Lecture 9: Gas Power Cycles

High-Performance Internal Combustion: The Bugatti Veyron Benchmark

Modern internal combustion power systems achieve extraordinary energy conversion through advanced thermodynamic design. A premier baseline in high-performance automotive engineering is established by the Bugatti Veyron supercar.

Bugatti Veyron SuperCar
Technical Specifications of the Bugatti Veyron
  • General Information:

    • Vehicle Type: SuperCar

    • Base Price: $1,700,000.00\$1,700,000.00

    • Fuel Tank Capacity: 25 gal.  (94.6 l)25\,\text{gal.}\;(94.6\,\text{l})

    • Fuel Economy: 8 city  /  13 hwy mpg8\,\text{city} \;/\; 13\,\text{hwy mpg}

  • Dimensions:

    • Length: 174.2 in.  (442 cm)174.2\,\text{in.}\;(442\,\text{cm})

    • Width: 77.9 in.  (198 cm)77.9\,\text{in.}\;(198\,\text{cm})

    • Height: 47 in.  (119 cm)47\,\text{in.}\;(119\,\text{cm})

    • Curb Weight: 4162 lbs  (1888 kg)4162\,\text{lbs}\;(1888\,\text{kg})

  • Powertrain and Performance:

    • Engine Architecture: 8.0 L  W16-Cylinder8.0\,\text{L}\;\text{W16-Cylinder}, Quad Turbocharger

    • Displacement: 7993 cc7993\,\text{cc}

    • Maximum Power Output: 1001 HP1001\,\text{HP}

    • Peak Engine Speed: 6000 RPM6000\,\text{RPM}

    • Peak Torque: 923 lb-ft923\,\text{lb-ft} between 2200–5500 RPM2200\text{--}5500\,\text{RPM}

    • Transmission: 7-speed DSG sequential7\text{-speed DSG sequential}

    • Acceleration (0–60 mph0\text{--}60\,\text{mph}): 2.5 seconds2.5\,\text{seconds}

    • Acceleration (0–100 mph0\text{--}100\,\text{mph}): 5.1 seconds5.1\,\text{seconds}

    • Quarter Mile Performance: 10.2 seconds  @  142.9 mph10.2\,\text{seconds}\;\text{@}\;142.9\,\text{mph}

    • Terminal Velocity / Maximum Speed: 253 mph  (407 km/h)253\,\text{mph}\;(407\,\text{km/h})

Fundamental Principles and Air-Standard Assumptions

Thermodynamic cycles converting chemical energy to thermal expansion and mechanical shaft power adhere to the unified progression:

Combustion⟶Pressure⟶Work\text{Combustion} \longrightarrow \text{Pressure} \longrightarrow \text{Work}

Actual internal combustion systems present substantial operational complexities, including chemical transformations during combustion, turbulent non-equilibrium fluid dynamics, heat losses through cylinder boundaries, and open-system fluid exchanges during intake and exhaust strokes. To analyze these devices quantitatively, simplified idealized models are applied.

Actual combustion process replaced by an ideal heat-addition process
The Air-Standard Assumptions
  1. Continuous Ideal Working Fluid: The working fluid is modeled as air, continuously circulating within a closed thermodynamic loop and behaving at all times as an ideal gas.

  2. Internal Reversibility: All mechanical and thermal processes composing the cycle are considered internally reversible.

  3. External Heat Addition: The actual chemical combustion process is replaced by a heat-addition process from an external thermal reservoir.

  4. External Heat Rejection: The open exhaust and intake strokes are replaced by a heat-rejection process that restores the working fluid back to its original state.

Cold-Air-Standard Assumptions

When the ideal air-standard assumptions are further simplified by assuming constant specific heat values (cpc_p, cvc_v) evaluated at ambient room temperature (25∘C25^\circ\text{C} or 298 K≈300 K298\,\text{K} \approx 300\,\text{K}), the analysis is termed a cold-air-standard analysis.

An air-standard cycle denotes any theoretical thermodynamic power cycle operating under these idealizations.

Terminology and Geometry of Reciprocating Engines

Reciprocating engines utilize a piston translating back and forth within a rigid cylindrical housing.

Piston cylinder engine nomenclature indicating Bore, Stroke, TDC, and BDC
Primary Geometric Parameters
  • Top Dead Center (TDC): The position of the piston at its minimum distance from the cylinder head, forming the minimum contained volume within the cylinder (VminV_{\text{min}}).

  • Bottom Dead Center (BDC): The position of the piston at its maximum distance from the cylinder head, forming the maximum contained volume within the cylinder (VmaxV_{\text{max}}).

  • Bore: The inner diameter of the cylinder bore.

  • Stroke: The linear distance traveled by the piston from TDC to BDC.

Comparison between displacement volume and clearance volume
  • Displacement Volume (VdV_d): The volume swept out by the piston face during a single stroke:

Vd=Vmax−Vmin=VBDC−VTDCV_d = V_{\text{max}} - V_{\text{min}} = V_{\text{BDC}} - V_{\text{TDC}}

  • Clearance Volume (VcV_c): The volume remaining above the piston head when it reaches TDC:

Vc=Vmin=VTDCV_c = V_{\text{min}} = V_{\text{TDC}}

  • Compression Ratio (rr): The non-dimensional ratio of maximum cylinder volume to minimum cylinder volume:

r=VmaxVmin=VBDCVTDC=vmaxvmin=v1v2r = \frac{V_{\text{max}}}{V_{\text{min}}} = \frac{V_{\text{BDC}}}{V_{\text{TDC}}} = \frac{v_{\text{max}}}{v_{\text{min}}} = \frac{v_1}{v_2}

Mean Effective Pressure (MEP)

The Mean Effective Pressure (MEP\text{MEP}) is a fictitious, constant pressure that, if exerted against the piston throughout the power expansion stroke from TDC to BDC, would deliver the exact net work output produced over the entire actual thermodynamic cycle.

