Periodic vs. Perpetual Inventory Systems – Comprehensive Study Notes
Introduction
- Course/subject context: "Fundamentals of Accountancy, Business, and Management – Part 2: Merchandising Business".
- Focus of chapter: detailed treatment of Periodic vs. Perpetual Inventory Systems (already introduced briefly in a prior video).
- Instructor: Noel A. Bergona.
Periodic Inventory System (PIS)
- Core idea: inventory quantities and costs are not updated continuously; they are determined by physical count at the end of each reporting period.
- Journal‐entry logic
- Purchases of merchandise ➔ Debit Purchases.
- Buyer-paid freight (FOB Shipping Point) ➔ Debit Transportation-In / Freight-In.
- Purchase returns ➔ Credit Purchase Returns & Allowances.
- Purchase discounts (when payment is within credit terms) ➔ Credit Purchase Discounts.
- No direct posting is made to the Inventory account during the period.
- End-of-period procedure
- Physical count determines Ending Inventory.
- Cost of Goods Sold (COGS) is computed, not journalized daily:
\text{Net Purchases}=\text{Purchases}-\text{Purchase Returns\,\&\,Allowances}-\text{Purchase Discounts}+\text{Freight In}
\text{COGS}=\text{Beginning Inventory}+\text{Net Purchases}-\text{Ending Inventory} - Adjusting/closing entries often use Income Summary as a clearing account to:
- Remove Beginning Inventory.
- Insert Ending Inventory.
- Transfer calculated COGS.
- Typical users: high-volume, low-price retailers (e.g., groceries, sari-sari stores) lacking barcode/IT tracking.
Perpetual Inventory System (PeIS)
- Core idea: every inflow/outflow of merchandise is recorded immediately; Inventory and COGS accounts always carry up-to-date balances.
- Journal‐entry logic (all movements go straight to Inventory):
- Purchases ➔ Debit Inventory.
- Buyer freight (FOB Shipping Point) ➔ Debit Inventory.
- Purchase returns ➔ Credit Inventory.
- Purchase discounts ➔ Credit Inventory.
- Sales entries are two-fold:
- Revenue side: Debit Cash/Accounts Receivable, Credit Sales.
- Expense side: Debit COGS, Credit Inventory (records cost outflow instantly).
- End-of-period: physical count only used as verification; adjusting entry needed only if a discrepancy (shrinkage, loss) is found.
- Shrinkage/normal loss: Debit COGS (or Loss if abnormal), Credit Inventory.
- Typical users: low-volume, high-price items (jewelry, cars) or entities with barcode/RFID tracking.
Side-by-Side Comparison (Essentials)
- Inventory balance
- Periodic: updated periodically via count.
- Perpetual: updated per transaction.
- COGS recognition
- Periodic: calculated at period end.
- Perpetual: recorded with every sale.
- Accounts utilized
- Periodic: Purchases, Freight-In, Purchase Returns & Allowances, Purchase Discounts.
- Perpetual: only Inventory (plus COGS). Auxiliary accounts not needed.
- Physical count purpose
- Periodic: determines Ending Inventory.
- Perpetual: internal control (detects shrinkage/errors).
- Suitability
- Periodic: high-volume, inexpensive goods; minimal tech.
- Perpetual: high-value goods; strong IT support.
Key Journal-Entry Templates
- Purchase (on account)
- Periodic: Debit Purchases; Credit A/P.
- Perpetual: Debit Inventory; Credit A/P.
- Buyer freight (FOB Shipping Point, cash)
- Periodic: Debit Freight-In; Credit Cash.
- Perpetual: Debit Inventory; Credit Cash.
- Purchase return
- Periodic: Debit A/P; Credit Purchase Returns & Allowances.
- Perpetual: Debit A/P; Credit Inventory.
- Purchase discount (payment within terms)
- Periodic: Debit A/P; Credit Purchase Discounts & Cash.
- Perpetual: Debit A/P; Credit Inventory & Cash.
- Sale (on account)
- Both: Debit A/R; Credit Sales.
- PLUS Perpetual: Debit COGS; Credit Inventory.
- Sales return (selling price perspective)
- Both: Debit Sales Returns & Allowances; Credit A/R or Cash.
- PLUS Perpetual: Debit Inventory; Credit COGS (at cost).
- Shrinkage (Perpetual only)
- Debit COGS (normal) or Loss (abnormal); Credit Inventory.
Example 1 – BTS Company (100 u. × ₱6 Begin)
- Beginning Inventory: ₱600 (100 u. × ₱6) – already on books; no entry.
- Purchase: 900 u. × ₱6 = ₱5,400 on account.
- Periodic: Dr Purchases 5,400 | Cr A/P 5,400.
- Perpetual: Dr Inventory 5,400 | Cr A/P 5,400.
- Sale: 600 u. × ₱12 = ₱7,200 (cost ₱3,600).
- Both systems (revenue): Dr A/R 7,200 | Cr Sales 7,200.
- Perpetual (expense): Dr COGS 3,600 | Cr Inventory 3,600.
- Ending Inventory (physical): 400 u. × ₱6 = ₱2,400.
- Periodic Adjustments (two-step Income Summary method):
• Dr Income Summary 600 | Cr Inventory 600 (remove beginning).
