable lives

  • There were many people who were merchants lived more comfortably


How did China remain an integrated country estate for so long?

  • Monarchy: emperor acts as a glorifying symbol

    • Dynasties rise and fall

    • Some emperors were regarded as being successful and great, some as failures

    • Powerful symbol of unity in China

  • Bureaucracy

    • Necessary to run a large country like China

    • Very early, China developed a sophisticated government structure

      • Offices to carry out the duties of government

      • Scholar officials are who carry out these duties

    • Law of avoidance

      • Meant to guard against corruption

      • If you were a scholar official, you will be assigned to an office not in your home district

        • Less likely to be corrupt

      • There were time people become scholar officials using bribes

    • It wasn’t perfect but it was something that help made China a strong and well governed country for centuries

  • Gentry

    • Feudal system

    • Gentry was the land owning class; wealthy class

    • Over many centuries, the gentry served as a link between the general population and the capital/central government

  • Chinese Culture

    • There wasn’t just one culture


Fall of the Qing Dynasty

  • Internal factors

    • Official corruption

    • Food shortages

    • Military decline; inability to keep up with military technology advances

  • External factors

    • Imperialism; spread of European empire

    • Dynamics of free trade

    • Challenge to Chinese Sovereignty

    • Rise of a new Japan; Meiji Restoration

      • Japan goes from an inward looking and isolationist, to a big power and aggressive power

      • End of 19th/beginning of 20th, Japan defeats China in a war


Macartney Mission (1792-93)

  • Shows relationship between the West and China goes in the coming decades

  • Macartney is sent by the British government to China to meet the emperor

  • Mission is to open China to British trade

    • Britain is becoming wealthy through trade

    • Developing an ideology known as free trade: trade without restrictions or tariffs

  • China was not interested in foreign goods

    • Quahog system

      • Trade was relegated to particular parts of the country

      • Conducted on limited basis under certain conditions

  • Britain found this frustration and a negative trade balance with China

    • They were buying more and selling less

    • Buying tea, luxury goods, silk, porcelain

  • Macartney’s mission is to meet with the emperor and request for them to reconsider

  • First thing was the kowtow controversy

    • When someone is in a position of high respect, you’re supposed to do something to do your difference

    • Kowtow is when you bow your head so low that your forehead touches the ground

    • Macartney said he’s not going to do it because he has his own king

  • Example of two ethnocentric cultures coming together

  • It failed; China was not interested. They weren’t interested in the British


Response to Macartney Mission

  • In order to solve the negative trade balance problem, they start selling opium

  • Britain becomes institutionalized, nation-level large-scale drug dealer

  • Commissioner Lin, is the government official who is put in charge to control the opium smuggling

  • Went as far as writing a letter to Queen Victoria but supposedly was never shown to her

  • The British were willing to go to war over it

  • This is where China’s decline in military come from because they were defeated by Western forces

  • When the war ends, there was an unequal treaty passed that favored the British and punished the Chinese

  • This was a major step in the decline of the Qing dynasty


Lecture 2 (10/21)


Outcome of China’s Loss

  • Many elites were not aware of the difference in military power from the West

  • Chinese elites couldn’t imagine the British beating them

  • The unequal treaties were a sign of what is to come

    • Greed and violence of the imperialists


Extraterritoriality 

  • Not only did Westerners have a presence in China

  • Europeans were only subject to European law in China

    • China couldn’t arrest Europeans

  • More Europeans started moving to China

  • Was very offensive to Chinese people

  • Cities along the coast forced open by the west


Western Nation Guarantees

  • Most favorite nation trade status

    • A country could sign this trading agreement with another country

    • If the other country negotiates obtain a better deal from another country, that deal unconditionally becomes the offer of the original country

    • Don’t have to negotiate

    • Westerners were always guaranteed to have the best trade deal with China.


Looting of the Old Summer Palace

  • By British and French

  • A very large summer palace outside of Beijing

  • Mind-boggling collection of rare and valuable art and artifacts.

  • Were burned and looted by British and French

  • There are still some of these artifacts out there that were never repatriated 

  • Very humiliating; created anger and resentment towards British and French


19th Century

  • The opium wars are disaster and humiliation

  • Chinese sovereignty is being chipped away


Taiping Rebellion

  • Massive internal rebellion in China

  • Taiping rebels controlled a huge chunk of China and created like an alternative government within China

  • Attack within China, believed that the Qing Dynasty had lost the ability to govern

    • So incompetent and inept

  • More people died in the Taiping Rebellion than all of World War I


Slicing of the Melon

  • China was not colonized by one country

  • It was carved up

  • A whole bunch of imperialist powers slicing up China


Boxer Rebellion

  • Rebellious organization rising up against the Qing Dynasty

  • Called Boxers by westerners

  • Organization that used martial arts

  • Qing Dynasty failed to meet the needs of the Chinese people

    • Unable and unwilling to stop the imperialist powers

  • Wanted to drive out the westerners and angry at the missionaries who were forcing religion on people