P-v diagram depicting MEP as the constant pressure yielding equivalent net work

MEP×Piston Area×Stroke=MEP×(Vmax−Vmin)=Wnet\text{MEP} \times \text{Piston Area} \times \text{Stroke} = \text{MEP} \times (V_{\text{max}} - V_{\text{min}}) = W_{\text{net}}

MEP=WnetVmax−Vmin=wnetvmax−vmin  (kPa)\text{MEP} = \frac{W_{\text{net}}}{V_{\text{max}} - V_{\text{min}}} = \frac{w_{\text{net}}}{v_{\text{max}} - v_{\text{min}}}\;(\text{kPa})

The Otto Cycle: Spark-Ignition Engines

The Otto cycle is the ideal thermodynamic cycle for four-stroke and two-stroke spark-ignition (SI) internal combustion engines, first built successfully by Nikolaus A. Otto in 1876.

Comparison of actual four-stroke spark-ignition engine and ideal Otto cycle
Four-Stroke vs. Two-Stroke Mechanical Operation
  • Four-Stroke Cycle:

    • 1 thermodynamic cycle=4 piston strokes=2 crankshaft revolutions1\,\text{thermodynamic cycle} = 4\,\text{piston strokes} = 2\,\text{crankshaft revolutions}

    • Intake Stroke: Piston moves downward from TDC to BDC with intake valve open, drawing in fresh air-fuel mixture at atmospheric pressure (PatmP_{\text{atm}}).

    • Compression Stroke: Both valves close; piston travels upward toward TDC, compressing the trapped air-fuel mixture.

    • Power (Expansion) Stroke: The spark plug ignites the mixture near TDC. High-pressure combustion gases drive the piston downward to BDC, generating boundary work.

    • Exhaust Stroke: Piston travels upward with the exhaust valve open, discharging burned gases.

  • Two-Stroke Cycle:

    • 1 thermodynamic cycle=2 piston strokes=1 crankshaft revolution1\,\text{thermodynamic cycle} = 2\,\text{piston strokes} = 1\,\text{crankshaft revolution}

    • Replaces mechanical poppet valves with intake and exhaust ports uncovered by piston movement.

    • Fresh mixture is drawn into and pre-compressed within the crankcase as the piston travels upward. During the downstroke, exhaust gases vent through the exhaust port, and fresh charge rushes in via the intake transfer port.

Cross section of a two-stroke spark-ignition engine with ports and pressurized crankcase

Two-stroke engines exhibit lower thermal efficiency than four-stroke equivalents because of incomplete scavenging and partial loss of unburned fuel into the exhaust. However, they eliminate valve trains, resulting in mechanical simplicity, low production cost, and high power-to-weight and power-to-volume ratios.

Ideal Otto Cycle Process Breakdown

The ideal Otto cycle models the spark-ignition sequence as a closed-system cycle containing a stationary mass of air:

P-v and T-s diagrams of the ideal Otto cycle
  • Process 1–21\text{--}2: Isentropic compression (reversible adiabatic compression of air as the piston moves from BDC to TDC).

  • Process 2–32\text{--}3: Constant-volume (v=const.v = \text{const.}) heat addition from an external source (simulating rapid combustion while the piston is momentarily at TDC).

  • Process 3–43\text{--}4: Isentropic expansion (reversible adiabatic power stroke from TDC to BDC).

  • Process 4–14\text{--}1: Constant-volume (v=const.v = \text{const.}) heat rejection (simulating cylinder blowdown and exhaust).

Energy Balance and Thermal Efficiency Formulation

Neglecting kinetic and potential energy changes, the first law applied to closed-system processes gives:

qin=u3−u2=cv(T3−T2)q_{\text{in}} = u_3 - u_2 = c_v (T_3 - T_2)

qout=u4−u1=cv(T4−T1)q_{\text{out}} = u_4 - u_1 = c_v (T_4 - T_1)

wnet=qin−qoutw_{\text{net}} = q_{\text{in}} - q_{\text{out}}

ηth, Otto=wnetqin=1−qoutqin=1−cv(T4−T1)cv(T3−T2)=1−T1(T4T1−1)T2(T3T2−1)\eta_{\text{th, Otto}} = \frac{w_{\text{net}}}{q_{\text{in}}} = 1 - \frac{q_{\text{out}}}{q_{\text{in}}} = 1 - \frac{c_v (T_4 - T_1)}{c_v (T_3 - T_2)} = 1 - \frac{T_1 \left( \frac{T_4}{T_1} - 1 \right)}{T_2 \left( \frac{T_3}{T_2} - 1 \right)}

For isentropic processes with constant specific heats:

T2T1=(v1v2)k−1=rk−1\frac{T_2}{T_1} = \left( \frac{v_1}{v_2} \right)^{k-1} = r^{k-1}

T3T4=(v4v3)k−1=(v1v2)k−1=rk−1\frac{T_3}{T_4} = \left( \frac{v_4}{v_3} \right)^{k-1} = \left( \frac{v_1}{v_2} \right)^{k-1} = r^{k-1}

Equating both relations yields T2T1=T3T4\frac{T_2}{T_1} = \frac{T_3}{T_4}, or equivalently T4T1=T3T2\frac{T_4}{T_1} = \frac{T_3}{T_2}. Substituting into the efficiency equation cancels the bracketed terms:

ηth, Otto=1−1rk−1\eta_{\text{th, Otto}} = 1 - \frac{1}{r^{k-1}}

where k=cpcvk = \frac{c_p}{c_v} is the specific heat ratio of the working fluid.

Thermal efficiency of ideal Otto cycle as a function of compression ratio r for k = 1.4Thermal efficiency of Otto cycle as a function of r for different values of k
Operational Limitations on Compression Ratio
  • The thermal efficiency of the Otto cycle increases monotonically with compression ratio rr and with the specific heat ratio kk.

  • Typical compression ratios for commercial gasoline engines reside between 7–107\text{--}10.

  • In spark-ignition engines, rr is constrained by autoignition (engine knock), which occurs when the temperature and pressure of the unburned air-fuel mixture during the compression stroke exceed self-ignition thresholds prior to spark plug firing, causing uncontrolled detonation and mechanical engine damage.