• Dr Inventory 2,400 | Cr Income Summary 2,400 (set ending). - Alternative single entry: adjust Inventory +1,800, close Purchases 5,400 to COGS 3,600.
- Perpetual: balances already show Inventory 2,400; no entry.
- Periodic Adjustments (two-step Income Summary method):
- Computed COGS
- Periodic: 600+5,400-2,400=3,600\text{ (matches Perpetual)}.
Example 2 – Comprehensive Transaction Set
(Assume 2/10, n/30 terms; FOB Shipping Point.)
- SALE on account: Selling price ₱10,000, cost ₱8,000.
- Revenue entry (both): Dr A/R 10,000 | Cr Sales 10,000.
- Expense entry (perpetual only): Dr COGS 8,000 | Cr Inventory 8,000.
- SALES RETURN: Returned SP ₱500 (cost ₱400).
- Both: Dr Sales R&A 500 | Cr A/R 500.
- Perpetual: Dr Inventory 400 | Cr COGS 400.
- COLLECTION within discount period (after return):
- Net receivable = 10,000 – 500 = 9,500.
- 2 % discount = ₱190; cash received = ₱9,310.
- Entry (both): Dr Cash 9,310; Dr Sales Discount 190; Cr A/R 9,500.
- PURCHASE on account: ₱6,000 (2/10, n/30, FOB-SP).
- Periodic: Dr Purchases 6,000 | Cr A/P 6,000.
- Perpetual: Dr Inventory 6,000 | Cr A/P 6,000.
- BUYER FREIGHT paid: ₱200.
- Periodic: Dr Freight-In 200 | Cr Cash 200.
- Perpetual: Dr Inventory 200 | Cr Cash 200.
- PURCHASE RETURN: ₱300 (inferior quality).
- Periodic: Dr A/P 300 | Cr Purchase R&A 300.
- Perpetual: Dr A/P 300 | Cr Inventory 300.
- PAYMENT within discount period: outstanding A/P = 6,000 – 300 = 5,700.
- 2 % discount = ₱114; cash paid = ₱5,586.
- Periodic: Dr A/P 5,700 | Cr Purchase Discount 114; Cr Cash 5,586.
- Perpetual: Dr A/P 5,700 | Cr Inventory 114; Cr Cash 5,586.
- Beginning Inventory (Periodic only): ₱25,000 closed via Income Summary.
- Ending Inventory (physical): ₱23,150.
- Periodic: Dr Inventory 23,150 | Cr Income Summary 23,150.
- Perpetual: no entry (Inventory already equals ₱23,150).
- SHRINKAGE discovered (Perpetual only): ₱360 shortage.
- Dr COGS 360 | Cr Inventory 360.
COGS Computation – Example 2
Periodic:
- \text{Net Purchases}=6,000-300-114+200=5,786
- \text{COGAS}=25,000+5,786=30,786
- \text{COGS}=30,786-23,150=7,636
Perpetual: - Running entries: 8,000 (sale) – 400 (return) + 360 (shrinkage) = ₱7,960 COGS.
Shrinkage, Normal vs. Abnormal
- Normal (expected) losses (e.g., evaporation of liquor) ➔ Dr COGS / Cr Inventory.
- Abnormal (theft, accident) ➔ Dr Loss on Inventory / Cr Inventory.
- Only Perpetual systems require such adjusting entries; Periodic counts already absorb shrinkage into COGS calculation.
Practical / Ethical / Control Implications
- Perpetual provides real-time data for pricing, reordering, & theft detection; supports sophisticated POS/barcode systems.
- Periodic is simpler and cheaper but risks outdated information and undetected losses until year-end.
- Ethical duty: accurate inventory protects stakeholders (owners, creditors, taxing authorities) and prevents fraud.
- Physical counts remain necessary under both systems for assurance, audit evidence, and detection of inaccuracies.
Key Formulas & Reference Sheet
- Net Purchases: \text{NP}=P-PR- PD+FI
- Cost of Goods Available for Sale: \text{COGAS}=BI+NP
- COGS (Periodic): \text{COGS}=COGAS-EI
- Sales Discount (percentage of allowable receivable): \text{Discount}=\text{Gross Receivable}\times\text{Discount Rate}
- Payment Amount (after discount): \text{Cash Paid}=\text{A/P}-\text{Discount}
Choosing Between Systems – Decision Factors
- Volume & unit price of merchandise.
- Availability/cost of technology (e.g., barcodes, ERP systems).
- Desired accuracy and timeliness of inventory & profit data.
- Regulatory/audit expectations (some industries mandate perpetual tracking).
- Internal control objectives (perpetual aids segregation of duties, shrinkage monitoring).
Connections to Earlier / Future Lectures
- Continues service-business closing process (Income Summary) adapted for merchandising.
- Builds on Incoterms discussion (FOB Shipping Point vs. Destination) and credit-terms notation (2/10, n/30).
- Lays groundwork for later topics: inventory valuation methods (FIFO, LIFO, Weighted Average) and financial-statement analysis.
Quick Self-Check Questions
- Describe how a purchase discount is recorded under each system.
- How does a sales return affect COGS in Perpetual but not in Periodic?
- Compute COGS given BI, purchases, returns, discounts, freight-in, EI.
- Explain why physical counts are still performed under a perpetual system.