  • 8 nation alliance assisted in stopping this rebellion

    • Germany, Autria, Hungary, Britain, France, Italy, Russia, Japan, and the United States

    • Wanted to keep on slicing the melon

    • Yet another humiliation


Sun Yat-sen 

  • China was not a colony, it was a hypocolony

  • Convinced that China needed a revolution and a new form of government

  • A medical doctor, but widely read and experienced person in terms of politics

  • Became the leader of something called the Revive China Society

    • Basis of the Nationalist party; Guomindang

  • Wore western clothing, signaling his desire for China to transition to more of a modern society


Three Principles

  • Three principles need to be the guiding principle

    • Nationalism

      • He believes China needs a national revival

      • More about getting the Chinese people to cohere around the Chinese identity

      • China was very diverse

    • Democracy

      • China would thrive best in a system that represented the interest of the people

    • The principle of the people’s livelihood

      • Sometimes translated as socialism

      • He was not a Marxist

  • He saw China as a big country (geographic size and population)

  • Many unused resources


Fall of the Qing Dynasty

  • By 1911, after failed attempts at reform, a bunch of unrest from railroad strikes, and rebellion, a revolution sparks and lead to the overthrow of the Dynasty

  • October 10, Qing Dynasty is overthrown and a republic is put in place

  • Dominate part is the Guomindang

  • New flag represents the people of China


The Outcome of the Revolution

  • While the revolution was successful in overthrowing the dynasty, it was not success in creating a lasting republic

  • Yuan Shikai becomes president of the republic

    • Old traditionalist, never succeeds in firmly establishing himself

    • A lot of instability

      • His answer was to return to imperial rule and establishes himself to an emperor


Rise of Warlord Period

  • 1917-27

  • Time in which China, in a literal sense, disintegrates

    • No longer is an integrated state and governed by warlords

    • Possessed armies that were loyal to them but not the nation

  • China starts to break apart and be ruled by different warlords

  • Warlords played a significant role in stopping the Taiping rebellion

    • They never stopped existing

    • Became more prominent after the republic fell apart


May 4th Era

  • A large intellectual movement where the Chinese people reflect on everything and challenge everything

  • Look at inward and outwards

  • Question why things failed


Discussion 1 (10/17)


Context:

  • Chinese intellectuals, in the late 19th, early 20th century thinking about how to change China

    • Opium Wars

    • Taiping Rebellion

    • Loss of 1894-95 to Japan in the Sino-Japanese war

      • Japan considered a small island country, didn;t think of them as equals

      • Losing that war was seen as an embarrassment

    • Boxer Rebellion

  • Qing Dynasty was overthrown

    • 10/10 (also known as Double Ten); a republic replaces the Qing Dynasty

    • Enthusiastic about nationalism and building a republic

      • Doesn’t work

      • Yuan Shikai becomes president

      • A bunch of intellectuals

  • In 1917, the Russian Revolution, the Bolsheviks take power

    • Doesn’t go unnoticed, including people in China who are currently figuring out how to fix their own issues


“Our Attitude Toward Modern Western Civilization” by Hu Shi

  • Hu Shi is an influential figure

    • Leading liberals; is a democrat

    • Spent time in the U.S.; studying America

  • Westerners are materialistic and easterners are spiritual

  • The idea is disregarding beliefs of material and spiritual

    • Rational human beings create rational societies

  • Believed Chinese life was restricted due to the autocratic nature

    • Cannot utilize human thought and intellectual power


“Our Final Awakening” (1916) by Chen Duxiu

  • Chen Duxiu

    • Important figure in the early days of communism; interested in Marxism

    • One of the two people who founds the communist party

    • Part of the new movement, May 4th movement

  • Chinese Communist Party was founded in 1921

  • Believed Marxism had the solutions to some of China’s problems

  • Call for action; people can’t just sit around and wait for elites to grant the people a new political system

    • Look back at submissive people who waited for the Emperor to solve their issues

  • A pro-modern thinker, wanted modernization and change

    • Thought China lag behind in those areas

  • Inspired by Russian Revolution


“Learning from the West” by Yan Fu

  • Sees Chinese culture as being reverant of the past where in the West, people are focused on the present

  • History in China happens in a dynastic cycle


“Observations on a Trip to America” By Liang Qichao

  • Liang is a reformer; goes to America to see what it's actually like

  • Concludes that the United States prioritizes wellness


Discussion 2 (10/19)


“Observations on a Trip to America” By Liang Qichao

  • Lack on unity in nation; China lacked a sense of national identity compared to Western Nations

    • Sun Yat-sen also believed in developing a national identity but there were many problems

      • Challenge in China because there were various dialects

      • Makes it difficult to foster a sense of national unity

      • Strong emphasis on local affiliations and clan-based structures

      • Remnants of feudalism in China contributing to a hierarchical society where loyalty is often directed towards local landlords

  • Intrigued by self-service in the United States

    • Patrons can freely access books without strict oversight

    • Doubts that such a system could function in China due to different attitudes towards authority and communal property

  • Americans also appear to be more efficient, organized, and purposeful in their actions.