Detailed Analysis: Example 9-2 (The Ideal Otto Cycle)

Problem Statement

An ideal Otto cycle has a compression ratio of r=8r = 8. At the beginning of the compression process, air is at P1=100 kPaP_1 = 100\,\text{kPa} and T1=17∘C=290 KT_1 = 17^\circ\text{C} = 290\,\text{K}, and qin=800 kJ/kgq_{\text{in}} = 800\,\text{kJ/kg} of heat is transferred to air during the constant-volume heat-addition process. Accounting for the variation of specific heats of air with temperature, determine:

  1. The maximum temperature (T3T_3) and maximum pressure (P3P_3) occurring during the cycle.

  2. The net work output (wnetw_{\text{net}}).

  3. The thermal efficiency (ηth\eta_{\text{th}}).

  4. The mean effective pressure (MEP\text{MEP}) for the cycle.

Governing Assumptions
  • Air-standard assumptions apply.

  • Kinetic and potential energy changes are negligible (Δke=Δpe=0\Delta \text{ke} = \Delta \text{pe} = 0).

  • Specific heat variation with temperature is evaluated using ideal gas air property tables (Table A-17).

Step-by-Step Solution
1. Evaluation of State 1 and State 2 Properties

At T1=290 KT_1 = 290\,\text{K}, from Table A-17:

u1=206.91 kJ/kgu_1 = 206.91\,\text{kJ/kg}

vr1=676.1v_{r1} = 676.1

For isentropic compression Process 1–21\text{--}2:

vr2vr1=v2v1=1r  ⟹  vr2=vr1r=676.18=84.51\frac{v_{r2}}{v_{r1}} = \frac{v_2}{v_1} = \frac{1}{r} \implies v_{r2} = \frac{v_{r1}}{r} = \frac{676.1}{8} = 84.51

Interpolating in Table A-17 at vr2=84.51v_{r2} = 84.51 yields:

T2=652.4 KT_2 = 652.4\,\text{K}

u2=475.11 kJ/kgu_2 = 475.11\,\text{kJ/kg}

Using the ideal gas relation across Process 1–21\text{--}2:

P2=P1(T2T1)(v1v2)=(100 kPa)(652.4 K290 K)(8)=1799.7 kPa=1.7997 MPaP_2 = P_1 \left( \frac{T_2}{T_1} \right) \left( \frac{v_1}{v_2} \right) = (100\,\text{kPa}) \left( \frac{652.4\,\text{K}}{290\,\text{K}} \right) (8) = 1799.7\,\text{kPa} = 1.7997\,\text{MPa}

2. Evaluation of State 3 (Maximum Temperature and Pressure)

For constant-volume heat-addition Process 2–32\text{--}3:

qin=u3−u2q_{\text{in}} = u_3 - u_2

800 kJ/kg=u3−475.11 kJ/kg800\,\text{kJ/kg} = u_3 - 475.11\,\text{kJ/kg}

u3=1275.11 kJ/kgu_3 = 1275.11\,\text{kJ/kg}

From Table A-17 at u3=1275.11 kJ/kgu_3 = 1275.11\,\text{kJ/kg}:

T3=1575.1 K  (2300∘F)T_3 = 1575.1\,\text{K}\;(2300^\circ\text{F})

vr3=6.108v_{r3} = 6.108

Since v3=v2v_3 = v_2, the maximum pressure is:

P3=P2(T3T2)(v2v3)=(1.7997 MPa)(1575.1 K652.4 K)(1)=4.345 MPaP_3 = P_2 \left( \frac{T_3}{T_2} \right) \left( \frac{v_2}{v_3} \right) = (1.7997\,\text{MPa}) \left( \frac{1575.1\,\text{K}}{652.4\,\text{K}} \right) (1) = 4.345\,\text{MPa}

3. Evaluation of State 4 and Net Work Output

For isentropic expansion Process 3–43\text{--}4:

vr4vr3=v4v3=r  ⟹  vr4=r×vr3=(8)(6.108)=48.864\frac{v_{r4}}{v_{r3}} = \frac{v_4}{v_3} = r \implies v_{r4} = r \times v_{r3} = (8)(6.108) = 48.864

From Table A-17 at vr4=48.864v_{r4} = 48.864:

T4=795.6 KT_4 = 795.6\,\text{K}

u4=588.74 kJ/kgu_4 = 588.74\,\text{kJ/kg}

For constant-volume heat rejection Process 4–14\text{--}1:

qout=u4−u1=588.74 kJ/kg−206.91 kJ/kg=381.83 kJ/kgq_{\text{out}} = u_4 - u_1 = 588.74\,\text{kJ/kg} - 206.91\,\text{kJ/kg} = 381.83\,\text{kJ/kg}

The net work output is:

wnet=qin−qout=800 kJ/kg−381.83 kJ/kg=418.17 kJ/kgw_{\text{net}} = q_{\text{in}} - q_{\text{out}} = 800\,\text{kJ/kg} - 381.83\,\text{kJ/kg} = 418.17\,\text{kJ/kg}

4. Thermal Efficiency

ηth=wnetqin=418.17 kJ/kg800 kJ/kg=0.523=52.3%\eta_{\text{th}} = \frac{w_{\text{net}}}{q_{\text{in}}} = \frac{418.17\,\text{kJ/kg}}{800\,\text{kJ/kg}} = 0.523 = 52.3\%

Cold-Air-Standard Comparison:

ηth, Otto=1−1rk−1=1−(8)1−1.4=0.565=56.5%\eta_{\text{th, Otto}} = 1 - \frac{1}{r^{k-1}} = 1 - (8)^{1 - 1.4} = 0.565 = 56.5\%

The cold-air-standard value differs significantly from 52.3%52.3\%, demonstrating that temperature variation in specific heat values cannot be disregarded when accuracy is required.

5. Mean Effective Pressure

v1=RT1P1=(0.287 kPa⋅m3/kg⋅K)(290 K)100 kPa=0.832 m3/kgv_1 = \frac{R T_1}{P_1} = \frac{(0.287\,\text{kPa}\cdot\text{m}^3/\text{kg}\cdot\text{K})(290\,\text{K})}{100\,\text{kPa}} = 0.832\,\text{m}^3/\text{kg}

v2=v1r=0.832 m3/kg8v_2 = \frac{v_1}{r} = \frac{0.832\,\text{m}^3/\text{kg}}{8}

MEP=wnetv1(1−1r)=418.17 kJ/kg(0.832 m3/kg)(1−18)(1 kPa⋅m31 kJ)=574 kPa\text{MEP} = \frac{w_{\text{net}}}{v_1 \left(1 - \frac{1}{r}\right)} = \frac{418.17\,\text{kJ/kg}}{(0.832\,\text{m}^3/\text{kg}) \left(1 - \frac{1}{8}\right)} \left( \frac{1\,\text{kPa}\cdot\text{m}^3}{1\,\text{kJ}} \right) = 574\,\text{kPa}

A constant pressure of 574 kPa574\,\text{kPa} maintained during the expansion stroke produces an identical net work output to the full cycle.

The Diesel Cycle: Compression-Ignition Engines

The Diesel cycle is the idealized thermodynamic cycle for compression-ignition (CI) reciprocating engines, conceived by Rudolf Diesel in the 1890s.

Comparison of fuel-air mixing and ignition between spark-ignition and diesel engines
Distinctions from Spark-Ignition Systems
  • Air alone is inducted and compressed during the compression stroke. Fuel is injected directly into the cylinder near the completion of the stroke.

  • Because the compressed air reaches temperatures well above the fuel's autoignition temperature, self-ignition occurs spontaneously upon injection, eliminating the spark plug.

  • Pre-ignition is inherently prevented, permitting significantly higher compression ratios, typically r=12–24r = 12\text{--}24.

P-v and T-s state diagrams for the ideal Diesel cycle
Process Sequence of the Ideal Diesel Cycle
  • Process 1–21\text{--}2: Isentropic compression.

  • Process 2–32\text{--}3: Constant-pressure (P=const.P = \text{const.}) heat addition.

  • Process 3–43\text{--}4: Isentropic expansion.

  • Process 4–14\text{--}1: Constant-volume (v=const.v = \text{const.}) heat rejection.

The Cutoff Ratio (rcr_c)

The cutoff ratio (rcr_c) is defined as the ratio of cylinder volumes after and before the constant-pressure combustion process:

rc=V3V2=v3v2r_c = \frac{V_3}{V_2} = \frac{v_3}{v_2}

Energy Analysis and Thermal Efficiency Formulation

During constant-pressure Process 2–32\text{--}3, boundary work is produced concurrently with heat addition:

qin−wb,out=u3−u2q_{\text{in}} - w_{b,\text{out}} = u_3 - u_2

qin=P2(v3−v2)+(u3−u2)=h3−h2=cp(T3−T2)q_{\text{in}} = P_2 (v_3 - v_2) + (u_3 - u_2) = h_3 - h_2 = c_p (T_3 - T_2)

Heat rejection during constant-volume Process 4–14\text{--}1 is governed by:

qout=u4−u1=cv(T4−T1)q_{\text{out}} = u_4 - u_1 = c_v (T_4 - T_1)

The thermal efficiency is therefore:

ηth, Diesel=wnetqin=1−qoutqin=1−cv(T4−T1)cp(T3−T2)=1−T4−T1k(T3−T2)=1−T1(T4T1−1)kT2(T3T2−1)\eta_{\text{th, Diesel}} = \frac{w_{\text{net}}}{q_{\text{in}}} = 1 - \frac{q_{\text{out}}}{q_{\text{in}}} = 1 - \frac{c_v (T_4 - T_1)}{c_p (T_3 - T_2)} = 1 - \frac{T_4 - T_1}{k (T_3 - T_2)} = 1 - \frac{T_1 \left( \frac{T_4}{T_1} - 1 \right)}{k T_2 \left( \frac{T_3}{T_2} - 1 \right)}

Expressing temperature ratios in terms of compression ratio rr and cutoff ratio rcr_c under cold-air-standard conditions:

ηth, Diesel=1−1rk−1[rck−1k(rc−1)]\eta_{\text{th, Diesel}} = 1 - \frac{1}{r^{k-1}} \left[ \frac{r_c^k - 1}{k (r_c - 1)} \right]

Thermal efficiency of ideal Diesel cycle as a function of compression ratio r and cutoff ratio rc
Otto vs. Diesel Efficiency Comparison
  • The bracketed term [rck−1k(rc−1)]\left[ \frac{r_c^k - 1}{k (r_c - 1)} \right] is strictly greater than 11 for any rc>1r_c > 1, approaching unity as rc→1r_c \rightarrow 1.

  • Consequently, at the same compression ratio, the Otto cycle possesses a higher thermal efficiency than the Diesel cycle:

ηth, Otto>ηth, Diesel\eta_{\text{th, Otto}} > \eta_{\text{th, Diesel}}

  • However, because diesel engines are not knock-limited, they operate at much higher compression ratios (r=12–24r = 12\text{--}24) compared to spark-ignition engines (r=7–10r = 7\text{--}10). In practical applications, the efficiency of diesel engines exceeds that of gasoline engines.

The Stirling and Ericsson Cycles: Regeneration and Carnot Equivalence

The Carnot cycle achieves maximum theoretical thermal efficiency between two operating temperatures (THT_H and TLT_L), but involves isothermal compression and expansion processes that produce very small net work outputs per cycle and require impractical peak pressures.

The Stirling and Ericsson cycles overcome these power-density limitations by introducing regeneration, while retaining Carnot thermal efficiency.

ηth, Stirling=ηth, Ericsson=ηth, Carnot=1−TLTH\eta_{\text{th, Stirling}} = \eta_{\text{th, Ericsson}} = \eta_{\text{th, Carnot}} = 1 - \frac{T_L}{T_H}

The Concept of Regeneration

A regenerator is an internal energy-storage component that absorbs thermal energy from the working fluid during one phase of the cycle and transfers that identical thermal energy back to the fluid during another phase, requiring zero net energy exchange across the system boundary.

Piston cylinder execution sequence of the Stirling cycle showing regenerative transfer
The Stirling Cycle

Operating in a closed system, the Stirling cycle consists of:

  • Process 1–21\text{--}2: Isothermal expansion at THT_H (heat addition qinq_{\text{in}} from high-temperature source).