    • Chinese society is perceived to be leisurely and less organized

  • China has traditionally also been governed by autocratic rulers

    • Prevailing belief that Chinese people are accustomed to and require a strong centralized authority

    • An example towards resistance to democratic reforms is Yuan Shikai

      • After the fall of the Qing Dynasty, Yuan Shikai becomes the first president of the Republic but later declared himself emperor

    • Sun Yat-sen advocated for democracy and self-governance

  • Upon leading the practice of lynching, Liang is disturbed by its brutality and it occurs outside the legal system in a country that prides itself on law, order, and equality

    • Over time, Liang seems to adopt some of the racist justifications


Revolutionary Movements and Mao Zedong’s Perspective

  • Mao Zedong notes the significant rise of peasant movements in rural China, describing them as a powerful force capable of overthrowing oppressive systems

  • Mao argues that revolution is inherently violent and cannot be a gentle or refined process

  • Suggest that change necessitates accepting the violent aspects of revolution

  • Traditional Marxism emphasizes the urban proletariat as the revolutionary class

    • Mao adopts the theory to focus on China’s vast peasant population

    • He recognizes that the majority are the rural peasants

  • Believed that for China to progress, it must dismantle the feudal and hierarchical system

    • By encouraging peasants to rise up, he aims to create a new culture that values equality and collective ownership

  • He acknowledges the challenges of transforming deeply ingrained cultural practices while attempting to modernize the nation


Sun Yat-sen’s Five-Power Constitution

  • Sun proposes a government structure combining Western democratic principles (executive, legislative, judicial) with traditional Chinese elements (civil service examination, censorate)

    • Civil service examination ensures qualified individuals run the government

    • Censorate acts as a watchdog against corruption

  • Sun also writes the Four Powers of the People:

    • Suffrage: the right to vote and choose leaders

    • Recall: he ability to remove corrupt or ineffective officials

    • Initiative: citizens can propose new laws

    • Direct vote on important issues



Lecture 3 (10/28)


From United front to Civil War

  1. First United Front (1924-27)

    1. After the Fall of the Qing Dynasty, China entered a period of fragmentation and internal strife

    2. To unify the country, the Chinese Communist Party (CCP) and the Nationalist Party, also known as the Kuomintang (KMT or GMD-Guomindang), formed the First United Front

    3. This alliance aimed to end warlordism and establish a strong central government

  2. GMD under Chiang Kai-shek (Jiang Jieshi)

    1. Following the death of Sun Yat-sen, Chiang Kai-shek emerged as the leader of KMT

    2. Loyal nationalist who sought to consolidate power and was deeply suspicious of the communist

    3. Under his leadership, the KMT began to purge communist from its ranks 

  3. Mao’s rise in the CCP

    1. Mao rose within the CCP by focusing on the rural peasantry as the foundation for revolution

    2. His strategies emphasized guerrilla warfare and mobilizing the vast peasant population

  4. Civil War (1927-37)

    1. The alliance between KMT and CCP collapsed when Chiang Kai-shek initiated a violent purge against communists in 1927, known as the Shanghai Massacre

      1. This event marked the beginning of a decade-long civil war

  5. The Long March (1934-35)

    1. Facing severe defeats, the CCP undertook a strategic retreat known as the Long March

    2. Over 80,000 communist troops embarked on a grueling 6,000-mile journey from southern to northern China to escape KMT encirclement

    3. The march decimated their numbers but became a symbol of communist resilience and solidified Mao’s leadership within the party


Japanese Invasion (the Second Sino-Japanese War, 1937-45)

  1. Xian Incident (1936)

    1. As China grappled with internal conflict, Japan sought to expand its empire

    2. Xian Incident was a turning point where Chiang Kai-shek was kidnapped by his own generals, who were frustrated by his focus on defeating the communist rather than resisting Japanese aggression

  2. Second United Front

    1. He was forced to agree to a Second United Front, reuniting the KMT and CCP against Japan

  3. Japanese Atrocities

    1. Japanese invasion was marked by extreme brutality, including the infamous Nanjing Massacre in 1937, where hundreds of thousands of Chinese civilians were killed, and widespread atrocities were committed

  4. Defeat of Japan, 1945

    1. The war strained Japan’s resources, and following the atomic bombings of Hiroshima and Nagasaki by the United States, Japan surrendered in 1945

  5. Resumption of Civil War (1945-49)

    1. With Japan’s defeat, the fragile alliance between the KMT and CCP collapsed

    2. Attempts by the US to broker peace failed, and civil war resumed

    3. Despite superior numbers and international support, the KMT struggled against the well-organized and motivated communist forces


Two Chinas?

  1. End of a “Century of Humiliation”

    1. The period from the mid-19th century to the mid 20th century is often referred to as China’s “Century of Humiliation,” characterized by foreign invasions, unequal treaties, and internal turmoil

    2. The CCP’s victory symbolized an end of this era and the beginning of a new chapter in Chinese history

  2. CCP creates PRC (10/1/1949)

    1. Mao Zedong proclaimed the counting of the People’s Republic of CHina in Beijing

    2. CCP established a communist government, seeking to rebuild the nation and eliminate vestiges of feudalism and imperialism

  3. GMD in Taiwan

    1. Chiang Kai-shek and the remnants of KMT retreated to Taiwan, establishing the Republic of China.

    2. Both PRC and ROC claimed to be the legitimate government of China, leading to decades of tension and the complex geopolitical status that continues today


Transforming People, Society, and Economy

  1. New Democracy & Thought

    1. Mao introduced the concept of “New Democracy,” a transitional stage combining elements of capitalism and socialism to modernize China

    2. “Thought reform” campaigns aimed to eradicate old customs, habits, and ideas, promoting communist ideology throughout society

  2. The Hundred Flowers Movement & Anti-Rightist Campaign (1956; 1957-59)

    1. Mao encouraged intellectuals and citizens to openly express their views and criticisms of the government under the slogan “Let a hundred flowers bloom; let a hundred schools of thought contend.”

    2. The movement was intended to promote progress and identify issues within the party

    3. The open criticism alarmed the CCP leadership

      1. In response, Mao launched the Anti-Rightist Campaign to suppress disagreement

      2. Intellectuals and critics were labeled as “rightists,” facing persecution, imprisonment, and reeducation through labor.

      3. This campaign suppressed free expression and reinforced authoritarian control

  3. Collectivization and Five-Year Plans

    1. Emulating Soviet models, the CCP implemented Five-Year Plans to industrialize the nation rapidly

    2. Land reforms collectivized agriculture, consolidating private farms into large communes to increase efficiency and output


Great Leap Forward (1958-61)

  1. Catching the West?

    1. Determined to propel China into a leading global power, Mao initiated the Great Leap Forward, aiming to “Catch the West” by rapidly increasing industrial and agricultural production

  2. Walking on Two Legs

    1. This strategy emphasized simultaneous development of agriculture and industry, mobilizing the entire population in a massive effort to boost productivity

  3. Industry & “Backyard Furnaces”

    1. People were encouraged to to construct small furnaces to produce steel locally

    2. Without proper technology or expertise, these furnaces yielded low-quality metal

    3. Communities melted down useful metal objects, including tools and household items, leading to widespread waste

  4. Bottlenecks

    1. The focus on steel production diverted labor from farming

    2. Poor planning and unrealistic quotas caused bottlenecks in production and distribution

    3. Infrastructure was insufficient to handle the increased output and transportation issues prevented goods from reaching markets

  5. Famine, Starvation, Repression

    1. This event resulted in one of history’s deadliest famines

    2. Misreported production figures and fear of punishment lead local officials to falsify data, hiding the severity of food shortages

    3. An estimated 15 to 45 million people died from starvation and related cause

    4. The government initially denied the crisis and efforts to suppress information intensified the catastrophe


The Cultural Revolution 1966-76

  1. Mao, Lin Biao and the PLA

    1. Due to the failures of the Great Leap Forward, Mao’s influence waned

    2. Seeking to reassert his control and purge capitalist and traditional elements, he launched the Great Proletarian Cultural Revolution

    3. Mao allied with Lin Biao, a prominent military leader to mobilize the People’s Liberation Army in support of the Cultural Revolution

    4. Lin played a key role in promoting Mao’s cult of personality

  2. “Red” over “Expert”

    1. The campaign prioritized ideological purity (“Red”) over technical expertise (“Expert”)

    2. Intellectuals, educators and professionals were denounced, humiliated, and often subjected to violent persecutions

    3. Schools and universities were closed, and education was disrupted

  3. Little Red Books and Guards

    1. Mao’s “Quotations from Chairman Mao,” known as the Little Red Book, became a symbol of loyalty.

    2. Millions of youths formed the Red Guards, fervently enforcing Maoist ideology, often through violent means

  4. Destruction, Violence, Chaos, Denunciation on a mass scale

    1. The Cultural Revolution plunged China into chaos; historical artifacts, cultural sites and religious symbols were destroyed

    2. Millions were persecuted in “struggle sessions,” public spectacles where individuals were forced to confess to supposed crimes against the revolution

    3. The social fabric was torn apart as families and communities were pitted against each other

    4. The decade-long upheaval severely damaged China’s economy, education system, and cultural heritage

    5. It ended only after Mao’s death in 1976, leading to a period of reflection and eventual implementation of reforms under new leadership


The Second Revolution:


The End of the Cultural Revolution

  1. Death of Mao, 1976

    1. The death of Mao Zedong in 1976 marked the end of the Cultural Revolution, a tumultuous decade of political and social upheaval in China

    2. Mao’s passing left a significant power vacuum in the Chinese Communist Party (CCP) as there was no clear succession plan

    3. The lack of a structured mechanism for leadership transition led to uncertainty and internal power struggles within the party

  2. 70/30?