  • Process 2–32\text{--}3: Constant-volume (v=const.v = \text{const.}) regeneration (internal thermal transfer from fluid to regenerator; temperature drops from THT_H to TLT_L).

  • Process 3–43\text{--}4: Isothermal compression at TLT_L (heat rejection qoutq_{\text{out}} to low-temperature sink).

  • Process 4–14\text{--}1: Constant-volume (v=const.v = \text{const.}) regeneration (internal thermal transfer from regenerator to fluid; temperature increases from TLT_L to THT_H).

Steady-flow engineering layout of an Ericsson cycle
The Ericsson Cycle

The Ericsson cycle operates on steady-flow equipment (compressor, turbine, heat exchangers) and matches the Stirling cycle, except the constant-volume processes are replaced with constant-pressure processes:

  • Process 1–21\text{--}2: Isothermal expansion at THT_H (in an isothermal turbine with heat addition).

  • Process 2–32\text{--}3: Constant-pressure (P=const.P = \text{const.}) regeneration (heat transfer from gas to counter-flowing stream).

  • Process 3–43\text{--}4: Isothermal compression at TLT_L (in an isothermal compressor with heat rejection).

  • Process 4–14\text{--}1: Constant-pressure (P=const.P = \text{const.}) regeneration (gas preheated prior to turbine entry).

Comparison of T-s and P-v profiles for Carnot, Stirling, and Ericsson cycles

The Brayton Cycle: Gas-Turbine Power Plants

The Brayton cycle (first proposed by George Brayton in 1870) represents the standard thermodynamic cycle for gas turbines.

Open-cycle versus closed-cycle gas-turbine engine configurations
Open vs. Closed Cycle Modes
  • Open-Cycle Gas Turbine: Fresh ambient air enters the compressor, mixes with injected fuel inside the combustion chamber, burns at constant pressure, expands through the turbine producing work, and vents to the atmosphere.

  • Closed-Cycle Air-Standard Gas Turbine: Combustion is replaced by constant-pressure heat addition via an external heat exchanger, and the open exhaust is replaced by a constant-pressure heat exchanger rejecting heat to the ambient environment.

Ideal Brayton Cycle Processes
T-s and P-v state diagrams of the ideal air-standard Brayton cycle
  • Process 1–21\text{--}2: Isentropic compression (in an axial or centrifugal compressor).

  • Process 2–32\text{--}3: Constant-pressure (P=const.P = \text{const.}) heat addition.

  • Process 3–43\text{--}4: Isentropic expansion (in a turbine).

  • Process 4–14\text{--}1: Constant-pressure (P=const.P = \text{const.}) heat rejection.

Governing Energy Relations

Assuming steady flow with negligible changes in kinetic and potential energy:

wc=W˙cm˙=h2−h1=cp(T2−T1)w_c = \frac{\dot{W}_c}{\dot{m}} = h_2 - h_1 = c_p (T_2 - T_1)

wt=W˙tm˙=h3−h4=cp(T3−T4)w_t = \frac{\dot{W}_t}{\dot{m}} = h_3 - h_4 = c_p (T_3 - T_4)

qin=Q˙inm˙=h3−h2=cp(T3−T2)q_{\text{in}} = \frac{\dot{Q}_{\text{in}}}{\dot{m}} = h_3 - h_2 = c_p (T_3 - T_2)

qout=Q˙outm˙=h4−h1=cp(T4−T1)q_{\text{out}} = \frac{\dot{Q}_{\text{out}}}{\dot{m}} = h_4 - h_1 = c_p (T_4 - T_1)

wnet=wt−wc=qin−qoutw_{\text{net}} = w_t - w_c = q_{\text{in}} - q_{\text{out}}

Back Work Ratio (BWR)

The back work ratio (bwr\text{bwr}) is defined as the fraction of turbine work consumed to power the compressor:

bwr=wcwt=h2−h1h3−h4\text{bwr} = \frac{w_c}{w_t} = \frac{h_2 - h_1}{h_3 - h_4}

Representation of turbine work split between compressor back work and net work
  • In gas turbines, compression occurs entirely in the vapor/gas phase, leading to high specific volumes and substantial pump work requirements. Consequently, typical back work ratios range from 40%–80%40\%\text{--}80\%.

  • By comparison, vapor power plants (Rankine cycle) pump liquid water, resulting in back work ratios of only 1%–2%1\%\text{--}2\%.

Thermal Efficiency Formulation

Defining the pressure ratio as rp=P2P1=P3P4r_p = \frac{P_2}{P_1} = \frac{P_3}{P_4}:

ηth, Brayton=wnetqin=1−qoutqin=1−cp(T4−T1)cp(T3−T2)=1−T1(T4T1−1)T2(T3T2−1)\eta_{\text{th, Brayton}} = \frac{w_{\text{net}}}{q_{\text{in}}} = 1 - \frac{q_{\text{out}}}{q_{\text{in}}} = 1 - \frac{c_p (T_4 - T_1)}{c_p (T_3 - T_2)} = 1 - \frac{T_1 \left( \frac{T_4}{T_1} - 1 \right)}{T_2 \left( \frac{T_3}{T_2} - 1 \right)}

Using the isentropic pressure-temperature relationships:

T2T1=(P2P1)(k−1)/k=rp(k−1)/k\frac{T_2}{T_1} = \left( \frac{P_2}{P_1} \right)^{(k-1)/k} = r_p^{(k-1)/k}

T3T4=(P3P4)(k−1)/k=rp(k−1)/k\frac{T_3}{T_4} = \left( \frac{P_3}{P_4} \right)^{(k-1)/k} = r_p^{(k-1)/k}

Since T2T1=T3T4\frac{T_2}{T_1} = \frac{T_3}{T_4}, it follows that T4T1=T3T2\frac{T_4}{T_1} = \frac{T_3}{T_2}, which reduces the efficiency expression to:

ηth, Brayton=1−1rp(k−1)/k\eta_{\text{th, Brayton}} = 1 - \frac{1}{r_p^{(k-1)/k}}

Thermal efficiency of ideal Brayton cycle plotted against pressure ratio rp
Parametric Optimization of Pressure Ratio
Net work output variation across different pressure ratios showing an optimum rp for maximum work

For specified minimum (Tmin=T1T_{\text{min}} = T_1) and maximum (Tmax=T3T_{\text{max}} = T_3) cycle temperatures:

  • At very low pressure ratios, net work output is limited because the pressure difference is small.