    1. In the aftermath of Mao’s death, the CCP faced the delicate task of evaluating his legacy. Party leaders concluded that Mao was “70% right and 30% wrong

    2. This quantified assessment allowed them to acknowledge his contributions while admitting his mistakes, such as the catastrophic Great Leap Forward and Cultural Revolution

    3. The formula enabled the party to retain Mao’s symbolic status as the founder of the People’s Republic of China  while paving the way for the new policies and reforms

  3. Fall of Gang of Four

    1. Amid the power vacuum, a faction known as the Gang of Four led by Mao’s last wife Jiang Qing, attempted to seize control

    2. Represented the radical leftist elements within the CCP and sought to continue Mao’s revolutionary policies

    3. However, moderates in the party, aiming for stability and economic recovery, orchestrated their arrest and charged them with treasonous crimes

    4. The fall of the Gang of Four was a significant event that signaled the end of the Cultural Revolution;s excess and beginning of a new political era

  4. Rise of Second Generation of Leadership under Deng Xiaoping

    1. Deng Xiaoping emerged as the paramount leader by 1978, representing the “second generation” of CCP leadership

    2. Despite being purged during Mao’s reign due to pragmatic views, Deng managed a political comeback

    3. His leadership focused on modernization and economic development rather than strict ideological adherence


World-Changing Reforms

  1. The Third Plenum, 1978

    1. The Third Plenum of the 11th Central Committee in December 1978 was a pivotal meeting where Deng Xiaoping and his allows launched the “Reform and Opening Up” policy

    2. This conference marked a strategic shift from class struggle to economic modernization

    3. The leadership decided to prioritize economic development, technological advancement, and improvements in living standards over ideological purity

  2. Black Cat, White Cat

    1. Deng Xiaoping encapsulated his pragmatic approach with the saying, “It doesn’t matter if it’s a black cat or a white cat; if it catches mice, it’s a good cat.”

    2. This metaphor emphasized that the effectiveness of a policy was more important that its ideological alignment

    3. Deng advocated for practical solutions that worked for China’s development, there they were rooted in socialist and capitalist principles

  3. Market Reforms

    1. Agriculture and the Countryside

      1. The initial phase of reforms targeted the agricultural sector

      2. The government dismantled the communal farming system, introducing the Household Responsibility System, which allowed farmers to lease land and sell surplus produce in the market after meeting the state quotas

      3. This incentivized productivity and led to significant increases in agricultural output, improving rural incomes and reduced poverty

    2. SEZs and Foreign Capital

      1. To accelerate industrialization and attract foreign investment, China established Special Economic Zones (SEZs) in coastal regions like Shenzhen

      2. These zones offered tax incentives, relaxed regulation, and a more open economic environment

      3. Foreign companies were drawn by the availability of cheap labor and the potential for accessing new markets

      4. The SEZs became hubs of manufacturing and export, integrating China into the global economy and transforming it into a manufacturing powerhouse


The Persistence of the One-Party Authoritarian State

  1. The Four Basic Principles

    1. Despite sweeping economic reforms, Deng Xiaoping was adamant about maintaining the CCP’s absolute political control

    2. In 1979, he articulated the Four Basic Principles to reaffirm the party’s ideological foundations

      1. Upholding the Socialist Path: commitment to socialism as the guiding framework for China’s development

      2. Upholding the Dictatorship of the Proletariat: justifying the CCP’s monopoly on power as necessary to represent the working class

      3. Upholding the Leadership of the Communist Party: Asserting the CCP’s central role in governing China

      4. Upholding Marxism-Leninism-Mao Zedong Thought: Maintaining the continuity with the local ideological teachings of past leaders

    3. These principles were designed to prevent political liberalization and suppress dissent, ensuring the economic reforms did not translate into challenges to the party’s authority

  2. Tiananmen Square Protests and Crackdown, 1989

    1. In 1989, widespread pro-democracy protests erupted in Tiananmen Square, led primarily by students but eventually encompassing various societal groups including workers and intellectuals

    2. The demonstrators called for political reforms, freedom of speech, and an end to corruption

    3. The CCP leadership was divided on how to responded, but ultimately, hardliners (people who adhere uncompromisingly)  prevailed

    4. The government declared martial law and ordered the military to forcibly suppress the protests

    5. The crackdown resulted in significant casualties and a reaffirmation of the CCP’s commitment to maintaining its one-party rule, signaling that political dissent would not be tolerated despite economic openness


The U.S. Taiwan Relations Act (1979) and One-China Policy

  1. One-China Policy

    1. Following the Chinese Civil War, the defeated Nationalists retreated to Taiwan, establishing a separate government

    2. The PRC considered Taiwan a renegade province, insisting there is only “one China.”

    3. The US acknowledged this policy when it established formal diplomatic relations within the PRC in 1979

  2. Taiwan Relation’s Act (1979)

    1. To maintain relations with Taiwan without officially recognizing it as a separate nation, the US Congress passed the Taiwan Relations Act, which allowed the U.S. to have unofficial relations with Taiwan, including the provision of defensive arms, while officially recognizing the PRC

  3. Strategic Ambiguity

    1. The US adopted a policy of “strategic ambiguity” to balance its commitments

    2. This policy aimed to deter Taiwan from declaring formal independence and the PRC from attempting forcible unification

    3. The US remains deliberately vague about the extent to which it would defend Taiwan, maintaining a delicate balance to prevent escalation

  4. Ongoing Tensions

    1. The One-China Policy and the Taiwan Relations Act continue to influence US-China relations

    2. Actions such as high-level visits to Taiwan by US officials often provoke strong reactions from the PRC

    3. The situation remains a point of contention and a potential flashpoint in internal relations


Lecture 4 (11/4)


Post-Tiananmen Square Era

  • After the Tiananmen Square protests in 1989, which saw the government’s harsh crackdown on the pro-democracy movement, China entered a new phase under the leadership of Jiang Zemin (1993-2003) and Hu Jintao (2003-2013).

  • Both leaders were considered heirs to Deng Xiaoping’s reforms and were committed to continuing the market-oriented reforms that transformed China’s economy


Jiang Zemin and Hu Jintao

  • Under Jiang and Hu, China experienced unprecedented economic growth

  • The country embraced market reforms, leading to a significant increase in GDP and making China a major player in the global economy

  • This period saw the emergence of a broad middle class

  • Unlike Mao’s era where class distinction were discouraged in favor of a collectivist society, the new economic policies allowed for individual wealth accumulation, leading to the increased consumption and a consumer-driven economy

  • China invested heavily in infrastructure, building modern transportation networks, including high-speed railways and state-of-the-art airports

  • This contrasts sharply with the United States where infrastructure investment lagged, leading to deteriorating facilities


Political Stability and Challenges

  • While the country enjoyed relative political stability compared to the tumultuous periods of the early 20th century, challenges persisted

  • The government maintained strict control over political expression, suppressing calls for democratization

    • The democracy movement was pushed underground, with dissidents like the artist Ai Weiwei facing censorship and persecution

    • The CCP continued to control information flow, implementing measures like the “Great Firewall of China” to censor internet content

    • While some citizens use virtual private networks (VPNs) to bypass restrictions, the government constantly updates its surveillance capabilities

  • The rapid economic growth led to significant income inequality.

    • Wealth was unevenly distributed, with some accumulating vast fortunes while others remained in poverty

    • Local government corruption was rampant, often involving bribery and misuse of public funds, which central government struggled to control


Environmental Challenges

  • China’s rapid industrialization came at a significant environmental cost

  • Major cities faced severe air pollution due to industrial emissions and reliance on coal for energy

  • Water pollution was also widespread with contaminants affecting drinking water and agricultural products, such as rice containing harmful levels of cadmium

  • The government’s focus on economic growth often overshadowed environmental concerns

  • Insufficient regulations allowed industries to pollute without accountability, leading to health risks and environmental degradation


Xi Jinping’s Era (2013-Present)

  • In 2013, Xi Jinping became the President of China, marking a shift in bot domestic and international policies

  • End of “Hide and Bide” strategy

    • Xi moved away from traditional strategy of concealing China’s growing power

    • Under his leadership, China adopted a more assertive and confrontational stance on the global stage

  • Xi abolished presidential term limits, allowing him to maintain power indefinitely

    • This move signaled a return to a more centralized and authoritarian governance style

  • There was an increase in nationalist rhetoric, promoting China’s historical legacy and emphasizing its rightful place as a global leader

  • Xi launched extensive anti-corruption initiatives targeting both low-level officials and high-ranking elites

    • These campaigns resulted in the arrest and even execution of several high-profile individuals, including billionaires

  • The one-child policy, implemented to control population growth, was officially ended in 2015

    • The policy had led to an aging population and a gender imbalance due to cultural preference for male children

    • Xi introduced natalist policies encouraging families to have more children to address the demographic crisis

  • The government intensified its crackdown on ethnic minorities, particularly the Uyghur Muslims in Xinjiang province

    • Reports emerged of mass detention, re-education camps and forced labor, drawing international condemnation for human rights abuse

  • The state expanded its surveillance infrastructure, employing advance technologies like facial recognition and big data analytics to monitor and control the population

  • China initially received praise for its strict measures in controlling the spread of COVID-19

  • However, the prolonged “Zero COVID” policy led to widespread public dissatisfaction due to harsh lockdowns and restrictions, culminating in protests and calls for policy changes

  • Economic growth began to slow, raising concerns about long-term sustainability

    • In response, China ramped up efforts to decarbonize its economy, investing in renewable energy sources and aiming to reduce its reliance on fossil fuels

International Relations

  • China’s global influence expanded significantly under Xi Jinping

    • Tensions with the US escalated into a trade war, with both countries imposing tariffs on each other’s goods

    • This conflict stemmed from concerns over trade imbalances and accusations of unfair trade practices