  • At very high pressure ratios, compression raises T2T_2 near TmaxT_{\text{max}}, drastically reducing heat input and total expansion work.

  • Net work output reaches a distinct maximum at an optimum pressure ratio:

rp=(TmaxTmin)k2(k−1)r_p = \left( \frac{T_{\text{max}}}{T_{\text{min}}} \right)^{\frac{k}{2(k-1)}}

Gas turbine applications encompass two primary domains: electric power generation and aircraft propulsion. In these engines, air acts both as the chemical oxidant and as an internal coolant, maintaining turbine blade temperatures within metallurgical boundaries. Air-fuel ratios exceeding 5050 by mass are common.

Brayton Cycle Component Efficiencies and Parametric Analysis (Examples 2 & 3)

Example 2: Ideal Air-Standard Brayton Cycle

Given Conditions:

  • Ambient air enters compressor: P1=100 kPaP_1 = 100\,\text{kPa}, T1=300 KT_1 = 300\,\text{K}

  • Volumetric inlet flow rate: V˙1=5 m3/s\dot{V}_1 = 5\,\text{m}^3/\text{s}

  • Compressor pressure ratio: rp=10r_p = 10

  • Turbine inlet temperature: T3=1400 KT_3 = 1400\,\text{K}

  • Cold-air-standard properties: k=1.4k = 1.4, cp=1.005 kJ/kg⋅Kc_p = 1.005\,\text{kJ/kg}\cdot\text{K}, R=0.287 kJ/kg⋅KR = 0.287\,\text{kJ/kg}\cdot\text{K}

Analysis:

  1. State 2 Temperature (Compressor Exit):

T2=T1rp(k−1)/k=(300 K)(10)(1.4−1)/1.4=(300 K)(10)0.2857=(300 K)(1.9307)=579.2 KT_2 = T_1 r_p^{(k-1)/k} = (300\,\text{K}) (10)^{(1.4 - 1)/1.4} = (300\,\text{K}) (10)^{0.2857} = (300\,\text{K}) (1.9307) = 579.2\,\text{K}

  1. State 4 Temperature (Turbine Exit):

T4=T3rp(k−1)/k=1400 K1.9307=725.1 KT_4 = \frac{T_3}{r_p^{(k-1)/k}} = \frac{1400\,\text{K}}{1.9307} = 725.1\,\text{K}

  1. Cycle Thermal Efficiency:

ηth=1−1rp(k−1)/k=1−11.9307=0.482=48.2%\eta_{\text{th}} = 1 - \frac{1}{r_p^{(k-1)/k}} = 1 - \frac{1}{1.9307} = 0.482 = 48.2\%

  1. Specific Work and Heat Transfers:

wc=cp(T2−T1)=(1.005 kJ/kg⋅K)(579.2 K−300 K)=280.6 kJ/kgw_c = c_p (T_2 - T_1) = (1.005\,\text{kJ/kg}\cdot\text{K}) (579.2\,\text{K} - 300\,\text{K}) = 280.6\,\text{kJ/kg}

wt=cp(T3−T4)=(1.005 kJ/kg⋅K)(1400 K−725.1 K)=678.3 kJ/kgw_t = c_p (T_3 - T_4) = (1.005\,\text{kJ/kg}\cdot\text{K}) (1400\,\text{K} - 725.1\,\text{K}) = 678.3\,\text{kJ/kg}

wnet=wt−wc=678.3 kJ/kg−280.6 kJ/kg=397.7 kJ/kgw_{\text{net}} = w_t - w_c = 678.3\,\text{kJ/kg} - 280.6\,\text{kJ/kg} = 397.7\,\text{kJ/kg}

  1. Back Work Ratio:

bwr=wcwt=280.6 kJ/kg678.3 kJ/kg=0.414=41.4%\text{bwr} = \frac{w_c}{w_t} = \frac{280.6\,\text{kJ/kg}}{678.3\,\text{kJ/kg}} = 0.414 = 41.4\%

  1. Net Power Output in kW:

v1=RT1P1=(0.287 kPa⋅m3/kg⋅K)(300 K)100 kPa=0.861 m3/kgv_1 = \frac{R T_1}{P_1} = \frac{(0.287\,\text{kPa}\cdot\text{m}^3/\text{kg}\cdot\text{K})(300\,\text{K})}{100\,\text{kPa}} = 0.861\,\text{m}^3/\text{kg}

m˙=V˙1v1=5 m3/s0.861 m3/kg=5.807 kg/s\dot{m} = \frac{\dot{V}_1}{v_1} = \frac{5\,\text{m}^3/\text{s}}{0.861\,\text{m}^3/\text{kg}} = 5.807\,\text{kg/s}

W˙net=m˙wnet=(5.807 kg/s)(397.7 kJ/kg)=2309.5 kW≈2.31 MW\dot{W}_{\text{net}} = \dot{m} w_{\text{net}} = (5.807\,\text{kg/s}) (397.7\,\text{kJ/kg}) = 2309.5\,\text{kW} \approx 2.31\,\text{MW}


Impact of Component Irreversibilities

Turbine and compressor irreversibilities (fluid friction, shock losses, blade stall) degrade overall cycle performance.

ηc=wswa=h2s−h1h2−h1\eta_c = \frac{w_s}{w_a} = \frac{h_{2s} - h_1}{h_2 - h_1}

ηt=waws=h3−h4h3−h4s\eta_t = \frac{w_a}{w_s} = \frac{h_3 - h_4}{h_3 - h_{4s}}

Example 3: Non-Ideal Brayton Cycle Analysis

Reconsidering Example 2 with an isentropic compressor efficiency of ηc=80%\eta_c = 80\% and an isentropic turbine efficiency of ηt=80%\eta_t = 80\%:

  1. Actual Work Inputs and Outputs:

wc,a=wc,sηc=280.6 kJ/kg0.80=350.75 kJ/kgw_{c,a} = \frac{w_{c,s}}{\eta_c} = \frac{280.6\,\text{kJ/kg}}{0.80} = 350.75\,\text{kJ/kg}

wt,a=ηtwt,s=(0.80)(678.3 kJ/kg)=542.64 kJ/kgw_{t,a} = \eta_t w_{t,s} = (0.80)(678.3\,\text{kJ/kg}) = 542.64\,\text{kJ/kg}

  1. Actual Net Specific Work:

wnet=wt,a−wc,a=542.64 kJ/kg−350.75 kJ/kg=191.89 kJ/kgw_{\text{net}} = w_{t,a} - w_{c,a} = 542.64\,\text{kJ/kg} - 350.75\,\text{kJ/kg} = 191.89\,\text{kJ/kg}

  1. Modified Back Work Ratio:

bwr=wc,awt,a=350.75 kJ/kg542.64 kJ/kg=0.646=64.6%\text{bwr} = \frac{w_{c,a}}{w_{t,a}} = \frac{350.75\,\text{kJ/kg}}{542.64\,\text{kJ/kg}} = 0.646 = 64.6\%

  1. Actual Combustion Heat Input (qinq_{\text{in}}):

T2,a=T1+wc,acp=300 K+350.75 kJ/kg1.005 kJ/kg⋅K=649.0 KT_{2,a} = T_1 + \frac{w_{c,a}}{c_p} = 300\,\text{K} + \frac{350.75\,\text{kJ/kg}}{1.005\,\text{kJ/kg}\cdot\text{K}} = 649.0\,\text{K}

qin=cp(T3−T2,a)=(1.005 kJ/kg⋅K)(1400 K−649.0 K)=754.75 kJ/kgq_{\text{in}} = c_p (T_3 - T_{2,a}) = (1.005\,\text{kJ/kg}\cdot\text{K}) (1400\,\text{K} - 649.0\,\text{K}) = 754.75\,\text{kJ/kg}

  1. Realized Thermal Efficiency:

ηth=wnetqin=191.89 kJ/kg754.75 kJ/kg=0.254=25.4%\eta_{\text{th}} = \frac{w_{\text{net}}}{q_{\text{in}}} = \frac{191.89\,\text{kJ/kg}}{754.75\,\text{kJ/kg}} = 0.254 = 25.4\%

  1. Total Net Power Output:

W˙net=m˙wnet=(5.807 kg/s)(191.89 kJ/kg)=1114.3 kW\dot{W}_{\text{net}} = \dot{m} w_{\text{net}} = (5.807\,\text{kg/s}) (191.89\,\text{kJ/kg}) = 1114.3\,\text{kW}

Component irreversibilities increase the back work ratio from 41.4%41.4\% to 64.6%64.6\%, while decreasing thermal efficiency from 48.2%48.2\% to 25.4%25.4\% and halving net power output.

Advanced Gas Turbine Modifications: Regeneration, Intercooling, and Reheating

The Regenerative Brayton Cycle

In standard gas turbine cycles, the turbine exhaust temperature (T4T_4) is typically higher than the compressor discharge temperature (T2T_2). A regenerator (counter-flow heat exchanger) utilizes this temperature difference to preheat the air exiting the compressor before it enters the combustor.

Layout of a regenerative gas-turbine engine systemT-s diagram of Brayton cycle incorporating regeneration
  • Preheating the working fluid from State 2 to State 5 using exhaust gas energy (qregenq_{\text{regen}}) reduces the required fuel energy addition in the combustor (qinq_{\text{in}}).

  • Because net shaft work output remains essentially unchanged while fuel input decreases, thermal efficiency increases.

Multistage Compression with Intercooling, and Multistage Expansion with Reheating

To increase net work and approach Carnot efficiency, gas turbine cycles incorporate multistage compression with intercooling and multistage expansion with reheating.

System schematic for gas turbine featuring multi-stage intercooling, reheating, and regenerationT-s thermodynamic path of ideal gas turbine cycle with intercooling, reheating, and regeneration
  • Intercooling: Passing partially compressed air through an intercooler between compressor stages lowers fluid temperature and specific volume, reducing total compression work (wcw_c). Compressor work is minimized when intermediate pressure ratios match:

P2P1=P4P3\frac{P_2}{P_1} = \frac{P_4}{P_3}

  • Reheating: Re-expanding gas through multiple turbine stages with intermediate combustion reheating maximizes work output (wtw_t). Turbine work output is maximized when intermediate expansion pressure ratios match:

P6P7=P8P9\frac{P_6}{P_7} = \frac{P_8}{P_9}

  • Convergence to Ericsson Limits: As the number of compression and expansion stages increases, the compression and expansion curves approach isothermal behavior, while regeneration approaches isobaric heat exchange. The combined cycle then approaches the thermodynamic performance of an Ericsson cycle.

Jet Propulsion Cycles and Aircraft Engines

Aircraft gas-turbine engines operate on an open propulsion cycle where the primary useful output is linear thrust rather than net shaft work.

Turbine and accelerating exhaust nozzle assembly of a jet propulsion engine
Principles of Jet Propulsion
  • In an ideal jet propulsion cycle, net shaft work output is zero (wnet=0w_{\text{net}} = 0). The turbine produces only enough mechanical energy to drive the compressor and internal accessories.

  • Hot, high-pressure exhaust gas exiting the turbine is expanded to ambient pressure through a converging-diverging nozzle, converting thermal energy into kinetic energy (VexitV_{\text{exit}}).

T-s diagram and station cross section of a turbojet propulsion cycle
  • Thrust (FF): The net force propelling the aircraft forward, generated by accelerating fluid rearward:

F=m˙(Vexit−Vinlet)F = \dot{m} (V_{\text{exit}} - V_{\text{inlet}})

  • Propulsive Power (W˙P\dot{W}_P): The mechanical power developed by thrust moving the aircraft through air at velocity VV:

W˙P=F⋅V\dot{W}_P = F \cdot V

  • Propulsive Efficiency (ηP\eta_P): The ratio of propulsive power delivered to the total rate of kinetic energy imparted to the fluid stream:

ηP=W˙PQ˙in\eta_P = \frac{\dot{W}_P}{\dot{Q}_{\text{in}}}

Advanced Aircraft Applications: The F-35 Program

The Lockheed Martin F-35 Joint Strike Fighter program illustrates modern high-thrust military propulsion technology, utilizing variable-geometry thrust-vectoring nozzles to achieve vertical and short takeoff and landing (STOVL) capabilities.