  • China strengthened its relationship with Russia, particularly through its participation in BRICS– a coalition of emerging economies including Brazil, Russia, India, China, and South Africa

    • The group aims to promote economic cooperation and challenge Western-dominated financial institutions

  • Belt and Road Initiative (BRI) launched in 2013

    • BRI is a massive global infrastructure and investment project that seeks to enhance regional connectivity and economic integration

    • Through the BRI, China has financed and built ports, highways, railways, and energy projects across Asia, Africa, and Europe, extending its economic and political influence


Taiwan and Geopolitical Tensions

  • China’s claim over Taiwan remains a significant point of contention

  • The Chinese government views Taiwan as a breakaway province that must be reunified with the mainland, while Taiwan operates as a separate entity with its own government

  • Increased military activity and aggressive rhetoric from China have raised concerns about political conflict

  • Similar to its domestic policies, China is concerned about demographic trends affecting its long-term strategic interests including in regions like Taiwan


Discussion 5 (11/5)


Global Context of 1989

  • Eastern Europe: The year 1989 was marked by significant upheavals in Eastern Europe, with widespread protests and demands for political reform.

  • Fall of the Berlin Wall: In November 1989, the Berlin Wall fell, symbolizing the collapse of communist regimes in Eastern Europe.

  • Solidarity Movement in Poland: A powerful labor movement that challenged the communist government and pushed for democratic reforms.

  • Soviet Union: Facing internal pressures, the Soviet Union experienced demands for increased freedoms and eventually moved towards dissolution.


China's Situation

  • Tiananmen Square Protests: In China, a significant democracy movement emerged, culminating in the Tiananmen Square protests in June 1989.

  • Broad Participation: Contrary to the perception that it was solely student-led, the movement included peasants, workers, and people from various parts of China.

  • Government Crackdown: The Chinese government perceived the protests as a threat to the Communist Party's stability and responded with a harsh crackdown.


Government's Perspective

  • Threat to Party Stability: The CCP viewed calls for democracy, human rights, and freedom of speech as challenges to its authority.

  • Fear of Eastern European Influence: Observing the collapse of communist regimes in Eastern Europe, Chinese leaders were concerned about similar uprisings.


Concept of Democracy

  • Western View:

    • Multiparty Contested Elections: Democracy is characterized by multiple political parties competing in free elections.

    • Freedom of Choice: Emphasis on individual rights and the ability to choose between different political platforms.

  • Communist View:

    • Democratic Centralism: A Leninist concept where the Communist Party represents the will of the people

    • Single Party Rule: The party is seen as the embodiment of the masses, eliminating the need for multiple parties.

    • Critique of Western Democracy: Viewed as serving capitalist interests rather than the true needs of the people.


Document 9 (2013)

  • Background

    • Internal CCP Document: Issued in 2013 during Xi Jinping's rise to power, outlining ideological threats to the party.

    • Hardline Stance: Signified a return to stricter political controls and a revival of certain Maoist principles.

    • Revival of Revolutionary Culture: Emphasized the importance of party ideology and revolutionary history.

  • Key Points

    • Maintaining Party Ideology: Reasserted the necessity of upholding Communist principles in the face of external influences.

    • Concern over Western Influences: Identified Western constitutional democracy, universal values, and civil society as threats.

    • "Socialism with Chinese Characteristics":

      • Economic Reforms with Political Control: Continued economic liberalization while maintaining strict political oversight.

    • Balancing Act: Justified the unique path of China's development as distinct from Western models.

  • Shift in Leadership

    • Consolidation of Power:

      • Xi Jinping's Approach: Different from predecessors by centralizing authority and removing term limits.

      • Control Over Institutions: Gained leadership over key bodies, including the military commission and the state apparatus.

    • Political Changes:

      • Increased Emphasis on Ideology: Reinforced the importance of Communist ideology in governance and society.

    • Crackdown on Dissent: Implemented stricter controls over information, media, and potential sources of opposition.


Seven Noteworthy Problems in Document Number 9

  1. Promoting Western Constitutional Democracy:

    1. Threat: Seen as an attempt to undermine CCP leadership and the socialist system.

    2. CCP's View: Western political models serve capitalist interests and are incompatible with China's path.

  2. Promoting Universal Values:

    1. Threat: Weakens the ideological foundations of the party's leadership.

    2. CCP's View: Claims of universal Western values are a form of ideological imperialism.

  3. Promoting Civil Society:

    1. Threat: Aims to dismantle the party's social foundation by fostering independent organizations.

    2. CCP's View: Civil society can lead to opposition and must be regulated.

  4. Promoting Neoliberalism:

    1. Threat: Advocates for unrestrained economic liberalization contrary to socialist principles.

    2. CCP's View: Neoliberalism opposes state regulation necessary for socialism with Chinese characteristics.

  5. Promoting the West's Idea of Journalism:

    1. Threat: Challenges the party's control over information and propaganda.

    2. CCP's View: Free press as practiced in the West can foster dissent and must be controlled.

  6. Promoting Historical Nihilism:

    1. Threat: Undermines the legitimacy of the CCP by criticizing historical events.

    2. CCP's View: Maintaining the official historical narrative is essential for party legitimacy.

  7. Questioning Reform and Opening and the Socialist Nature of Socialism with Chinese Characteristics:

    1. Threat: Suggests that economic reforms have deviated from socialism.

    2. CCP's View: Reforms are part of socialism adapted to China's unique context.


Discussion 6 (11/7)


Ai Weiwei and His Art

  • Ai Weiwei is a prominent contemporary Chinese artist known for his provocative works that critique societal norms and government policies. 

  • His art often challenges traditional perceptions and stimulates public discourse on pressing social issues.


Dropping of the Urn

  • Description: Ai Weiwei performed an art piece where he intentionally dropped and shattered a 2,000-year-old earthenware urn.

  • Reactions: The act elicited strong emotional responses, as it involved destroying a valuable antique. 

    • People were shocked and had varied reactions, which was the artist's intention.

  • Meanings and Interpretations:

    • Questioning Tradition: The act symbolizes a challenge to how society values its past and what is sacrificed in the pursuit of modernization.

    • Critique of Rapid Development: It highlights the destruction of cultural heritage amid China's swift economic growth, where historical sites are often demolished for new developments.

    • Performance Art: The piece serves as both a literal and metaphorical statement on the need to confront and reassess historical narratives.


The Backpacks Piece

  • Description: Ai Weiwei created an installation featuring thousands of backpacks to represent the children who died in the 2008 Sichuan earthquake due to poorly constructed schools.

  • Critique of Government:

    • Corruption and Negligence: The artwork calls attention to government corruption and lack of accountability for the substandard building practices that led to the tragedy.

    • Demand for Transparency: Ai Weiwei's efforts to document the names of the victims aimed to counter the government's attempt to minimize the disaster's impact.


Ai Weiwei's Activism and Government Response

  • Advocacy: Beyond his art, Ai Weiwei is actively involved in political and social causes, including human rights and refugee crises.

  • Government Repression:

    • Surveillance and Detention: His outspoken criticism has led to government surveillance, physical assaults, and periods of detention.

    • Censorship: His works are often censored in China, and he has faced significant barriers to exhibiting his art domestically.


The LGBTQ Community in China

  • The lecture discusses the changing landscape for LGBTQ individuals in China, marked by increasing visibility but also heightened government repression.


Overview of Changes

  • Growing Acceptance:

    • Public Opinion Shifts: Surveys indicate a gradual increase in societal acceptance of same-sex relationships, especially among younger generations.

    • Visibility: LGBTQ individuals are becoming more open, challenging traditional norms and increasing their presence in public life.


Government Crackdown

  • Censorship and Restrictions:

    • Media Ban: Since 2020, the government has censored LGBTQ content in media and entertainment, banning depictions of same-sex relationships and non-conforming gender presentations.

    • Event Suppression: Pride events, such as Shanghai Pride, have been canceled due to government pressure, signaling a crackdown on LGBTQ organizing.

  • Civil Society Concerns:

    • Control of Organizations: The government views independent civil society groups, including LGBTQ organizations, as potential threats to social stability.

    • Social Control Measures: Increased surveillance and regulation aim to suppress activism and limit the community's ability to organize.


Hopeful Signs

  • Everyday Activism:

    • Social Media: LGBTQ individuals continue to share their lives on social platforms, maintaining visibility despite censorship.

    • Community Resilience: There is optimism that grassroots efforts can gradually improve acceptance and rights for LGBTQ people in China.


Broader Context

  • The developments in China are part of a global pattern where nationalism and traditionalism impact gender and sexuality politics.


Right-Wing Nationalism and Gender Politics

  • International Trends:

    • Russia: Under Vladimir Putin, there has been a crackdown on LGBTQ rights and promotion of traditional values.

    • Eastern Europe: Countries like Hungary and Poland have seen similar movements emphasizing conservative family structures.

    • United States: The rise of right-wing nationalism includes opposition to LGBTQ rights and a reassertion of traditional gender roles.

  • Xi Jinping's Policies:

    • Traditional Gender Roles: Xi Jinping promotes traditional roles for men and women, encouraging women to focus on motherhood to address demographic challenges.

    • Patriarchal Emphasis: His stance reflects a broader nationalist agenda that values traditional family structures and gender norms.


Marxism and Gender Equality

  • Historical Ideals:

    • Liberation Philosophy: Marxism advocates for liberation from oppressive structures, including those based on gender and family dynamics.

    • Early Communist Policies in China: The People's Republic of China initially promoted gender equality, aiming to dismantle feudal patriarchal systems.

  • Contemporary Contradictions:

    • Persistence of Patriarchy: Despite ideological commitments, patriarchal norms remain deeply entrenched in Chinese society and governance.

    • Selective Implementation: Current policies often contradict earlier Marxist principles by reinforcing traditional gender roles.