Primary Jet Engine Architectures
  1. Turbojet: Air passes sequentially through a diffuser, compressor, combustor, turbine, and propelling nozzle.

  2. Turbofan: Employs an oversized inlet fan driven by a low-pressure turbine, directing a large fraction of inlet air around the core engine through an outer bypass duct.

Schematic cross section of a high-bypass turbofan showing fan bypass ducting and dual spoolsPratt & Whitney PW4084 turbofan cutaway

The Pratt & Whitney PW4084 Turbofan Engine:

  • Thrust: 374 kN374\,\text{kN}

  • Length: 4.87 m4.87\,\text{m}

  • Fan Diameter: 2.84 m2.84\,\text{m}

  • Engine Mass: 6800 kg6800\,\text{kg}

  • Application: High-capacity commercial passenger flight (Boeing 777)

  1. Turboprop: The turbine powers an external propeller through a reduction gearbox. It moves a large mass of air with a small velocity increase, offering high fuel efficiency at speeds below Mach 0.6.

Cutaway diagram of a turboprop gas turbine driving an external propeller via a gear reduction drive
  1. Ramjet: Eliminates all rotating mechanical assemblies (no compressor or turbine). Compression occurs entirely through aerodynamic deceleration (ram effect) as high-speed inlet air enters at supersonic velocities (Mach>3\text{Mach} > 3).

Ramjet schematic detailing flame holders, fuel spray bars, and convergent-divergent nozzle profile

Second-Law Analysis and Exergy Accounting of Gas Power Cycles

A Second-Law analysis identifies the locations, causes, and magnitudes of thermodynamic irreversibilities across cyclic components.

Exergy Destruction Formulations
  • General Closed System:

Xdest=T0Sgen=T0(ΔSsys−Sin+Sout)=T0[(S2−S1)sys−QinTb,in+QoutTb,out]  (kJ)X_{\text{dest}} = T_0 S_{\text{gen}} = T_0 (\Delta S_{\text{sys}} - S_{\text{in}} + S_{\text{out}}) = T_0 \left[ (S_2 - S_1)_{\text{sys}} - \frac{Q_{\text{in}}}{T_{b,\text{in}}} + \frac{Q_{\text{out}}}{T_{b,\text{out}}} \right]\;(\text{kJ})

  • Steady-Flow Open System:

X˙dest=T0S˙gen=T0(S˙out−S˙in)=T0(∑outm˙s−∑inm˙s−Q˙inTb,in+Q˙outTb,out)  (kW)\dot{X}_{\text{dest}} = T_0 \dot{S}_{\text{gen}} = T_0 (\dot{S}_{\text{out}} - \dot{S}_{\text{in}}) = T_0 \left( \sum_{\text{out}} \dot{m} s - \sum_{\text{in}} \dot{m} s - \frac{\dot{Q}_{\text{in}}}{T_{b,\text{in}}} + \frac{\dot{Q}_{\text{out}}}{T_{b,\text{out}}} \right)\;(\text{kW})

  • Steady-Flow Single-Inlet, Single-Exit Component:

Xdest=T0sgen=T0(se−si−qinTb,in+qoutTb,out)  (kJ/kg)X_{\text{dest}} = T_0 s_{\text{gen}} = T_0 \left( s_e - s_i - \frac{q_{\text{in}}}{T_{b,\text{in}}} + \frac{q_{\text{out}}}{T_{b,\text{out}}} \right)\;(\text{kJ/kg})

  • Exergy Destruction of a Cycle:

xdest=T0(∑qoutTb,out−∑qinTb,in)  (kJ/kg)x_{\text{dest}} = T_0 \left( \sum \frac{q_{\text{out}}}{T_{b,\text{out}}} - \sum \frac{q_{\text{in}}}{T_{b,\text{in}}} \right)\;(\text{kJ/kg})

  • Cycle Transferring Heat Exclusively with Reservoirs at THT_H and TLT_L:

xdest=T0(qoutTL−qinTH)  (kJ/kg)x_{\text{dest}} = T_0 \left( \frac{q_{\text{out}}}{T_L} - \frac{q_{\text{in}}}{T_H} \right)\;(\text{kJ/kg})

Nonflow and Flow Exergy Expressions
  • Closed System (Nonflow) Specific Exergy (ϕ\phi):

ϕ=(u−u0)−T0(s−s0)+P0(v−v0)+V22+gz\phi = (u - u_0) - T_0 (s - s_0) + P_0 (v - v_0) + \frac{V^2}{2} + g z

  • Stream (Flow) Specific Exergy (ψ\psi):

ψ=(h−h0)−T0(s−s0)+V22+gz\psi = (h - h_0) - T_0 (s - s_0) + \frac{V^2}{2} + g z

Evaluating component exergy destruction shows that combustion chambers account for the majority of cycle irreversibility due to uncontrolled chemical reaction kinetics and large internal temperature gradients.

Combined Gas-Vapor Power Cycles

The combined gas-vapor power cycle couples a high-temperature gas-turbine (Brayton) topping cycle with a lower-temperature steam-turbine (Rankine) bottoming cycle.

Combined cycle schematic layout and associated T-s diagram
Operating Principles
  • The Brayton cycle operates at high peak temperatures (Tmax>1400 KT_{\text{max}} > 1400\,\text{K}), but rejects exhaust gas at relatively high temperatures (T8≈500–600∘CT_8 \approx 500\text{--}600^\circ\text{C}).

  • Instead of venting this thermal energy to the atmosphere, the gas turbine exhaust is routed through a Heat Recovery Steam Generator (HRSG), which generates superheated steam to drive a Rankine cycle.

  • The combined cycle achieves higher thermal efficiencies than either cycle operating individually, with modern installations routinely exceeding 50%50\% overall thermal efficiency.